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Nuveen New York Muni VAL (NNY)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Tortoise Investment Management, LLC
DECREASED
Shares517,080 from 538,148
Change-21,068 (-4%)
Value$4.0M (-$680.5K)
Filed 2026-11-06
Hennion & Walsh Asset Management, Inc.
DECREASED
Shares364,645 from 414,691
Change-50,046 (-12%)
Value$2.8M (-$787.5K)
Filed 2026-10-13
Penbrook Management LLC
UNCHANGED
Shares213,727 from 213,727
Change0 (0%)
Value$1.7M (-$205.2K)
Filed 2026-10-16
LPL Financial LLC
INCREASED
Shares81,928 from 50,897
Change+31,031 (+61%)
Value$637.4K (+$192.6K)
Filed 2026-11-06
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares71,081 from 70,491
Change+590 (+1%)
Value$553 (-$615.4K)
Filed 2026-11-02
Marshall & Sterling Wealth Advisors Inc.
INCREASED
Shares65,944 from 64,849
Change+1,095 (+2%)
Value$513.0K (-$53.7K)
Filed 2026-10-28
Breakwater Capital Group
INCREASED
Shares31,341 from 29,406
Change+1,935 (+7%)
Value$243.8K (-$13.2K)
Filed 2026-10-09
Keybank National Association
NEW
Shares30,800
Change+30,800
Value$239.6K
Filed 2026-11-04
Melfa Wealth Management, Inc.
UNCHANGED
Shares29,908 from 29,908
Change0 (0%)
Value$232.7K (-$28.7K)
Filed 2026-11-06
Herold Advisors, Inc.
DECREASED
Shares27,603 from 32,495
Change-4,892 (-15%)
Value$214.8K (-$69.2K)
Filed 2026-10-19
Indivisible Partners
NEW
Shares23,357
Change+23,357
Value$181.7K
Filed 2026-10-26
Wolverine Asset Management LLC
NEW
Shares23,243
Change+23,243
Value$180.8K
Filed 2026-11-02
Kestra Advisory Services, LLC
INCREASED
Shares19,110 from 18,910
Change+200 (+1%)
Value$149.2K (-$16.6K)
Filed 2026-11-02
Realta Investment Advisors
UNCHANGED
Shares17,338 from 17,338
Change0 (0%)
Value$134.9K (-$16.6K)
Filed 2026-10-14
Fiera Capital Corp
DECREASED
Shares13,771 from 109,052
Change-95,281 (-87%)
Value$107.1K (-$846.0K)
Filed 2026-11-06
Prospera Financial Services Inc
UNCHANGED
Shares12,000 from 12,000
Change0 (0%)
Value$95.2K (-$9.7K)
Filed 2026-11-04
Avestar Capital, LLC
UNCHANGED
Shares10,000 from 10,000
Change0 (0%)
Value$78.1K (-$9.6K)
Filed 2026-10-28
Grove Bank & Trust
UNCHANGED
Shares4,000 from 4,000
Change0 (0%)
Value$31.1K (-$3.8K)
Filed 2026-10-08
CoreCap Advisors, LLC
NEW
Shares3,400
Change+3,400
Value$26.5K
Filed 2026-10-08
Citigroup Inc
UNCHANGED
Shares2,388 from 2,388
Change0 (0%)
Value$18.6K (-$2.3K)
Filed 2026-11-04
Latitude Advisors, LLC
NEW
Shares630
Change+630
Value$4.9K
Filed 2026-10-27
Spire Wealth Management
UNCHANGED
Shares519 from 519
Change0 (0%)
Value$4.0K (-$498)
Filed 2026-10-30
FNY Investment Advisers, LLC
UNCHANGED
Shares300 from 300
Change0 (0%)
Value$2 ($0)
Filed 2026-10-16
Virtue Asset Management LLC
CLOSED
Shares0 from 22,440
Change-22,440 (-100%)
Value$0 (-$196.1K)
Filed 2026-10-21
Pacific Wealth Strategies Group, Inc.
CLOSED
Shares0 from 10,000
Change-10,000 (-100%)
Value$0 (-$87.4K)
Filed 2026-11-02
International Assets Investment Management, LLC
CLOSED
Shares0 from 6,588
Change-6,588 (-100%)
Value$0 (-$57.6K)
Filed 2026-11-02
1607 Capital Partners, LLC
N/A
Shares— from 998,864
Change-998,864 (-100%)
Value—
UBS Group AG
N/A
Shares— from 565,802
Change-565,802 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 370,877
Change-370,877 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 256,513
Change-256,513 (-100%)
Value—
Leigh Baldwin & Co., LLC
N/A
Shares— from 117,483
Change-117,483 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 112,523
Change-112,523 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 99,500
Change-99,500 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 94,758
Change-94,758 (-100%)
Value—
Summit Trail Advisors, LLC
N/A
Shares— from 47,278
Change-47,278 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 40,783
Change-40,783 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 32,989
Change-32,989 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 27,673
Change-27,673 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 18,652
Change-18,652 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 15,601
Change-15,601 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 15,572
Change-15,572 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 15,524
Change-15,524 (-100%)
Value—
BCS Private Wealth Management, Inc.
N/A
Shares— from 15,000
Change-15,000 (-100%)
Value—
CIM, LLC
N/A
Shares— from 14,049
Change-14,049 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 12,526
Change-12,526 (-100%)
Value—
Tyche Wealth Partners LLC
N/A
Shares— from 11,393
Change-11,393 (-100%)
Value—
Gladstone Institutional Advisory LLC
N/A
Shares— from 10,674
Change-10,674 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 10,238
Change-10,238 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 5,720
Change-5,720 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 2,000
Change-2,000 (-100%)
Value—
Status
Tortoise Investment Management, LLC
DECREASED517,080538,148-21,068-4%$4.7M$4.0M-$680.5K2026-11-06
Hennion & Walsh Asset Management, Inc.
DECREASED364,645414,691-50,046-12%$3.6M$2.8M-$787.5K2026-10-13
Penbrook Management LLC
UNCHANGED213,727213,72700%$1.9M$1.7M-$205.2K2026-10-16
LPL Financial LLC
INCREASED81,92850,897+31,031+61%$444.8K$637.4K+$192.6K2026-11-06
Cambridge Investment Research Advisors, Inc.
INCREASED71,08170,491+590+1%$616.0K$553-$615.4K2026-11-02
Marshall & Sterling Wealth Advisors Inc.
INCREASED65,94464,849+1,095+2%$566.8K$513.0K-$53.7K2026-10-28
Breakwater Capital Group
INCREASED31,34129,406+1,935+7%$257.0K$243.8K-$13.2K2026-10-09
Keybank National Association
NEW30,800—+30,800——$239.6K—2026-11-04
Melfa Wealth Management, Inc.
UNCHANGED29,90829,90800%$261.4K$232.7K-$28.7K2026-11-06
Herold Advisors, Inc.
DECREASED27,60332,495-4,892-15%$284.0K$214.8K-$69.2K2026-10-19
Indivisible Partners
NEW23,357—+23,357——$181.7K—2026-10-26
Wolverine Asset Management LLC
NEW23,243—+23,243——$180.8K—2026-11-02
Kestra Advisory Services, LLC
INCREASED19,11018,910+200+1%$165.8K$149.2K-$16.6K2026-11-02
Realta Investment Advisors
UNCHANGED17,33817,33800%$151.5K$134.9K-$16.6K2026-10-14
Fiera Capital Corp
DECREASED13,771109,052-95,281-87%$953.1K$107.1K-$846.0K2026-11-06
Prospera Financial Services Inc
UNCHANGED12,00012,00000%$104.9K$95.2K-$9.7K2026-11-04
Avestar Capital, LLC
UNCHANGED10,00010,00000%$87.7K$78.1K-$9.6K2026-10-28
Grove Bank & Trust
UNCHANGED4,0004,00000%$35.0K$31.1K-$3.8K2026-10-08
CoreCap Advisors, LLC
NEW3,400—+3,400——$26.5K—2026-10-08
Citigroup Inc
UNCHANGED2,3882,38800%$20.9K$18.6K-$2.3K2026-11-04
Latitude Advisors, LLC
NEW630—+630——$4.9K—2026-10-27
Spire Wealth Management
UNCHANGED51951900%$4.5K$4.0K-$4982026-10-30
FNY Investment Advisers, LLC
UNCHANGED30030000%$2$2$02026-10-16
Virtue Asset Management LLC
CLOSED022,440-22,440-100%$196.1K$0-$196.1K2026-10-21
Pacific Wealth Strategies Group, Inc.
CLOSED010,000-10,000-100%$87.4K$0-$87.4K2026-11-02
International Assets Investment Management, LLC
CLOSED06,588-6,588-100%$57.6K$0-$57.6K2026-11-02
1607 Capital Partners, LLC
N/A—998,864-998,864-100%$8.7M———
UBS Group AG
N/A—565,802-565,802-100%$4.9M———
Guggenheim Capital LLC
N/A—370,877-370,877-100%$3.2M———
Morgan Stanley
N/A—256,513-256,513-100%$2.2M———
Leigh Baldwin & Co., LLC
N/A—117,483-117,483-100%$1.0M———
Wells Fargo & Company
N/A—112,523-112,523-100%$983.5K———
Osaic Holdings, Inc.
N/A—99,500-99,500-100%$869.6K———
Raymond James Financial Inc
N/A—94,758-94,758-100%$828.2K———
Summit Trail Advisors, LLC
N/A—47,278-47,278-100%$413.2K———
Stifel Financial Corp
N/A—40,783-40,783-100%$356.4K———
Bank of America Corp
N/A—32,989-32,989-100%$288.3K———
Janney Montgomery Scott LLC
N/A—27,673-27,673-100%$242.0K———
Arax Advisory Partners
N/A—18,652-18,652-100%$163.0K———
Susquehanna International Group, LLP
N/A—15,601-15,601-100%$136.4K———
Cetera Investment Advisers
N/A—15,572-15,572-100%$136.1K———
Royal Bank of Canada
N/A—15,524-15,524-100%$136.0K———
BCS Private Wealth Management, Inc.
N/A—15,000-15,000-100%$131.5K———
CIM, LLC
N/A—14,049-14,049-100%$122.8K———
Steward Partners Investment Advisory, LLC
N/A—12,526-12,526-100%$109.5K———
Tyche Wealth Partners LLC
N/A—11,393-11,393-100%$99.6K———
Gladstone Institutional Advisory LLC
N/A—10,674-10,674-100%$93.3K———
Citadel Advisors LLC
N/A—10,238-10,238-100%$89.5K———
Rockefeller Capital Management L.P.
N/A—5,720-5,720-100%$50.0K———
Jones Financial Companies Lllp
N/A—2,000-2,000-100%$17.3K———
Showing 50 of 50 institutions