Northern LTS ETF TR

Q1 2014 vs Q2 2014

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Morgan Stanley

INCREASED

Shares382,995 from 213,526

Change+169,469 (+79%)

Value$10.8K (+$5.1K)

Filed 2014-08-12

Wells Fargo & Company

INCREASED

Shares328,941 from 180,353

Change+148,588 (+82%)

Value$9.3K (+$4.4K)

Filed 2014-08-29

Raymond James & Associates

INCREASED

Shares96,786 from 59,804

Change+36,982 (+62%)

Value$2.7K (+$1.1K)

Filed 2014-08-13

American International Group, Inc.

INCREASED

Shares69,915 from 39,267

Change+30,648 (+78%)

Value$2.0M (+$914.2K)

Filed 2014-08-08

LPL Financial LLC

INCREASED

Shares53,278 from 53,156

Change+122 (+0%)

Value$1.5K (+$70)

Filed 2014-08-05

Bank of America Corp

INCREASED

Shares49,516 from 33,481

Change+16,035 (+48%)

Value$1.4K (+$494)

Filed 2014-08-14

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares41,796 from 36,628

Change+5,168 (+14%)

Value$1.2K (+$191)

Filed 2014-07-25

Strategic Wealth Advisors Group,Inc.

NEW

Shares38,812

Change+38,812

Value$1.1M

Filed 2014-09-26

Smith, Moore & Co.

INCREASED

Shares38,242 from 37,998

Change+244 (+1%)

Value$1.1K (+$54)

Filed 2014-07-24

Janney Montgomery Scott LLC

INCREASED

Shares30,046 from 21,812

Change+8,234 (+38%)

Value$848.5K (+$259.6K)

Filed 2014-08-13

Stifel Financial Corp

INCREASED

Shares29,351 from 24,590

Change+4,761 (+19%)

Value$829 (+$165)

Filed 2014-08-14

Royal Bank of Canada

DECREASED

Shares29,314 from 36,574

Change-7,260 (-20%)

Value$828 (-$159)

Filed 2014-08-14

Commonwealth Equity Services, Inc

NEW

Shares24,671

Change+24,671

Value$697

Filed 2014-07-23

Prospera Financial Services Inc

INCREASED

Shares24,052 from 17,505

Change+6,547 (+37%)

Value$679 (+$206)

Filed 2014-07-07

Aviance Capital Management, LLC

INCREASED

Shares22,516 from 21,220

Change+1,296 (+6%)

Value$636 (+$63)

Filed 2014-07-23

Oppenheimer & Co Inc

NEW

Shares19,832

Change+19,832

Value$560

Filed 2014-08-14

Placemark Investments, Inc.

INCREASED

Shares16,163 from 16,071

Change+92 (+1%)

Value$456 (+$22)

Filed 2014-08-14

SII Investments Inc

DECREASED

Shares14,463 from 16,488

Change-2,025 (-12%)

Value$409 (-$22)

Filed 2014-07-28

JPMorgan Chase & Co

INCREASED

Shares11,476 from 10,440

Change+1,036 (+10%)

Value$324 (+$42)

Filed 2014-09-03

Deutsche Bank Ag\

INCREASED

Shares11,100 from 8,900

Change+2,200 (+25%)

Value$313 (+$73)

Filed 2014-08-15

Cetera Advisors LLC

INCREASED

Shares10,309 from 9,001

Change+1,308 (+15%)

Value$292 (+$50)

Filed 2014-09-26

National Planning Corp

DECREASED

Shares9,171 from 10,145

Change-974 (-10%)

Value$259 (-$16)

Filed 2014-07-16

FineMark National Bank & Trust

UNCHANGED

Shares8,070 from 8,070

Change0 (0%)

Value$228 (+$10)

Filed 2014-08-13

First Allied Advisory Services, Inc.

DECREASED

Shares7,284 from 7,684

Change-400 (-5%)

Value$205 (-$1)

Filed 2014-08-14

MetLife Securities, Inc

INCREASED

Shares5,881 from 4,405

Change+1,476 (+34%)

Value$166 (+$47)

Filed 2014-08-04

Ladenburg Thalmann Financial Services Inc

INCREASED

Shares5,315 from 600

Change+4,715 (+786%)

Value$150 (+$134)

Filed 2014-08-14

Ameriprise Financial Inc

INCREASED

Shares2,108 from 807

Change+1,301 (+161%)

Value$60 (+$38)

Filed 2014-08-13

D.A. Davidson & Co.

DECREASED

Shares952 from 7,838

Change-6,886 (-88%)

Value$26 (-$185)

Filed 2014-07-29

Transamerica Financial Advisors, LLC

NEW

Shares120

Change+120

Value$4

Filed 2014-07-14

Jacobus Wealth Management, Inc.

CLOSED

Shares0 from 85,070

Change-85,070 (-100%)

Value$0 (-$2.3K)

Filed 2014-08-06

Baldwin Wealth Partners LLC

CLOSED

Shares0 from 62,000

Change-62,000 (-100%)

Value$0 (-$1.7K)

Filed 2014-08-08

Partnervest Advisory Services LLC

CLOSED

Shares0 from 2,952

Change-2,952 (-100%)

Value$0 (-$80)

Filed 2014-08-14

	Status
Morgan Stanley	INCREASED	382,995	213,526	+169,469	+79%	$5.8K	$10.8K	+$5.1K	2014-08-12
Wells Fargo & Company	INCREASED	328,941	180,353	+148,588	+82%	$4.9K	$9.3K	+$4.4K	2014-08-29
Raymond James & Associates	INCREASED	96,786	59,804	+36,982	+62%	$1.6K	$2.7K	+$1.1K	2014-08-13
American International Group, Inc.	INCREASED	69,915	39,267	+30,648	+78%	$1.1M	$2.0M	+$914.2K	2014-08-08
LPL Financial LLC	INCREASED	53,278	53,156	+122	+0%	$1.4K	$1.5K	+$70	2014-08-05
Bank of America Corp	INCREASED	49,516	33,481	+16,035	+48%	$904	$1.4K	+$494	2014-08-14
Cambridge Investment Research Advisors, Inc.	INCREASED	41,796	36,628	+5,168	+14%	$989	$1.2K	+$191	2014-07-25
Strategic Wealth Advisors Group,Inc.	NEW	38,812	—	+38,812	—	—	$1.1M	—	2014-09-26
Smith, Moore & Co.	INCREASED	38,242	37,998	+244	+1%	$1.0K	$1.1K	+$54	2014-07-24
Janney Montgomery Scott LLC	INCREASED	30,046	21,812	+8,234	+38%	$588.9K	$848.5K	+$259.6K	2014-08-13
Stifel Financial Corp	INCREASED	29,351	24,590	+4,761	+19%	$664	$829	+$165	2014-08-14
Royal Bank of Canada	DECREASED	29,314	36,574	-7,260	-20%	$987	$828	-$159	2014-08-14
Commonwealth Equity Services, Inc	NEW	24,671	—	+24,671	—	—	$697	—	2014-07-23
Prospera Financial Services Inc	INCREASED	24,052	17,505	+6,547	+37%	$473	$679	+$206	2014-07-07
Aviance Capital Management, LLC	INCREASED	22,516	21,220	+1,296	+6%	$573	$636	+$63	2014-07-23
Oppenheimer & Co Inc	NEW	19,832	—	+19,832	—	—	$560	—	2014-08-14
Placemark Investments, Inc.	INCREASED	16,163	16,071	+92	+1%	$434	$456	+$22	2014-08-14
SII Investments Inc	DECREASED	14,463	16,488	-2,025	-12%	$431	$409	-$22	2014-07-28
JPMorgan Chase & Co	INCREASED	11,476	10,440	+1,036	+10%	$282	$324	+$42	2014-09-03
Deutsche Bank Ag\	INCREASED	11,100	8,900	+2,200	+25%	$240	$313	+$73	2014-08-15
Cetera Advisors LLC	INCREASED	10,309	9,001	+1,308	+15%	$242	$292	+$50	2014-09-26
National Planning Corp	DECREASED	9,171	10,145	-974	-10%	$275	$259	-$16	2014-07-16
FineMark National Bank & Trust	UNCHANGED	8,070	8,070	0	0%	$218	$228	+$10	2014-08-13
First Allied Advisory Services, Inc.	DECREASED	7,284	7,684	-400	-5%	$206	$205	-$1	2014-08-14
MetLife Securities, Inc	INCREASED	5,881	4,405	+1,476	+34%	$119	$166	+$47	2014-08-04
Ladenburg Thalmann Financial Services Inc	INCREASED	5,315	600	+4,715	+786%	$16	$150	+$134	2014-08-14
Ameriprise Financial Inc	INCREASED	2,108	807	+1,301	+161%	$22	$60	+$38	2014-08-13
D.A. Davidson & Co.	DECREASED	952	7,838	-6,886	-88%	$211	$26	-$185	2014-07-29
Transamerica Financial Advisors, LLC	NEW	120	—	+120	—	—	$4	—	2014-07-14
Jacobus Wealth Management, Inc.	CLOSED	0	85,070	-85,070	-100%	$2.3K	$0	-$2.3K	2014-08-06
Baldwin Wealth Partners LLC	CLOSED	0	62,000	-62,000	-100%	$1.7K	$0	-$1.7K	2014-08-08
Partnervest Advisory Services LLC	CLOSED	0	2,952	-2,952	-100%	$80	$0	-$80	2014-08-14

Showing 32 of 32 institutions