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Nuveen Calif Perform Plus MU

Q4 2013 vs Q1 2014

Comparing institutional holders between quarters

Quarters

Q1 2014Q4 2013Q3 2013Q2 2013
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Guggenheim Capital LLC
DECREASED
Shares264,291 from 320,652
Change-56,361 (-18%)
Value$3.7K (-$613)
Filed 2014-05-16
SIT Investment Associates Inc
INCREASED
Shares95,736 from 45,243
Change+50,493 (+112%)
Value$1.3K (+$724)
Filed 2014-04-24
Invesco Ltd.
DECREASED
Shares67,482 from 113,647
Change-46,165 (-41%)
Value$934 (-$576)
Filed 2014-05-15
UBS AG
INCREASED
Shares62,475 from 54,444
Change+8,031 (+15%)
Value$865 (+$142)
Filed 2014-05-16
Weiss Asset Management LP
NEW
Shares48,622
Change+48,622
Value$672
Filed 2014-05-14
LPL Financial LLC
INCREASED
Shares31,305 from 29,653
Change+1,652 (+6%)
Value$433 (+$39)
Filed 2014-05-12
Bank of America Corp
NEW
Shares31,022
Change+31,022
Value$429
Filed 2014-05-15
Morgan Stanley
DECREASED
Shares22,737 from 23,877
Change-1,140 (-5%)
Value$314 (-$3)
Filed 2014-05-13
Whittier Trust Co
INCREASED
Shares21,286 from 10,069
Change+11,217 (+111%)
Value$295 (+$161)
Filed 2014-05-01
Wells Fargo & Company
INCREASED
Shares14,374 from 12,225
Change+2,149 (+18%)
Value$199 (+$37)
Filed 2014-08-12
Creative Planning
UNCHANGED
Shares6,788 from 6,788
Change0 (0%)
Value$94 (+$4)
Filed 2014-04-11
Tradewinds Capital Management, LLC
UNCHANGED
Shares5,200 from 5,200
Change0 (0%)
Value$72 (+$3)
Filed 2014-09-09
Unionbancal Corp
UNCHANGED
Shares4,809 from 4,809
Change0 (0%)
Value$66 (+$2)
Filed 2014-05-05
Orion Porfolio Solutions, LLC
UNCHANGED
Shares4,141 from 4,141
Change0 (0%)
Value$57 (+$2)
Filed 2014-05-13
Citigroup Inc
INCREASED
Shares4,084 from 375
Change+3,709 (+989%)
Value$56 (+$51)
Filed 2014-05-15
New England Securities Corp
NEW
Shares715
Change+715
Value$10
Filed 2014-05-21
Ladenburg Thalmann Financial Services Inc
UNCHANGED
Shares480 from 480
Change0 (0%)
Value$7 (+$1)
Filed 2014-05-15
Tower Research Capital LLC (TRC)
NEW
Shares368
Change+368
Value$5
Filed 2014-05-02
Barclays PLC
DECREASED
Shares192 from 10,942
Change-10,750 (-98%)
Value$2 (-$140)
Filed 2014-05-15
KCG Holdings, Inc.
CLOSED
Shares0 from 21,989
Change-21,989 (-100%)
Value$0 (-$293)
Filed 2014-05-15
SG Americas Securities, LLC
CLOSED
Shares0 from 7,836
Change-7,836 (-100%)
Value$0 (-$104)
Filed 2014-05-14
Status
Guggenheim Capital LLC
DECREASED264,291320,652-56,361-18%$4.3K$3.7K-$6132014-05-16
SIT Investment Associates Inc
INCREASED95,73645,243+50,493+112%$601$1.3K+$7242014-04-24
Invesco Ltd.
DECREASED67,482113,647-46,165-41%$1.5K$934-$5762014-05-15
UBS AG
INCREASED62,47554,444+8,031+15%$723$865+$1422014-05-16
Weiss Asset Management LP
NEW48,622—+48,622——$672—2014-05-14
LPL Financial LLC
INCREASED31,30529,653+1,652+6%$394$433+$392014-05-12
Bank of America Corp
NEW31,022—+31,022——$429—2014-05-15
Morgan Stanley
DECREASED22,73723,877-1,140-5%$317$314-$32014-05-13
Whittier Trust Co
INCREASED21,28610,069+11,217+111%$134$295+$1612014-05-01
Wells Fargo & Company
INCREASED14,37412,225+2,149+18%$162$199+$372014-08-12
Creative Planning
UNCHANGED6,7886,78800%$90$94+$42014-04-11
Tradewinds Capital Management, LLC
UNCHANGED5,2005,20000%$69$72+$32014-09-09
Unionbancal Corp
UNCHANGED4,8094,80900%$64$66+$22014-05-05
Orion Porfolio Solutions, LLC
UNCHANGED4,1414,14100%$55$57+$22014-05-13
Citigroup Inc
INCREASED4,084375+3,709+989%$5$56+$512014-05-15
New England Securities Corp
NEW715—+715——$10—2014-05-21
Ladenburg Thalmann Financial Services Inc
UNCHANGED48048000%$6$7+$12014-05-15
Tower Research Capital LLC (TRC)
NEW368—+368——$5—2014-05-02
Barclays PLC
DECREASED19210,942-10,750-98%$142$2-$1402014-05-15
KCG Holdings, Inc.
CLOSED021,989-21,989-100%$293$0-$2932014-05-15
SG Americas Securities, LLC
CLOSED07,836-7,836-100%$104$0-$1042014-05-14
Showing 21 of 21 institutions