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Ocean PA Diversified in ETF (DUKZ)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
VestGen Advisors, LLC
INCREASED
Shares350,696 from 332,545
Change+18,151 (+5%)
Value$8.7M (+$135.4K)
Filed 2026-10-27
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares268,860 from 131,316
Change+137,544 (+105%)
Value$6.6K (+$3.3K)
Filed 2026-11-02
Commonwealth Equity Services, LLC
INCREASED
Shares102,390 from 97,563
Change+4,827 (+5%)
Value$2.5M (+$27.4K)
Filed 2026-11-02
Independent Wealth Network Inc.
DECREASED
Shares77,885 from 79,950
Change-2,065 (-3%)
Value$1.9M (-$126.1K)
Filed 2026-10-19
Independent Financial Group, LLC
INCREASED
Shares67,639 from 64,726
Change+2,913 (+5%)
Value$1.7M (+$11.1K)
Filed 2026-10-13
Builder Investment Group Inc
INCREASED
Shares43,495 from 40,254
Change+3,241 (+8%)
Value$1.1M (+$42.2K)
Filed 2026-10-22
J2 Capital Management Inc
NEW
Shares22,046
Change+22,046
Value$544.1K
Filed 2026-10-19
MGO One Seven LLC
NEW
Shares14,875
Change+14,875
Value$367.1K
Filed 2026-10-28
Park Avenue Securities LLC
INCREASED
Shares13,347 from 10,403
Change+2,944 (+28%)
Value$329 (+$62)
Filed 2026-10-26
Harbour Investments, Inc.
INCREASED
Shares12,027 from 97
Change+11,930 (+12299%)
Value$296.8K (+$294.3K)
Filed 2026-11-09
Signature Estate & Investment Advisors LLC
INCREASED
Shares10,185 from 8,824
Change+1,361 (+15%)
Value$251.4K (+$25.3K)
Filed 2026-10-13
Ocean Park Asset Management, LLC
INCREASED
Shares8,959 from 8,911
Change+48 (+1%)
Value$221.1K (-$7.2K)
Filed 2026-10-21
Spartan Wealth Advisory Services LLC
N/A
Shares— from 407,807
Change-407,807 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 235,918
Change-235,918 (-100%)
Value—
Mutual Advisors, LLC
N/A
Shares— from 30,951
Change-30,951 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 13,668
Change-13,668 (-100%)
Value—
Envestnet Portfolio Solutions, Inc.
N/A
Shares— from 10,101
Change-10,101 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 10,000
Change-10,000 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 7,897
Change-7,897 (-100%)
Value—
Status
VestGen Advisors, LLC
INCREASED350,696332,545+18,151+5%$8.5M$8.7M+$135.4K2026-10-27
Cambridge Investment Research Advisors, Inc.
INCREASED268,860131,316+137,544+105%$3.4K$6.6K+$3.3K2026-11-02
Commonwealth Equity Services, LLC
INCREASED102,39097,563+4,827+5%$2.5M$2.5M+$27.4K2026-11-02
Independent Wealth Network Inc.
DECREASED77,88579,950-2,065-3%$2.0M$1.9M-$126.1K2026-10-19
Independent Financial Group, LLC
INCREASED67,63964,726+2,913+5%$1.7M$1.7M+$11.1K2026-10-13
Builder Investment Group Inc
INCREASED43,49540,254+3,241+8%$1.0M$1.1M+$42.2K2026-10-22
J2 Capital Management Inc
NEW22,046—+22,046——$544.1K—2026-10-19
MGO One Seven LLC
NEW14,875—+14,875——$367.1K—2026-10-28
Park Avenue Securities LLC
INCREASED13,34710,403+2,944+28%$267$329+$622026-10-26
Harbour Investments, Inc.
INCREASED12,02797+11,930+12299%$2.5K$296.8K+$294.3K2026-11-09
Signature Estate & Investment Advisors LLC
INCREASED10,1858,824+1,361+15%$226.1K$251.4K+$25.3K2026-10-13
Ocean Park Asset Management, LLC
INCREASED8,9598,911+48+1%$228.3K$221.1K-$7.2K2026-10-21
Spartan Wealth Advisory Services LLC
N/A—407,807-407,807-100%$10.4M———
Envestnet Asset Management Inc
N/A—235,918-235,918-100%$6.0M———
Mutual Advisors, LLC
N/A—30,951-30,951-100%$793.0K———
Susquehanna International Group, LLP
N/A—13,668-13,668-100%$350.2K———
Envestnet Portfolio Solutions, Inc.
N/A—10,101-10,101-100%$258.8K———
Osaic Holdings, Inc.
N/A—10,000-10,000-100%$256.2K———
Jane Street Group, LLC
N/A—7,897-7,897-100%$202.3K———
Showing 19 of 19 institutions