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Nuveen CA Invt Quality MUN F

Q4 2013 vs Q1 2014

Comparing institutional holders between quarters

Quarters

Q1 2014Q4 2013Q3 2013Q2 2013
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
SIT Investment Associates Inc
INCREASED
Shares252,428 from 31,103
Change+221,325 (+712%)
Value$3.5K (+$3.1K)
Filed 2014-04-24
Guggenheim Capital LLC
DECREASED
Shares218,979 from 241,637
Change-22,658 (-9%)
Value$3.0K (-$142)
Filed 2014-05-16
Invesco Ltd.
DECREASED
Shares147,785 from 165,542
Change-17,757 (-11%)
Value$2.1K (-$128)
Filed 2014-05-15
UBS AG
INCREASED
Shares85,876 from 60,429
Change+25,447 (+42%)
Value$1.2K (+$398)
Filed 2014-05-16
Advisors Asset Management, Inc.
NEW
Shares49,925
Change+49,925
Value$694
Filed 2014-05-15
Whittier Trust Co
INCREASED
Shares47,847 from 46,713
Change+1,134 (+2%)
Value$665 (+$49)
Filed 2014-05-01
Morgan Stanley
INCREASED
Shares45,875 from 45,691
Change+184 (+0%)
Value$638 (+$36)
Filed 2014-05-13
LPL Financial LLC
INCREASED
Shares44,437 from 42,551
Change+1,886 (+4%)
Value$618 (+$57)
Filed 2014-05-12
Weiss Asset Management LP
NEW
Shares35,324
Change+35,324
Value$491
Filed 2014-05-14
Wells Fargo & Company
INCREASED
Shares28,475 from 24,476
Change+3,999 (+16%)
Value$396 (+$73)
Filed 2014-08-12
Tradewinds Capital Management, LLC
UNCHANGED
Shares24,600 from 24,600
Change0 (0%)
Value$342 (+$18)
Filed 2014-09-09
Bank of America Corp
NEW
Shares22,389
Change+22,389
Value$311
Filed 2014-05-15
TFS Capital LLC
NEW
Shares13,205
Change+13,205
Value$184
Filed 2014-05-05
Royal Bank of Canada
UNCHANGED
Shares9,900 from 9,900
Change0 (0%)
Value$138 (+$8)
Filed 2014-05-15
Unionbancal Corp
DECREASED
Shares7,511 from 9,178
Change-1,667 (-18%)
Value$104 (-$17)
Filed 2014-05-05
Wolverine Asset Management LLC
NEW
Shares4,685
Change+4,685
Value$65
Filed 2014-05-14
Whittier Trust Co of Nevada Inc
UNCHANGED
Shares1,250 from 1,250
Change0 (0%)
Value$17 (+$1)
Filed 2014-05-01
Deutsche Bank Ag\
DECREASED
Shares1,200 from 4,200
Change-3,000 (-71%)
Value$16 (-$38)
Filed 2014-05-15
American International Group, Inc.
DECREASED
Shares372 from 2,289
Change-1,917 (-84%)
Value$5.2K (-$25.0K)
Filed 2014-05-12
Citigroup Inc
DECREASED
Shares100 from 608
Change-508 (-84%)
Value$1 (-$7)
Filed 2014-05-15
KCG Holdings, Inc.
CLOSED
Shares0 from 29,683
Change-29,683 (-100%)
Value$0 (-$391)
Filed 2014-05-15
Doliver Advisors, LP
CLOSED
Shares0 from 15,515
Change-15,515 (-100%)
Value$0 (-$204)
Filed 2014-05-16
SG Americas Securities, LLC
CLOSED
Shares0 from 8,334
Change-8,334 (-100%)
Value$0 (-$110)
Filed 2014-05-14
Status
SIT Investment Associates Inc
INCREASED252,42831,103+221,325+712%$410$3.5K+$3.1K2014-04-24
Guggenheim Capital LLC
DECREASED218,979241,637-22,658-9%$3.2K$3.0K-$1422014-05-16
Invesco Ltd.
DECREASED147,785165,542-17,757-11%$2.2K$2.1K-$1282014-05-15
UBS AG
INCREASED85,87660,429+25,447+42%$796$1.2K+$3982014-05-16
Advisors Asset Management, Inc.
NEW49,925—+49,925——$694—2014-05-15
Whittier Trust Co
INCREASED47,84746,713+1,134+2%$616$665+$492014-05-01
Morgan Stanley
INCREASED45,87545,691+184+0%$602$638+$362014-05-13
LPL Financial LLC
INCREASED44,43742,551+1,886+4%$561$618+$572014-05-12
Weiss Asset Management LP
NEW35,324—+35,324——$491—2014-05-14
Wells Fargo & Company
INCREASED28,47524,476+3,999+16%$323$396+$732014-08-12
Tradewinds Capital Management, LLC
UNCHANGED24,60024,60000%$324$342+$182014-09-09
Bank of America Corp
NEW22,389—+22,389——$311—2014-05-15
TFS Capital LLC
NEW13,205—+13,205——$184—2014-05-05
Royal Bank of Canada
UNCHANGED9,9009,90000%$130$138+$82014-05-15
Unionbancal Corp
DECREASED7,5119,178-1,667-18%$121$104-$172014-05-05
Wolverine Asset Management LLC
NEW4,685—+4,685——$65—2014-05-14
Whittier Trust Co of Nevada Inc
UNCHANGED1,2501,25000%$16$17+$12014-05-01
Deutsche Bank Ag\
DECREASED1,2004,200-3,000-71%$54$16-$382014-05-15
American International Group, Inc.
DECREASED3722,289-1,917-84%$30.2K$5.2K-$25.0K2014-05-12
Citigroup Inc
DECREASED100608-508-84%$8$1-$72014-05-15
KCG Holdings, Inc.
CLOSED029,683-29,683-100%$391$0-$3912014-05-15
Doliver Advisors, LP
CLOSED015,515-15,515-100%$204$0-$2042014-05-16
SG Americas Securities, LLC
CLOSED08,334-8,334-100%$110$0-$1102014-05-14
Showing 23 of 23 institutions