Northern Tier Energy LP

Q1 2016 vs Q2 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Private Capital Advisors, Inc.

DECREASED

Shares139,025 from 142,375

Change-3,350 (-2%)

Value$2.9K (-$472)

Filed 2016-07-21

Freedom Investment Management, Inc.

INCREASED

Shares15,004 from 13,904

Change+1,100 (+8%)

Value$317 (-$11)

Filed 2016-07-14

Next Financial Group, Inc

DECREASED

Shares7,545 from 7,645

Change-100 (-1%)

Value$156 (-$24)

Filed 2016-07-07

Risk Paradigm Group, LLC

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$10.6K (-$1.2K)

Filed 2016-08-15

Bellwether Investment Group, LLC

NEW

Shares409

Change+409

Value$9

Filed 2016-08-18

Jnba Financial Advisors

UNCHANGED

Shares340 from 340

Change0 (0%)

Value$7 (-$1)

Filed 2016-07-22

Morgan Stanley

CLOSED

Shares0 from 9,475,971

Change-9,475,971 (-100%)

Value$0 (-$223.3K)

Filed 2016-08-12

Citigroup Inc

CLOSED

Shares0 from 5,269,971

Change-5,269,971 (-100%)

Value$0 (-$124.2K)

Filed 2016-08-12

UBS Group AG

CLOSED

Shares0 from 4,443,839

Change-4,443,839 (-100%)

Value$0 (-$104.7K)

Filed 2016-08-12

Goldman Sachs Group Inc

CLOSED

Shares0 from 2,188,681

Change-2,188,681 (-100%)

Value$0 (-$51.6K)

Filed 2016-08-15

Westchester Capital Management, LLC

CLOSED

Shares0 from 1,192,300

Change-1,192,300 (-100%)

Value$0 (-$28.1K)

Filed 2016-08-15

ING Groep NV

CLOSED

Shares0 from 904,047

Change-904,047 (-100%)

Value$0 (-$21.3K)

Filed 2016-07-27

Harvest Fund Advisors LLC

CLOSED

Shares0 from 662,598

Change-662,598 (-100%)

Value$0 (-$15.6M)

Filed 2016-08-19

Barclays PLC

CLOSED

Shares0 from 619,094

Change-619,094 (-100%)

Value$0 (-$14.2K)

Filed 2016-08-12

Omers Administration Corp

CLOSED

Shares0 from 530,200

Change-530,200 (-100%)

Value$0 (-$12.5K)

Filed 2016-08-11

Grisanti Capital Management LLC

CLOSED

Shares0 from 475,170

Change-475,170 (-100%)

Value$0 (-$11.2K)

Filed 2016-08-04

Texas Yale Capital Corp.

CLOSED

Shares0 from 474,705

Change-474,705 (-100%)

Value$0 (-$11.2K)

Filed 2016-08-12

Deutsche Bank Ag\

CLOSED

Shares0 from 465,913

Change-465,913 (-100%)

Value$0 (-$11.0K)

Filed 2016-08-15

Bank of Montreal

CLOSED

Shares0 from 437,943

Change-437,943 (-100%)

Value$0 (-$10.3K)

Filed 2016-07-25

Renaissance Technologies LLC

CLOSED

Shares0 from 379,700

Change-379,700 (-100%)

Value$0 (-$9.0K)

Filed 2016-08-12

Bank of America Corp

CLOSED

Shares0 from 370,654

Change-370,654 (-100%)

Value$0 (-$8.7K)

Filed 2016-08-15

First Trust Advisors LP

CLOSED

Shares0 from 370,079

Change-370,079 (-100%)

Value$0 (-$8.7K)

Filed 2016-08-04

Credit Suisse AG/

CLOSED

Shares0 from 247,330

Change-247,330 (-100%)

Value$0 (-$5.8K)

Filed 2016-08-11

Spirit of America Management Corp

CLOSED

Shares0 from 245,535

Change-245,535 (-100%)

Value$0 (-$5.8K)

Filed 2016-07-07

California Public Employees Retirement System

CLOSED

Shares0 from 205,100

Change-205,100 (-100%)

Value$0 (-$4.8K)

Filed 2016-10-25

Berkley W R Corp

CLOSED

Shares0 from 204,843

Change-204,843 (-100%)

Value$0 (-$5.3K)

Filed 2017-08-14

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

CLOSED

Shares0 from 193,929

Change-193,929 (-100%)

Value$0 (-$4.6K)

Filed 2016-08-11

Vertex One Asset Management Inc.

CLOSED

Shares0 from 178,966

Change-178,966 (-100%)

Value$0 (-$4.2K)

Filed 2016-08-12

BNP Paribas Financial Markets

CLOSED

Shares0 from 120,000

Change-120,000 (-100%)

Value$0 (-$2.8M)

Filed 2016-07-06

Evergreen Capital Management LLC

CLOSED

Shares0 from 116,440

Change-116,440 (-100%)

Value$0 (-$2.7K)

Filed 2016-07-27

Clark Estates Inc

CLOSED

Shares0 from 110,000

Change-110,000 (-100%)

Value$0 (-$2.6K)

Filed 2016-08-01

Wells Fargo & Company

CLOSED

Shares0 from 105,582

Change-105,582 (-100%)

Value$0 (-$2.5K)

Filed 2016-08-11

Chicago Capital Management, LLC

CLOSED

Shares0 from 90,258

Change-90,258 (-100%)

Value$0 (-$2.1K)

Filed 2016-07-15

Commerzbank Aktiengesellschaft

CLOSED

Shares0 from 90,000

Change-90,000 (-100%)

Value$0 (-$2.1K)

Filed 2016-08-01

Citadel Advisors LLC

CLOSED

Shares0 from 80,329

Change-80,329 (-100%)

Value$0 (-$1.9K)

Filed 2017-01-31

Guggenheim Capital LLC

CLOSED

Shares0 from 77,553

Change-77,553 (-100%)

Value$0 (-$1.8K)

Filed 2016-08-15

GLG Partners LP

CLOSED

Shares0 from 74,934

Change-74,934 (-100%)

Value$0 (-$1.8K)

Filed 2016-08-16

Barings LLC

CLOSED

Shares0 from 72,715

Change-72,715 (-100%)

Value$0 (-$1.7K)

Filed 2016-08-15

Rafferty Asset Management, LLC

CLOSED

Shares0 from 72,551

Change-72,551 (-100%)

Value$0 (-$1.7K)

Filed 2016-08-09

GSA Capital Partners LLP

CLOSED

Shares0 from 69,523

Change-69,523 (-100%)

Value$0 (-$1.6K)

Filed 2016-08-04

Credit Capital Investments LLC

CLOSED

Shares0 from 69,258

Change-69,258 (-100%)

Value$0 (-$1.6K)

Filed 2016-08-10

Chicago Partners Investment Group LLC

CLOSED

Shares0 from 65,485

Change-65,485 (-100%)

Value$0 (-$1.5K)

Filed 2016-08-08

JPMorgan Chase & Co

CLOSED

Shares0 from 62,655

Change-62,655 (-100%)

Value$0 (-$1.5K)

Filed 2016-08-08

Americafirst Capital Management, LLC

CLOSED

Shares0 from 61,639

Change-61,639 (-100%)

Value$0 (-$1.5M)

Filed 2016-07-18

Sumitomo Mitsui Trust Group, Inc.

CLOSED

Shares0 from 61,000

Change-61,000 (-100%)

Value$0 (-$1.4K)

Filed 2016-07-29

Ancora Advisors LLCA

CLOSED

Shares0 from 56,000

Change-56,000 (-100%)

Value$0 (-$1.3K)

Filed 2016-08-11

State Street Corp

CLOSED

Shares0 from 52,144

Change-52,144 (-100%)

Value$0 (-$1.2K)

Filed 2016-08-12

American National Insurance Co

CLOSED

Shares0 from 46,900

Change-46,900 (-100%)

Value$0 (-$1.1K)

Filed 2016-08-11

Fort, L.P.

CLOSED

Shares0 from 42,870

Change-42,870 (-100%)

Value$0 (-$1.0K)

Filed 2016-08-12

HighTower Advisors, LLC

CLOSED

Shares0 from 41,791

Change-41,791 (-100%)

Value$0 (-$984)

Filed 2016-08-11

Fiduciary Financial Services of the Southwest Inc

CLOSED

Shares0 from 39,315

Change-39,315 (-100%)

Value$0 (-$927)

Filed 2016-08-12

Royal Bank of Canada

CLOSED

Shares0 from 34,127

Change-34,127 (-100%)

Value$0 (-$805)

Filed 2016-08-24

Freestone Capital Holdings, LLC

CLOSED

Shares0 from 32,003

Change-32,003 (-100%)

Value$0 (-$754)

Filed 2016-08-10

OTA Financial Group L.P.

CLOSED

Shares0 from 31,894

Change-31,894 (-100%)

Value$0 (-$751)

Filed 2016-08-05

Keybank National Association

CLOSED

Shares0 from 31,000

Change-31,000 (-100%)

Value$0 (-$731)

Filed 2016-08-10

Creative Planning

CLOSED

Shares0 from 30,047

Change-30,047 (-100%)

Value$0 (-$708)

Filed 2016-07-12

Stifel Financial Corp

CLOSED

Shares0 from 28,245

Change-28,245 (-100%)

Value$0 (-$665)

Filed 2016-08-17

Simplex Trading, LLC

CLOSED

Shares0 from 26,085

Change-26,085 (-100%)

Value$0 (-$614)

Filed 2016-07-18

Cetera Advisor Networks LLC

CLOSED

Shares0 from 25,794

Change-25,794 (-100%)

Value$0 (-$610)

Filed 2016-08-10

Segment Wealth Management, LLC

CLOSED

Shares0 from 25,500

Change-25,500 (-100%)

Value$0 (-$601)

Filed 2016-08-09

Susquehanna International Group, LLP

CLOSED

Shares0 from 23,861

Change-23,861 (-100%)

Value$0 (-$562)

Filed 2016-08-15

Arrow Investment Advisors, LLC

CLOSED

Shares0 from 22,989

Change-22,989 (-100%)

Value$0 (-$542)

Filed 2016-07-28

Raymond James & Associates

CLOSED

Shares0 from 22,333

Change-22,333 (-100%)

Value$0 (-$526)

Filed 2016-08-11

Red Alder LLC

CLOSED

Shares0 from 22,165

Change-22,165 (-100%)

Value$0 (-$522)

Filed 2016-07-27

Allegis Investment Advisors, LLC

CLOSED

Shares0 from 21,772

Change-21,772 (-100%)

Value$0 (-$513)

Filed 2016-08-08

Laurel Wealth Advisors, Inc.

CLOSED

Shares0 from 21,000

Change-21,000 (-100%)

Value$0 (-$495)

Filed 2016-08-11

LPL Financial LLC

CLOSED

Shares0 from 20,769

Change-20,769 (-100%)

Value$0 (-$480)

Filed 2016-08-15

American National Registered Investment Advisor, Inc.

CLOSED

Shares0 from 19,200

Change-19,200 (-100%)

Value$0 (-$453)

Filed 2016-08-11

Moody National Bank Trust Division

CLOSED

Shares0 from 19,200

Change-19,200 (-100%)

Value$0 (-$453)

Filed 2016-08-02

Investors Capital Advisory Services

CLOSED

Shares0 from 19,147

Change-19,147 (-100%)

Value$0 (-$451)

Filed 2016-08-02

Private Capital Management Inc

CLOSED

Shares0 from 18,600

Change-18,600 (-100%)

Value$0 (-$438)

Filed 2016-08-04

Alps Advisors Inc

CLOSED

Shares0 from 18,371

Change-18,371 (-100%)

Value$0 (-$433)

Filed 2016-07-27

Global X Management Co LLC

CLOSED

Shares0 from 17,620

Change-17,620 (-100%)

Value$0 (-$415)

Filed 2016-08-09

Prelude Capital Management, LLC

CLOSED

Shares0 from 17,149

Change-17,149 (-100%)

Value$0 (-$404)

Filed 2016-08-15

Jefferies Group LLC

CLOSED

Shares0 from 16,584

Change-16,584 (-100%)

Value$0 (-$391)

Filed 2016-08-12

State of Wisconsin Investment Board

CLOSED

Shares0 from 15,000

Change-15,000 (-100%)

Value$0 (-$354)

Filed 2016-08-11

Group One Trading LLC

CLOSED

Shares0 from 14,124

Change-14,124 (-100%)

Value$0 (-$333)

Filed 2016-08-12

Commonwealth Equity Services, Inc

CLOSED

Shares0 from 11,610

Change-11,610 (-100%)

Value$0 (-$274)

Filed 2016-08-04

Pacad Investment Ltd.

CLOSED

Shares0 from 11,598

Change-11,598 (-100%)

Value$0 (-$273)

Filed 2016-08-11

Mengis Capital Management, Inc.

CLOSED

Shares0 from 11,000

Change-11,000 (-100%)

Value$0 (-$259)

Filed 2016-08-08

Sheaff Brock Investment Advisors, LLC

CLOSED

Shares0 from 10,569

Change-10,569 (-100%)

Value$0 (-$249)

Filed 2016-08-05

Investment Centers of America Inc

CLOSED

Shares0 from 10,521

Change-10,521 (-100%)

Value$0 (-$249)

Filed 2016-08-22

Alliancebernstein L.P.

CLOSED

Shares0 from 10,040

Change-10,040 (-100%)

Value$0 (-$237)

Filed 2016-08-11

KCG Holdings, Inc.

CLOSED

Shares0 from 9,928

Change-9,928 (-100%)

Value$0 (-$234)

Filed 2016-08-12

AXA S.A.

CLOSED

Shares0 from 9,214

Change-9,214 (-100%)

Value$0 (-$217)

Filed 2016-08-11

SG Americas Securities, LLC

CLOSED

Shares0 from 8,544

Change-8,544 (-100%)

Value$0 (-$201)

Filed 2016-08-03

Cutler Group LP

CLOSED

Shares0 from 6,696

Change-6,696 (-100%)

Value$0 (-$157)

Filed 2016-07-12

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 6,667

Change-6,667 (-100%)

Value$0 (-$157)

Filed 2016-08-15

Advocacy Wealth Management, LLC

CLOSED

Shares0 from 5,750

Change-5,750 (-100%)

Value$0 (-$136)

Filed 2016-07-15

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 4,150

Change-4,150 (-100%)

Value$0 (-$97)

Filed 2016-08-05

US Bancorp \de\

CLOSED

Shares0 from 3,700

Change-3,700 (-100%)

Value$0 (-$87)

Filed 2016-08-10

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 3,076

Change-3,076 (-100%)

Value$0 (-$73)

Filed 2016-08-10

Fifth Third Bancorp

CLOSED

Shares0 from 3,000

Change-3,000 (-100%)

Value$0 (-$71)

Filed 2016-08-11

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 2,701

Change-2,701 (-100%)

Value$0 (-$63)

Filed 2016-08-15

American International Group, Inc.

CLOSED

Shares0 from 2,700

Change-2,700 (-100%)

Value$0 (-$64.0K)

Filed 2016-08-11

IndexIQ Advisors LLC

CLOSED

Shares0 from 2,114

Change-2,114 (-100%)

Value$0 (-$50)

Filed 2016-08-11

Evercore Wealth Management, LLC

CLOSED

Shares0 from 2,000

Change-2,000 (-100%)

Value$0 (-$47)

Filed 2016-09-20

Acrospire Investment Management LLC

CLOSED

Shares0 from 1,858

Change-1,858 (-100%)

Value$0 (-$44)

Filed 2016-08-09

MetLife Securities, Inc

CLOSED

Shares0 from 1,654

Change-1,654 (-100%)

Value$0 (-$39)

Filed 2016-07-25

Trust Department MB Financial Bank N A

CLOSED

Shares0 from 1,250

Change-1,250 (-100%)

Value$0 (-$29)

Filed 2016-07-15

Gradient Investments LLC

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$24)

Filed 2016-07-14

Winslow, Evans & Crocker, Inc.

CLOSED

Shares0 from 930

Change-930 (-100%)

Value$0 (-$21.9K)

Filed 2016-07-22

Community Bank, N.A.

CLOSED

Shares0 from 900

Change-900 (-100%)

Value$0 (-$21)

Filed 2016-07-14

Donald L. Hagan, LLC

CLOSED

Shares0 from 600

Change-600 (-100%)

Value$0 (-$14)

Filed 2016-07-21

Washington Trust Bank

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$12)

Filed 2016-07-07

Advantage Investment Management, LLC

CLOSED

Shares0 from 300

Change-300 (-100%)

Value$0 (-$7)

Filed 2017-03-27

Penserra Capital Management LLC

CLOSED

Shares0 from 283

Change-283 (-100%)

Value$0 (-$6)

Filed 2016-08-09

WFG Advisors, LP

CLOSED

Shares0 from 274

Change-274 (-100%)

Value$0 (-$6)

Filed 2016-08-11

Central Trust Co

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$5)

Filed 2016-08-08

Carroll Financial Associates, Inc.

CLOSED

Shares0 from 75

Change-75 (-100%)

Value$0 (-$1)

Filed 2016-07-18

Quality Growth Management, Inc.

N/A

Shares— from 171,995

Change-171,995 (-100%)

Value—

	Status
Private Capital Advisors, Inc.	DECREASED	139,025	142,375	-3,350	-2%	$3.4K	$2.9K	-$472	2016-07-21
Freedom Investment Management, Inc.	INCREASED	15,004	13,904	+1,100	+8%	$328	$317	-$11	2016-07-14
Next Financial Group, Inc	DECREASED	7,545	7,645	-100	-1%	$180	$156	-$24	2016-07-07
Risk Paradigm Group, LLC	UNCHANGED	500	500	0	0%	$11.8K	$10.6K	-$1.2K	2016-08-15
Bellwether Investment Group, LLC	NEW	409	—	+409	—	—	$9	—	2016-08-18
Jnba Financial Advisors	UNCHANGED	340	340	0	0%	$8	$7	-$1	2016-07-22
Morgan Stanley	CLOSED	0	9,475,971	-9,475,971	-100%	$223.3K	$0	-$223.3K	2016-08-12
Citigroup Inc	CLOSED	0	5,269,971	-5,269,971	-100%	$124.2K	$0	-$124.2K	2016-08-12
UBS Group AG	CLOSED	0	4,443,839	-4,443,839	-100%	$104.7K	$0	-$104.7K	2016-08-12
Goldman Sachs Group Inc	CLOSED	0	2,188,681	-2,188,681	-100%	$51.6K	$0	-$51.6K	2016-08-15
Westchester Capital Management, LLC	CLOSED	0	1,192,300	-1,192,300	-100%	$28.1K	$0	-$28.1K	2016-08-15
ING Groep NV	CLOSED	0	904,047	-904,047	-100%	$21.3K	$0	-$21.3K	2016-07-27
Harvest Fund Advisors LLC	CLOSED	0	662,598	-662,598	-100%	$15.6M	$0	-$15.6M	2016-08-19
Barclays PLC	CLOSED	0	619,094	-619,094	-100%	$14.2K	$0	-$14.2K	2016-08-12
Omers Administration Corp	CLOSED	0	530,200	-530,200	-100%	$12.5K	$0	-$12.5K	2016-08-11
Grisanti Capital Management LLC	CLOSED	0	475,170	-475,170	-100%	$11.2K	$0	-$11.2K	2016-08-04
Texas Yale Capital Corp.	CLOSED	0	474,705	-474,705	-100%	$11.2K	$0	-$11.2K	2016-08-12
Deutsche Bank Ag\	CLOSED	0	465,913	-465,913	-100%	$11.0K	$0	-$11.0K	2016-08-15
Bank of Montreal	CLOSED	0	437,943	-437,943	-100%	$10.3K	$0	-$10.3K	2016-07-25
Renaissance Technologies LLC	CLOSED	0	379,700	-379,700	-100%	$9.0K	$0	-$9.0K	2016-08-12
Bank of America Corp	CLOSED	0	370,654	-370,654	-100%	$8.7K	$0	-$8.7K	2016-08-15
First Trust Advisors LP	CLOSED	0	370,079	-370,079	-100%	$8.7K	$0	-$8.7K	2016-08-04
Credit Suisse AG/	CLOSED	0	247,330	-247,330	-100%	$5.8K	$0	-$5.8K	2016-08-11
Spirit of America Management Corp	CLOSED	0	245,535	-245,535	-100%	$5.8K	$0	-$5.8K	2016-07-07
California Public Employees Retirement System	CLOSED	0	205,100	-205,100	-100%	$4.8K	$0	-$4.8K	2016-10-25
Berkley W R Corp	CLOSED	0	204,843	-204,843	-100%	$5.3K	$0	-$5.3K	2017-08-14
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	CLOSED	0	193,929	-193,929	-100%	$4.6K	$0	-$4.6K	2016-08-11
Vertex One Asset Management Inc.	CLOSED	0	178,966	-178,966	-100%	$4.2K	$0	-$4.2K	2016-08-12
BNP Paribas Financial Markets	CLOSED	0	120,000	-120,000	-100%	$2.8M	$0	-$2.8M	2016-07-06
Evergreen Capital Management LLC	CLOSED	0	116,440	-116,440	-100%	$2.7K	$0	-$2.7K	2016-07-27
Clark Estates Inc	CLOSED	0	110,000	-110,000	-100%	$2.6K	$0	-$2.6K	2016-08-01
Wells Fargo & Company	CLOSED	0	105,582	-105,582	-100%	$2.5K	$0	-$2.5K	2016-08-11
Chicago Capital Management, LLC	CLOSED	0	90,258	-90,258	-100%	$2.1K	$0	-$2.1K	2016-07-15
Commerzbank Aktiengesellschaft	CLOSED	0	90,000	-90,000	-100%	$2.1K	$0	-$2.1K	2016-08-01
Citadel Advisors LLC	CLOSED	0	80,329	-80,329	-100%	$1.9K	$0	-$1.9K	2017-01-31
Guggenheim Capital LLC	CLOSED	0	77,553	-77,553	-100%	$1.8K	$0	-$1.8K	2016-08-15
GLG Partners LP	CLOSED	0	74,934	-74,934	-100%	$1.8K	$0	-$1.8K	2016-08-16
Barings LLC	CLOSED	0	72,715	-72,715	-100%	$1.7K	$0	-$1.7K	2016-08-15
Rafferty Asset Management, LLC	CLOSED	0	72,551	-72,551	-100%	$1.7K	$0	-$1.7K	2016-08-09
GSA Capital Partners LLP	CLOSED	0	69,523	-69,523	-100%	$1.6K	$0	-$1.6K	2016-08-04
Credit Capital Investments LLC	CLOSED	0	69,258	-69,258	-100%	$1.6K	$0	-$1.6K	2016-08-10
Chicago Partners Investment Group LLC	CLOSED	0	65,485	-65,485	-100%	$1.5K	$0	-$1.5K	2016-08-08
JPMorgan Chase & Co	CLOSED	0	62,655	-62,655	-100%	$1.5K	$0	-$1.5K	2016-08-08
Americafirst Capital Management, LLC	CLOSED	0	61,639	-61,639	-100%	$1.5M	$0	-$1.5M	2016-07-18
Sumitomo Mitsui Trust Group, Inc.	CLOSED	0	61,000	-61,000	-100%	$1.4K	$0	-$1.4K	2016-07-29
Ancora Advisors LLCA	CLOSED	0	56,000	-56,000	-100%	$1.3K	$0	-$1.3K	2016-08-11
State Street Corp	CLOSED	0	52,144	-52,144	-100%	$1.2K	$0	-$1.2K	2016-08-12
American National Insurance Co	CLOSED	0	46,900	-46,900	-100%	$1.1K	$0	-$1.1K	2016-08-11
Fort, L.P.	CLOSED	0	42,870	-42,870	-100%	$1.0K	$0	-$1.0K	2016-08-12
HighTower Advisors, LLC	CLOSED	0	41,791	-41,791	-100%	$984	$0	-$984	2016-08-11
Fiduciary Financial Services of the Southwest Inc	CLOSED	0	39,315	-39,315	-100%	$927	$0	-$927	2016-08-12
Royal Bank of Canada	CLOSED	0	34,127	-34,127	-100%	$805	$0	-$805	2016-08-24
Freestone Capital Holdings, LLC	CLOSED	0	32,003	-32,003	-100%	$754	$0	-$754	2016-08-10
OTA Financial Group L.P.	CLOSED	0	31,894	-31,894	-100%	$751	$0	-$751	2016-08-05
Keybank National Association	CLOSED	0	31,000	-31,000	-100%	$731	$0	-$731	2016-08-10
Creative Planning	CLOSED	0	30,047	-30,047	-100%	$708	$0	-$708	2016-07-12
Stifel Financial Corp	CLOSED	0	28,245	-28,245	-100%	$665	$0	-$665	2016-08-17
Simplex Trading, LLC	CLOSED	0	26,085	-26,085	-100%	$614	$0	-$614	2016-07-18
Cetera Advisor Networks LLC	CLOSED	0	25,794	-25,794	-100%	$610	$0	-$610	2016-08-10
Segment Wealth Management, LLC	CLOSED	0	25,500	-25,500	-100%	$601	$0	-$601	2016-08-09
Susquehanna International Group, LLP	CLOSED	0	23,861	-23,861	-100%	$562	$0	-$562	2016-08-15
Arrow Investment Advisors, LLC	CLOSED	0	22,989	-22,989	-100%	$542	$0	-$542	2016-07-28
Raymond James & Associates	CLOSED	0	22,333	-22,333	-100%	$526	$0	-$526	2016-08-11
Red Alder LLC	CLOSED	0	22,165	-22,165	-100%	$522	$0	-$522	2016-07-27
Allegis Investment Advisors, LLC	CLOSED	0	21,772	-21,772	-100%	$513	$0	-$513	2016-08-08
Laurel Wealth Advisors, Inc.	CLOSED	0	21,000	-21,000	-100%	$495	$0	-$495	2016-08-11
LPL Financial LLC	CLOSED	0	20,769	-20,769	-100%	$480	$0	-$480	2016-08-15
American National Registered Investment Advisor, Inc.	CLOSED	0	19,200	-19,200	-100%	$453	$0	-$453	2016-08-11
Moody National Bank Trust Division	CLOSED	0	19,200	-19,200	-100%	$453	$0	-$453	2016-08-02
Investors Capital Advisory Services	CLOSED	0	19,147	-19,147	-100%	$451	$0	-$451	2016-08-02
Private Capital Management Inc	CLOSED	0	18,600	-18,600	-100%	$438	$0	-$438	2016-08-04
Alps Advisors Inc	CLOSED	0	18,371	-18,371	-100%	$433	$0	-$433	2016-07-27
Global X Management Co LLC	CLOSED	0	17,620	-17,620	-100%	$415	$0	-$415	2016-08-09
Prelude Capital Management, LLC	CLOSED	0	17,149	-17,149	-100%	$404	$0	-$404	2016-08-15
Jefferies Group LLC	CLOSED	0	16,584	-16,584	-100%	$391	$0	-$391	2016-08-12
State of Wisconsin Investment Board	CLOSED	0	15,000	-15,000	-100%	$354	$0	-$354	2016-08-11
Group One Trading LLC	CLOSED	0	14,124	-14,124	-100%	$333	$0	-$333	2016-08-12
Commonwealth Equity Services, Inc	CLOSED	0	11,610	-11,610	-100%	$274	$0	-$274	2016-08-04
Pacad Investment Ltd.	CLOSED	0	11,598	-11,598	-100%	$273	$0	-$273	2016-08-11
Mengis Capital Management, Inc.	CLOSED	0	11,000	-11,000	-100%	$259	$0	-$259	2016-08-08
Sheaff Brock Investment Advisors, LLC	CLOSED	0	10,569	-10,569	-100%	$249	$0	-$249	2016-08-05
Investment Centers of America Inc	CLOSED	0	10,521	-10,521	-100%	$249	$0	-$249	2016-08-22
Alliancebernstein L.P.	CLOSED	0	10,040	-10,040	-100%	$237	$0	-$237	2016-08-11
KCG Holdings, Inc.	CLOSED	0	9,928	-9,928	-100%	$234	$0	-$234	2016-08-12
AXA S.A.	CLOSED	0	9,214	-9,214	-100%	$217	$0	-$217	2016-08-11
SG Americas Securities, LLC	CLOSED	0	8,544	-8,544	-100%	$201	$0	-$201	2016-08-03
Cutler Group LP	CLOSED	0	6,696	-6,696	-100%	$157	$0	-$157	2016-07-12
Ladenburg Thalmann Financial Services Inc	CLOSED	0	6,667	-6,667	-100%	$157	$0	-$157	2016-08-15
Advocacy Wealth Management, LLC	CLOSED	0	5,750	-5,750	-100%	$136	$0	-$136	2016-07-15
PNC Financial Services Group, Inc.	CLOSED	0	4,150	-4,150	-100%	$97	$0	-$97	2016-08-05
US Bancorp \de\	CLOSED	0	3,700	-3,700	-100%	$87	$0	-$87	2016-08-10
Tower Research Capital LLC (TRC)	CLOSED	0	3,076	-3,076	-100%	$73	$0	-$73	2016-08-10
Fifth Third Bancorp	CLOSED	0	3,000	-3,000	-100%	$71	$0	-$71	2016-08-11
Manufacturers Life Insurance Company, the	CLOSED	0	2,701	-2,701	-100%	$63	$0	-$63	2016-08-15
American International Group, Inc.	CLOSED	0	2,700	-2,700	-100%	$64.0K	$0	-$64.0K	2016-08-11
IndexIQ Advisors LLC	CLOSED	0	2,114	-2,114	-100%	$50	$0	-$50	2016-08-11
Evercore Wealth Management, LLC	CLOSED	0	2,000	-2,000	-100%	$47	$0	-$47	2016-09-20
Acrospire Investment Management LLC	CLOSED	0	1,858	-1,858	-100%	$44	$0	-$44	2016-08-09
MetLife Securities, Inc	CLOSED	0	1,654	-1,654	-100%	$39	$0	-$39	2016-07-25
Trust Department MB Financial Bank N A	CLOSED	0	1,250	-1,250	-100%	$29	$0	-$29	2016-07-15
Gradient Investments LLC	CLOSED	0	1,000	-1,000	-100%	$24	$0	-$24	2016-07-14
Winslow, Evans & Crocker, Inc.	CLOSED	0	930	-930	-100%	$21.9K	$0	-$21.9K	2016-07-22
Community Bank, N.A.	CLOSED	0	900	-900	-100%	$21	$0	-$21	2016-07-14
Donald L. Hagan, LLC	CLOSED	0	600	-600	-100%	$14	$0	-$14	2016-07-21
Washington Trust Bank	CLOSED	0	500	-500	-100%	$12	$0	-$12	2016-07-07
Advantage Investment Management, LLC	CLOSED	0	300	-300	-100%	$7	$0	-$7	2017-03-27
Penserra Capital Management LLC	CLOSED	0	283	-283	-100%	$6	$0	-$6	2016-08-09
WFG Advisors, LP	CLOSED	0	274	-274	-100%	$6	$0	-$6	2016-08-11
Central Trust Co	CLOSED	0	200	-200	-100%	$5	$0	-$5	2016-08-08
Carroll Financial Associates, Inc.	CLOSED	0	75	-75	-100%	$1	$0	-$1	2016-07-18
Quality Growth Management, Inc.	N/A	—	171,995	-171,995	-100%	$4.1K	—	—	—

Showing 111 of 111 institutions