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Nuveen Performance Plus MUN

Q2 2016 vs Q4 2016

Comparing institutional holders between quarters

Quarters

Q4 2016Q2 2016Q1 2016Q4 2015Q3 2015
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Peoples Financial Services Corp.
UNCHANGED
Shares1,096 from 1,096
Change0 (0%)
Value$18 ($0)
Filed 2017-01-12
Morgan Stanley
CLOSED
Shares0 from 2,107,999
Change-2,107,999 (-100%)
Value$0 (-$34.8K)
Filed 2017-02-22
UBS Group AG
CLOSED
Shares0 from 669,459
Change-669,459 (-100%)
Value$0 (-$11.1K)
Filed 2017-02-14
Bank of America Corp
CLOSED
Shares0 from 595,356
Change-595,356 (-100%)
Value$0 (-$9.8K)
Filed 2017-02-14
Mackay Shields LLC
CLOSED
Shares0 from 595,081
Change-595,081 (-100%)
Value$0 (-$9.8K)
Filed 2017-01-10
Horizon Kinetics LLC
CLOSED
Shares0 from 353,491
Change-353,491 (-100%)
Value$0 (-$5.8K)
Filed 2017-02-14
Wells Fargo & Company
CLOSED
Shares0 from 304,005
Change-304,005 (-100%)
Value$0 (-$5.0K)
Filed 2017-02-01
Van Eck Associates Corp
CLOSED
Shares0 from 167,635
Change-167,635 (-100%)
Value$0 (-$2.8K)
Filed 2017-02-09
Oxbow Advisors, LLC
CLOSED
Shares0 from 162,648
Change-162,648 (-100%)
Value$0 (-$2.7K)
Filed 2017-01-26
Cliftonlarsonallen Wealth Advisors, LLC
CLOSED
Shares0 from 120,350
Change-120,350 (-100%)
Value$0 (-$2.0K)
Filed 2017-02-03
Stifel Financial Corp
CLOSED
Shares0 from 119,974
Change-119,974 (-100%)
Value$0 (-$2.0K)
Filed 2017-02-16
JFS Wealth Advisors, LLC
CLOSED
Shares0 from 116,576
Change-116,576 (-100%)
Value$0 (-$1.9K)
Filed 2017-01-30
Advisors Asset Management, Inc.
CLOSED
Shares0 from 104,622
Change-104,622 (-100%)
Value$0 (-$1.7K)
Filed 2017-02-09
Guggenheim Capital LLC
CLOSED
Shares0 from 101,379
Change-101,379 (-100%)
Value$0 (-$1.7K)
Filed 2017-02-14
Commonwealth Equity Services, Inc
CLOSED
Shares0 from 91,239
Change-91,239 (-100%)
Value$0 (-$1.5K)
Filed 2018-02-16
Capital Investment Advisors, LLC
CLOSED
Shares0 from 67,111
Change-67,111 (-100%)
Value$0 (-$1.1K)
Filed 2017-01-17
LPL Financial LLC
CLOSED
Shares0 from 62,017
Change-62,017 (-100%)
Value$0 (-$1.0K)
Filed 2017-02-13
First Trust Advisors LP
CLOSED
Shares0 from 45,969
Change-45,969 (-100%)
Value$0 (-$759)
Filed 2017-02-06
Tradewinds Capital Management, LLC
CLOSED
Shares0 from 45,483
Change-45,483 (-100%)
Value$0 (-$751)
Filed 2017-02-03
Northwestern Mutual Wealth Management Co
CLOSED
Shares0 from 45,129
Change-45,129 (-100%)
Value$0 (-$745)
Filed 2017-02-15
Baird Financial Group, Inc.
CLOSED
Shares0 from 40,889
Change-40,889 (-100%)
Value$0 (-$671)
Filed 2017-02-10
Benjamin F. Edwards & Company, Inc.
CLOSED
Shares0 from 38,873
Change-38,873 (-100%)
Value$0 (-$642)
Filed 2017-01-18
United Capital Financial Advisors, LLC
CLOSED
Shares0 from 36,667
Change-36,667 (-100%)
Value$0 (-$623)
Filed 2017-02-15
Raymond James & Associates
CLOSED
Shares0 from 33,018
Change-33,018 (-100%)
Value$0 (-$545)
Filed 2017-02-14
Robinson Capital Management, LLC
CLOSED
Shares0 from 32,350
Change-32,350 (-100%)
Value$0 (-$534)
Filed 2017-02-14
IFP Advisors, Inc
CLOSED
Shares0 from 30,794
Change-30,794 (-100%)
Value$0 (-$508)
Filed 2019-06-03
Usca RIA LLC
CLOSED
Shares0 from 29,084
Change-29,084 (-100%)
Value$0 (-$480)
Filed 2017-02-09
Hollencrest Capital Management
CLOSED
Shares0 from 27,830
Change-27,830 (-100%)
Value$0 (-$459)
Filed 2017-01-30
Raymond James Trust N.A.
CLOSED
Shares0 from 27,500
Change-27,500 (-100%)
Value$0 (-$454)
Filed 2017-01-19
1834 Investment Advisors Co
CLOSED
Shares0 from 23,500
Change-23,500 (-100%)
Value$0 (-$388)
Filed 2017-02-15
Northern Trust Corp
CLOSED
Shares0 from 21,718
Change-21,718 (-100%)
Value$0 (-$3)
Filed 2017-02-13
Wesbanco Bank Inc
CLOSED
Shares0 from 19,625
Change-19,625 (-100%)
Value$0 (-$324)
Filed 2017-02-02
Doliver Advisors, LP
CLOSED
Shares0 from 19,438
Change-19,438 (-100%)
Value$0 (-$321)
Filed 2017-02-07
Vicus Capital
CLOSED
Shares0 from 18,835
Change-18,835 (-100%)
Value$0 (-$311)
Filed 2017-01-24
Whittier Trust Co of Nevada Inc
CLOSED
Shares0 from 17,450
Change-17,450 (-100%)
Value$0 (-$288)
Filed 2017-01-19
Sandy Spring Bank
CLOSED
Shares0 from 16,115
Change-16,115 (-100%)
Value$0 (-$266)
Filed 2017-02-06
HBK Sorce Advisory LLC
CLOSED
Shares0 from 16,050
Change-16,050 (-100%)
Value$0 (-$265)
Filed 2017-02-14
1832 Asset Management L.P.
CLOSED
Shares0 from 16,000
Change-16,000 (-100%)
Value$0 (-$266)
Filed 2017-04-03
KCG Holdings, Inc.
CLOSED
Shares0 from 15,901
Change-15,901 (-100%)
Value$0 (-$263)
Filed 2017-02-10
HighTower Advisors, LLC
CLOSED
Shares0 from 15,850
Change-15,850 (-100%)
Value$0 (-$262)
Filed 2017-02-10
Whittier Trust Co
CLOSED
Shares0 from 15,815
Change-15,815 (-100%)
Value$0 (-$261)
Filed 2017-01-19
Royal Bank of Canada
CLOSED
Shares0 from 15,244
Change-15,244 (-100%)
Value$0 (-$252)
Filed 2017-02-14
MAD River Investors
CLOSED
Shares0 from 14,900
Change-14,900 (-100%)
Value$0 (-$246)
Filed 2017-02-13
Curi Capital, LLC
CLOSED
Shares0 from 14,822
Change-14,822 (-100%)
Value$0 (-$245)
Filed 2017-03-10
Laurion Capital Management LP
CLOSED
Shares0 from 14,489
Change-14,489 (-100%)
Value$0 (-$239)
Filed 2017-02-13
Dixon Hubard Feinour & Brown Inc
CLOSED
Shares0 from 14,299
Change-14,299 (-100%)
Value$0 (-$236)
Filed 2017-02-15
Mutual of Omaha Bank Wealth Management
CLOSED
Shares0 from 13,969
Change-13,969 (-100%)
Value$0 (-$230)
Filed 2017-01-18
Summit Financial Wealth Advisors, LLC
CLOSED
Shares0 from 13,700
Change-13,700 (-100%)
Value$0 (-$226)
Filed 2017-02-14
Mariner, LLC
CLOSED
Shares0 from 13,590
Change-13,590 (-100%)
Value$0 (-$224)
Filed 2017-02-14
Ladenburg Thalmann Financial Services Inc
CLOSED
Shares0 from 12,449
Change-12,449 (-100%)
Value$0 (-$205)
Filed 2017-02-14
MetLife Securities, Inc
CLOSED
Shares0 from 11,944
Change-11,944 (-100%)
Value$0 (-$197)
Filed 2017-01-13
Stratos Wealth Partners, Ltd.
CLOSED
Shares0 from 11,735
Change-11,735 (-100%)
Value$0 (-$194)
Filed 2017-02-02
Allen Investment Management, LLC
CLOSED
Shares0 from 11,135
Change-11,135 (-100%)
Value$0 (-$184)
Filed 2017-09-22
Raymond James Financial Services Advisors, Inc.
CLOSED
Shares0 from 11,120
Change-11,120 (-100%)
Value$0 (-$184)
Filed 2017-02-09
JPMorgan Chase & Co
CLOSED
Shares0 from 7,900
Change-7,900 (-100%)
Value$0 (-$130)
Filed 2017-02-06
Envestnet Asset Management Inc
CLOSED
Shares0 from 7,614
Change-7,614 (-100%)
Value$0 (-$126)
Filed 2017-02-14
US Bancorp \de\
CLOSED
Shares0 from 6,140
Change-6,140 (-100%)
Value$0 (-$101)
Filed 2017-02-08
Arrow Financial Corp
CLOSED
Shares0 from 6,000
Change-6,000 (-100%)
Value$0 (-$99)
Filed 2017-02-14
Security National Trust Co
CLOSED
Shares0 from 5,910
Change-5,910 (-100%)
Value$0 (-$98)
Filed 2017-02-10
PNC Financial Services Group, Inc.
CLOSED
Shares0 from 5,301
Change-5,301 (-100%)
Value$0 (-$89)
Filed 2017-02-10
Alexandria Capital, LLC
CLOSED
Shares0 from 4,850
Change-4,850 (-100%)
Value$0 (-$80)
Filed 2017-02-03
Enterprise Financial Services Corp
CLOSED
Shares0 from 3,800
Change-3,800 (-100%)
Value$0 (-$63)
Filed 2017-01-26
Fifth Third Bancorp
CLOSED
Shares0 from 3,561
Change-3,561 (-100%)
Value$0 (-$59)
Filed 2017-02-13
Creative Planning
CLOSED
Shares0 from 3,383
Change-3,383 (-100%)
Value$0 (-$56)
Filed 2017-01-09
Riggs Asset Managment Co. Inc.
CLOSED
Shares0 from 2,700
Change-2,700 (-100%)
Value$0 (-$45)
Filed 2017-01-26
Gierl Augustine Investment Management Inc
CLOSED
Shares0 from 2,061
Change-2,061 (-100%)
Value$0 (-$34)
Filed 2017-01-10
Citigroup Inc
CLOSED
Shares0 from 2,000
Change-2,000 (-100%)
Value$0 (-$33)
Filed 2017-02-10
Delta Asset Management LLC
CLOSED
Shares0 from 2,000
Change-2,000 (-100%)
Value$0 (-$33)
Filed 2017-01-26
Deutsche Bank Ag\
CLOSED
Shares0 from 2,000
Change-2,000 (-100%)
Value$0 (-$33)
Filed 2017-02-14
D.A. Davidson & Co.
CLOSED
Shares0 from 1,100
Change-1,100 (-100%)
Value$0 (-$18)
Filed 2017-02-15
First Interstate Bank
CLOSED
Shares0 from 533
Change-533 (-100%)
Value$0 (-$9)
Filed 2017-01-31
Vantage Investment Advisors, LLC
CLOSED
Shares0 from 302
Change-302 (-100%)
Value$0 (-$5)
Filed 2017-02-13
Status
Peoples Financial Services Corp.
UNCHANGED1,0961,09600%$18$18$02017-01-12
Morgan Stanley
CLOSED02,107,999-2,107,999-100%$34.8K$0-$34.8K2017-02-22
UBS Group AG
CLOSED0669,459-669,459-100%$11.1K$0-$11.1K2017-02-14
Bank of America Corp
CLOSED0595,356-595,356-100%$9.8K$0-$9.8K2017-02-14
Mackay Shields LLC
CLOSED0595,081-595,081-100%$9.8K$0-$9.8K2017-01-10
Horizon Kinetics LLC
CLOSED0353,491-353,491-100%$5.8K$0-$5.8K2017-02-14
Wells Fargo & Company
CLOSED0304,005-304,005-100%$5.0K$0-$5.0K2017-02-01
Van Eck Associates Corp
CLOSED0167,635-167,635-100%$2.8K$0-$2.8K2017-02-09
Oxbow Advisors, LLC
CLOSED0162,648-162,648-100%$2.7K$0-$2.7K2017-01-26
Cliftonlarsonallen Wealth Advisors, LLC
CLOSED0120,350-120,350-100%$2.0K$0-$2.0K2017-02-03
Stifel Financial Corp
CLOSED0119,974-119,974-100%$2.0K$0-$2.0K2017-02-16
JFS Wealth Advisors, LLC
CLOSED0116,576-116,576-100%$1.9K$0-$1.9K2017-01-30
Advisors Asset Management, Inc.
CLOSED0104,622-104,622-100%$1.7K$0-$1.7K2017-02-09
Guggenheim Capital LLC
CLOSED0101,379-101,379-100%$1.7K$0-$1.7K2017-02-14
Commonwealth Equity Services, Inc
CLOSED091,239-91,239-100%$1.5K$0-$1.5K2018-02-16
Capital Investment Advisors, LLC
CLOSED067,111-67,111-100%$1.1K$0-$1.1K2017-01-17
LPL Financial LLC
CLOSED062,017-62,017-100%$1.0K$0-$1.0K2017-02-13
First Trust Advisors LP
CLOSED045,969-45,969-100%$759$0-$7592017-02-06
Tradewinds Capital Management, LLC
CLOSED045,483-45,483-100%$751$0-$7512017-02-03
Northwestern Mutual Wealth Management Co
CLOSED045,129-45,129-100%$745$0-$7452017-02-15
Baird Financial Group, Inc.
CLOSED040,889-40,889-100%$671$0-$6712017-02-10
Benjamin F. Edwards & Company, Inc.
CLOSED038,873-38,873-100%$642$0-$6422017-01-18
United Capital Financial Advisors, LLC
CLOSED036,667-36,667-100%$623$0-$6232017-02-15
Raymond James & Associates
CLOSED033,018-33,018-100%$545$0-$5452017-02-14
Robinson Capital Management, LLC
CLOSED032,350-32,350-100%$534$0-$5342017-02-14
IFP Advisors, Inc
CLOSED030,794-30,794-100%$508$0-$5082019-06-03
Usca RIA LLC
CLOSED029,084-29,084-100%$480$0-$4802017-02-09
Hollencrest Capital Management
CLOSED027,830-27,830-100%$459$0-$4592017-01-30
Raymond James Trust N.A.
CLOSED027,500-27,500-100%$454$0-$4542017-01-19
1834 Investment Advisors Co
CLOSED023,500-23,500-100%$388$0-$3882017-02-15
Northern Trust Corp
CLOSED021,718-21,718-100%$3$0-$32017-02-13
Wesbanco Bank Inc
CLOSED019,625-19,625-100%$324$0-$3242017-02-02
Doliver Advisors, LP
CLOSED019,438-19,438-100%$321$0-$3212017-02-07
Vicus Capital
CLOSED018,835-18,835-100%$311$0-$3112017-01-24
Whittier Trust Co of Nevada Inc
CLOSED017,450-17,450-100%$288$0-$2882017-01-19
Sandy Spring Bank
CLOSED016,115-16,115-100%$266$0-$2662017-02-06
HBK Sorce Advisory LLC
CLOSED016,050-16,050-100%$265$0-$2652017-02-14
1832 Asset Management L.P.
CLOSED016,000-16,000-100%$266$0-$2662017-04-03
KCG Holdings, Inc.
CLOSED015,901-15,901-100%$263$0-$2632017-02-10
HighTower Advisors, LLC
CLOSED015,850-15,850-100%$262$0-$2622017-02-10
Whittier Trust Co
CLOSED015,815-15,815-100%$261$0-$2612017-01-19
Royal Bank of Canada
CLOSED015,244-15,244-100%$252$0-$2522017-02-14
MAD River Investors
CLOSED014,900-14,900-100%$246$0-$2462017-02-13
Curi Capital, LLC
CLOSED014,822-14,822-100%$245$0-$2452017-03-10
Laurion Capital Management LP
CLOSED014,489-14,489-100%$239$0-$2392017-02-13
Dixon Hubard Feinour & Brown Inc
CLOSED014,299-14,299-100%$236$0-$2362017-02-15
Mutual of Omaha Bank Wealth Management
CLOSED013,969-13,969-100%$230$0-$2302017-01-18
Summit Financial Wealth Advisors, LLC
CLOSED013,700-13,700-100%$226$0-$2262017-02-14
Mariner, LLC
CLOSED013,590-13,590-100%$224$0-$2242017-02-14
Ladenburg Thalmann Financial Services Inc
CLOSED012,449-12,449-100%$205$0-$2052017-02-14
MetLife Securities, Inc
CLOSED011,944-11,944-100%$197$0-$1972017-01-13
Stratos Wealth Partners, Ltd.
CLOSED011,735-11,735-100%$194$0-$1942017-02-02
Allen Investment Management, LLC
CLOSED011,135-11,135-100%$184$0-$1842017-09-22
Raymond James Financial Services Advisors, Inc.
CLOSED011,120-11,120-100%$184$0-$1842017-02-09
JPMorgan Chase & Co
CLOSED07,900-7,900-100%$130$0-$1302017-02-06
Envestnet Asset Management Inc
CLOSED07,614-7,614-100%$126$0-$1262017-02-14
US Bancorp \de\
CLOSED06,140-6,140-100%$101$0-$1012017-02-08
Arrow Financial Corp
CLOSED06,000-6,000-100%$99$0-$992017-02-14
Security National Trust Co
CLOSED05,910-5,910-100%$98$0-$982017-02-10
PNC Financial Services Group, Inc.
CLOSED05,301-5,301-100%$89$0-$892017-02-10
Alexandria Capital, LLC
CLOSED04,850-4,850-100%$80$0-$802017-02-03
Enterprise Financial Services Corp
CLOSED03,800-3,800-100%$63$0-$632017-01-26
Fifth Third Bancorp
CLOSED03,561-3,561-100%$59$0-$592017-02-13
Creative Planning
CLOSED03,383-3,383-100%$56$0-$562017-01-09
Riggs Asset Managment Co. Inc.
CLOSED02,700-2,700-100%$45$0-$452017-01-26
Gierl Augustine Investment Management Inc
CLOSED02,061-2,061-100%$34$0-$342017-01-10
Citigroup Inc
CLOSED02,000-2,000-100%$33$0-$332017-02-10
Delta Asset Management LLC
CLOSED02,000-2,000-100%$33$0-$332017-01-26
Deutsche Bank Ag\
CLOSED02,000-2,000-100%$33$0-$332017-02-14
D.A. Davidson & Co.
CLOSED01,100-1,100-100%$18$0-$182017-02-15
First Interstate Bank
CLOSED0533-533-100%$9$0-$92017-01-31
Vantage Investment Advisors, LLC
CLOSED0302-302-100%$5$0-$52017-02-13
Showing 72 of 72 institutions