Nuveen Prem Income MUN FD

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Cordasco Financial Network

UNCHANGED

Shares300 from 300

Change0 (0%)

Value$5 ($0)

Filed 2016-10-31

Morgan Stanley

CLOSED

Shares0 from 1,942,942

Change-1,942,942 (-100%)

Value$0 (-$30.0K)

Filed 2016-11-10

UBS Group AG

CLOSED

Shares0 from 515,403

Change-515,403 (-100%)

Value$0 (-$8.0K)

Filed 2016-11-14

Karpus Management, Inc.

CLOSED

Shares0 from 502,004

Change-502,004 (-100%)

Value$0 (-$7.7K)

Filed 2016-11-14

Oxbow Advisors, LLC

CLOSED

Shares0 from 461,885

Change-461,885 (-100%)

Value$0 (-$7.1K)

Filed 2016-10-31

JPMorgan Chase & Co

CLOSED

Shares0 from 389,350

Change-389,350 (-100%)

Value$0 (-$6.0K)

Filed 2016-11-04

Advisors Asset Management, Inc.

CLOSED

Shares0 from 366,625

Change-366,625 (-100%)

Value$0 (-$5.7K)

Filed 2016-10-31

SIT Investment Associates Inc

CLOSED

Shares0 from 355,981

Change-355,981 (-100%)

Value$0 (-$5.5K)

Filed 2016-11-01

Robinson Capital Management, LLC

CLOSED

Shares0 from 342,964

Change-342,964 (-100%)

Value$0 (-$5.3K)

Filed 2016-11-14

Fiera Capital Corp

CLOSED

Shares0 from 324,195

Change-324,195 (-100%)

Value$0 (-$5.0K)

Filed 2016-11-15

New Vernon Investment Management LLC

CLOSED

Shares0 from 235,987

Change-235,987 (-100%)

Value$0 (-$3.6K)

Filed 2016-11-14

Guggenheim Capital LLC

CLOSED

Shares0 from 224,083

Change-224,083 (-100%)

Value$0 (-$3.5K)

Filed 2016-11-15

Van Eck Associates Corp

CLOSED

Shares0 from 199,590

Change-199,590 (-100%)

Value$0 (-$3.1K)

Filed 2016-11-14

Bank of America Corp

CLOSED

Shares0 from 197,655

Change-197,655 (-100%)

Value$0 (-$3.1K)

Filed 2016-11-14

Wells Fargo & Company

CLOSED

Shares0 from 167,124

Change-167,124 (-100%)

Value$0 (-$2.6K)

Filed 2016-10-31

Stifel Financial Corp

CLOSED

Shares0 from 138,637

Change-138,637 (-100%)

Value$0 (-$2.1K)

Filed 2016-11-15

JFS Wealth Advisors, LLC

CLOSED

Shares0 from 125,023

Change-125,023 (-100%)

Value$0 (-$1.9K)

Filed 2016-10-26

LPL Financial LLC

CLOSED

Shares0 from 79,480

Change-79,480 (-100%)

Value$0 (-$1.2K)

Filed 2016-11-16

Relative Value Partners Group, LLC

CLOSED

Shares0 from 76,291

Change-76,291 (-100%)

Value$0 (-$1.2K)

Filed 2016-11-07

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 71,806

Change-71,806 (-100%)

Value$0 (-$1.1K)

Filed 2016-11-04

1832 Asset Management L.P.

CLOSED

Shares0 from 63,600

Change-63,600 (-100%)

Value$0 (-$988)

Filed 2016-11-15

Tradewinds Capital Management, LLC

CLOSED

Shares0 from 62,702

Change-62,702 (-100%)

Value$0 (-$967)

Filed 2016-11-07

National Planning Corp

CLOSED

Shares0 from 60,488

Change-60,488 (-100%)

Value$0 (-$934)

Filed 2016-11-10

Royal Bank of Canada

CLOSED

Shares0 from 49,355

Change-49,355 (-100%)

Value$0 (-$762)

Filed 2016-11-14

Commonwealth Equity Services, Inc

CLOSED

Shares0 from 47,450

Change-47,450 (-100%)

Value$0 (-$732)

Filed 2016-10-25

Cornerstone Advisors Inc

CLOSED

Shares0 from 45,687

Change-45,687 (-100%)

Value$0 (-$705)

Filed 2016-11-14

Rehmann Capital Advisory Group

CLOSED

Shares0 from 40,898

Change-40,898 (-100%)

Value$0 (-$631)

Filed 2016-10-26

West Family Investments, Inc.

CLOSED

Shares0 from 37,251

Change-37,251 (-100%)

Value$0 (-$575)

Filed 2016-11-14

Doliver Advisors, LP

CLOSED

Shares0 from 36,122

Change-36,122 (-100%)

Value$0 (-$558)

Filed 2016-10-31

Global Endowment Management, LP

CLOSED

Shares0 from 33,750

Change-33,750 (-100%)

Value$0 (-$521)

Filed 2016-11-18

TFS Capital LLC

CLOSED

Shares0 from 32,889

Change-32,889 (-100%)

Value$0 (-$507)

Filed 2016-11-10

Oppenheimer & Co Inc

CLOSED

Shares0 from 31,937

Change-31,937 (-100%)

Value$0 (-$493)

Filed 2016-11-07

Weiss Asset Management LP

CLOSED

Shares0 from 28,800

Change-28,800 (-100%)

Value$0 (-$444)

Filed 2016-11-14

Fifth Third Bancorp

CLOSED

Shares0 from 28,166

Change-28,166 (-100%)

Value$0 (-$435)

Filed 2016-11-10

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 27,899

Change-27,899 (-100%)

Value$0 (-$430)

Filed 2016-11-14

Shamrock Asset Management LLC

CLOSED

Shares0 from 27,097

Change-27,097 (-100%)

Value$0 (-$418)

Filed 2016-11-09

Carnick & Kubik Group, LLC

CLOSED

Shares0 from 25,785

Change-25,785 (-100%)

Value$0 (-$398)

Filed 2016-11-07

HighTower Advisors, LLC

CLOSED

Shares0 from 24,034

Change-24,034 (-100%)

Value$0 (-$371)

Filed 2016-11-14

Veritable, L.P.

CLOSED

Shares0 from 23,408

Change-23,408 (-100%)

Value$0 (-$361)

Filed 2016-11-14

Horizon Kinetics LLC

CLOSED

Shares0 from 22,038

Change-22,038 (-100%)

Value$0 (-$340)

Filed 2016-11-14

First Trust Advisors LP

CLOSED

Shares0 from 21,059

Change-21,059 (-100%)

Value$0 (-$325)

Filed 2016-11-01

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 18,635

Change-18,635 (-100%)

Value$0 (-$288)

Filed 2016-11-14

Vicus Capital

CLOSED

Shares0 from 17,571

Change-17,571 (-100%)

Value$0 (-$271)

Filed 2016-10-31

Raymond James & Associates

CLOSED

Shares0 from 17,127

Change-17,127 (-100%)

Value$0 (-$264)

Filed 2016-11-14

Benjamin F. Edwards & Company, Inc.

CLOSED

Shares0 from 16,491

Change-16,491 (-100%)

Value$0 (-$254)

Filed 2016-10-24

Bank of New York Mellon Corp

CLOSED

Shares0 from 15,994

Change-15,994 (-100%)

Value$0 (-$246)

Filed 2016-11-03

First Allied Advisory Services, Inc.

CLOSED

Shares0 from 15,027

Change-15,027 (-100%)

Value$0 (-$233)

Filed 2016-11-14

Creative Planning

CLOSED

Shares0 from 14,950

Change-14,950 (-100%)

Value$0 (-$231)

Filed 2016-10-12

BB&T Securities, LLC

CLOSED

Shares0 from 14,263

Change-14,263 (-100%)

Value$0 (-$220)

Filed 2016-11-09

Laurion Capital Management LP

CLOSED

Shares0 from 13,700

Change-13,700 (-100%)

Value$0 (-$211)

Filed 2016-11-10

Integrated Wealth Management

CLOSED

Shares0 from 13,610

Change-13,610 (-100%)

Value$0 (-$210)

Filed 2016-10-21

US Bancorp \de\

CLOSED

Shares0 from 12,014

Change-12,014 (-100%)

Value$0 (-$185)

Filed 2016-11-04

MetLife Securities, Inc

CLOSED

Shares0 from 11,997

Change-11,997 (-100%)

Value$0 (-$185)

Filed 2016-10-13

First Republic Investment Management, Inc.

CLOSED

Shares0 from 11,600

Change-11,600 (-100%)

Value$0 (-$179)

Filed 2016-11-14

Sigma Planning Corp

CLOSED

Shares0 from 11,096

Change-11,096 (-100%)

Value$0 (-$171)

Filed 2016-11-07

Wetherby Asset Management Inc

CLOSED

Shares0 from 10,970

Change-10,970 (-100%)

Value$0 (-$169)

Filed 2016-11-14

Advisor Group, Inc.

CLOSED

Shares0 from 10,881

Change-10,881 (-100%)

Value$0 (-$167)

Filed 2017-11-02

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 10,819

Change-10,819 (-100%)

Value$0 (-$167)

Filed 2016-11-14

Capital Investment Advisors, LLC

CLOSED

Shares0 from 10,665

Change-10,665 (-100%)

Value$0 (-$165)

Filed 2016-10-18

Hollencrest Capital Management

CLOSED

Shares0 from 10,530

Change-10,530 (-100%)

Value$0 (-$162)

Filed 2016-10-12

Bank of Montreal

CLOSED

Shares0 from 9,938

Change-9,938 (-100%)

Value$0 (-$153)

Filed 2016-10-19

Northwestern Mutual Wealth Management Co

CLOSED

Shares0 from 9,512

Change-9,512 (-100%)

Value$0 (-$146)

Filed 2017-02-23

IFP Advisors, Inc

CLOSED

Shares0 from 9,216

Change-9,216 (-100%)

Value$0 (-$142)

Filed 2016-11-04

Evercore Wealth Management, LLC

CLOSED

Shares0 from 9,000

Change-9,000 (-100%)

Value$0 (-$139)

Filed 2016-11-10

Winch Advisory Services, LLC

CLOSED

Shares0 from 6,721

Change-6,721 (-100%)

Value$0 (-$104)

Filed 2016-11-02

Monetary Management Group Inc

CLOSED

Shares0 from 4,700

Change-4,700 (-100%)

Value$0 (-$73)

Filed 2016-11-10

Enterprise Financial Services Corp

CLOSED

Shares0 from 4,061

Change-4,061 (-100%)

Value$0 (-$63)

Filed 2016-10-28

Highlander Capital Management, LLC

CLOSED

Shares0 from 2,500

Change-2,500 (-100%)

Value$0 (-$39)

Filed 2016-11-15

Whitnell & Co.

CLOSED

Shares0 from 2,240

Change-2,240 (-100%)

Value$0 (-$35)

Filed 2016-10-26

Kanaly Trust Co

CLOSED

Shares0 from 2,000

Change-2,000 (-100%)

Value$0 (-$31)

Filed 2016-11-08

Cribstone Capital Management, LLC

CLOSED

Shares0 from 2,000

Change-2,000 (-100%)

Value$0 (-$31)

Filed 2016-10-21

Citigroup Inc

CLOSED

Shares0 from 2,000

Change-2,000 (-100%)

Value$0 (-$31)

Filed 2016-11-10

Archford Capital Strategies, LLC

CLOSED

Shares0 from 1,945

Change-1,945 (-100%)

Value$0 (-$30)

Filed 2016-11-14

Security National Trust Co

CLOSED

Shares0 from 1,600

Change-1,600 (-100%)

Value$0 (-$25)

Filed 2016-10-25

Signaturefd, LLC

CLOSED

Shares0 from 957

Change-957 (-100%)

Value$0 (-$15)

Filed 2016-11-14

Carroll Financial Associates, Inc.

CLOSED

Shares0 from 830

Change-830 (-100%)

Value$0 (-$12)

Filed 2016-10-11

Asset Planning Services, Ltd.

CLOSED

Shares0 from 704

Change-704 (-100%)

Value$0 (-$11)

Filed 2017-01-13

People's United Financial, Inc.

CLOSED

Shares0 from 701

Change-701 (-100%)

Value$0 (-$11)

Filed 2016-11-09

Chicago Partners Investment Group LLC

CLOSED

Shares0 from 669

Change-669 (-100%)

Value$0 (-$10)

Filed 2016-11-14

Apriem Advisors

CLOSED

Shares0 from 300

Change-300 (-100%)

Value$0 (-$5)

Filed 2016-11-14

Duncker Streett & Co Inc

CLOSED

Shares0 from 300

Change-300 (-100%)

Value$0 (-$5)

Filed 2016-10-20

Newgate Capital Management LLC

N/A

Shares— from 74,330

Change-74,330 (-100%)

Value—

Investors Capital Advisory Services

N/A

Shares— from 16,418

Change-16,418 (-100%)

Value—

	Status
Cordasco Financial Network	UNCHANGED	300	300	0	0%	$5	$5	$0	2016-10-31
Morgan Stanley	CLOSED	0	1,942,942	-1,942,942	-100%	$30.0K	$0	-$30.0K	2016-11-10
UBS Group AG	CLOSED	0	515,403	-515,403	-100%	$8.0K	$0	-$8.0K	2016-11-14
Karpus Management, Inc.	CLOSED	0	502,004	-502,004	-100%	$7.7K	$0	-$7.7K	2016-11-14
Oxbow Advisors, LLC	CLOSED	0	461,885	-461,885	-100%	$7.1K	$0	-$7.1K	2016-10-31
JPMorgan Chase & Co	CLOSED	0	389,350	-389,350	-100%	$6.0K	$0	-$6.0K	2016-11-04
Advisors Asset Management, Inc.	CLOSED	0	366,625	-366,625	-100%	$5.7K	$0	-$5.7K	2016-10-31
SIT Investment Associates Inc	CLOSED	0	355,981	-355,981	-100%	$5.5K	$0	-$5.5K	2016-11-01
Robinson Capital Management, LLC	CLOSED	0	342,964	-342,964	-100%	$5.3K	$0	-$5.3K	2016-11-14
Fiera Capital Corp	CLOSED	0	324,195	-324,195	-100%	$5.0K	$0	-$5.0K	2016-11-15
New Vernon Investment Management LLC	CLOSED	0	235,987	-235,987	-100%	$3.6K	$0	-$3.6K	2016-11-14
Guggenheim Capital LLC	CLOSED	0	224,083	-224,083	-100%	$3.5K	$0	-$3.5K	2016-11-15
Van Eck Associates Corp	CLOSED	0	199,590	-199,590	-100%	$3.1K	$0	-$3.1K	2016-11-14
Bank of America Corp	CLOSED	0	197,655	-197,655	-100%	$3.1K	$0	-$3.1K	2016-11-14
Wells Fargo & Company	CLOSED	0	167,124	-167,124	-100%	$2.6K	$0	-$2.6K	2016-10-31
Stifel Financial Corp	CLOSED	0	138,637	-138,637	-100%	$2.1K	$0	-$2.1K	2016-11-15
JFS Wealth Advisors, LLC	CLOSED	0	125,023	-125,023	-100%	$1.9K	$0	-$1.9K	2016-10-26
LPL Financial LLC	CLOSED	0	79,480	-79,480	-100%	$1.2K	$0	-$1.2K	2016-11-16
Relative Value Partners Group, LLC	CLOSED	0	76,291	-76,291	-100%	$1.2K	$0	-$1.2K	2016-11-07
PNC Financial Services Group, Inc.	CLOSED	0	71,806	-71,806	-100%	$1.1K	$0	-$1.1K	2016-11-04
1832 Asset Management L.P.	CLOSED	0	63,600	-63,600	-100%	$988	$0	-$988	2016-11-15
Tradewinds Capital Management, LLC	CLOSED	0	62,702	-62,702	-100%	$967	$0	-$967	2016-11-07
National Planning Corp	CLOSED	0	60,488	-60,488	-100%	$934	$0	-$934	2016-11-10
Royal Bank of Canada	CLOSED	0	49,355	-49,355	-100%	$762	$0	-$762	2016-11-14
Commonwealth Equity Services, Inc	CLOSED	0	47,450	-47,450	-100%	$732	$0	-$732	2016-10-25
Cornerstone Advisors Inc	CLOSED	0	45,687	-45,687	-100%	$705	$0	-$705	2016-11-14
Rehmann Capital Advisory Group	CLOSED	0	40,898	-40,898	-100%	$631	$0	-$631	2016-10-26
West Family Investments, Inc.	CLOSED	0	37,251	-37,251	-100%	$575	$0	-$575	2016-11-14
Doliver Advisors, LP	CLOSED	0	36,122	-36,122	-100%	$558	$0	-$558	2016-10-31
Global Endowment Management, LP	CLOSED	0	33,750	-33,750	-100%	$521	$0	-$521	2016-11-18
TFS Capital LLC	CLOSED	0	32,889	-32,889	-100%	$507	$0	-$507	2016-11-10
Oppenheimer & Co Inc	CLOSED	0	31,937	-31,937	-100%	$493	$0	-$493	2016-11-07
Weiss Asset Management LP	CLOSED	0	28,800	-28,800	-100%	$444	$0	-$444	2016-11-14
Fifth Third Bancorp	CLOSED	0	28,166	-28,166	-100%	$435	$0	-$435	2016-11-10
Cambridge Investment Research Advisors, Inc.	CLOSED	0	27,899	-27,899	-100%	$430	$0	-$430	2016-11-14
Shamrock Asset Management LLC	CLOSED	0	27,097	-27,097	-100%	$418	$0	-$418	2016-11-09
Carnick & Kubik Group, LLC	CLOSED	0	25,785	-25,785	-100%	$398	$0	-$398	2016-11-07
HighTower Advisors, LLC	CLOSED	0	24,034	-24,034	-100%	$371	$0	-$371	2016-11-14
Veritable, L.P.	CLOSED	0	23,408	-23,408	-100%	$361	$0	-$361	2016-11-14
Horizon Kinetics LLC	CLOSED	0	22,038	-22,038	-100%	$340	$0	-$340	2016-11-14
First Trust Advisors LP	CLOSED	0	21,059	-21,059	-100%	$325	$0	-$325	2016-11-01
Raymond James Financial Services Advisors, Inc.	CLOSED	0	18,635	-18,635	-100%	$288	$0	-$288	2016-11-14
Vicus Capital	CLOSED	0	17,571	-17,571	-100%	$271	$0	-$271	2016-10-31
Raymond James & Associates	CLOSED	0	17,127	-17,127	-100%	$264	$0	-$264	2016-11-14
Benjamin F. Edwards & Company, Inc.	CLOSED	0	16,491	-16,491	-100%	$254	$0	-$254	2016-10-24
Bank of New York Mellon Corp	CLOSED	0	15,994	-15,994	-100%	$246	$0	-$246	2016-11-03
First Allied Advisory Services, Inc.	CLOSED	0	15,027	-15,027	-100%	$233	$0	-$233	2016-11-14
Creative Planning	CLOSED	0	14,950	-14,950	-100%	$231	$0	-$231	2016-10-12
BB&T Securities, LLC	CLOSED	0	14,263	-14,263	-100%	$220	$0	-$220	2016-11-09
Laurion Capital Management LP	CLOSED	0	13,700	-13,700	-100%	$211	$0	-$211	2016-11-10
Integrated Wealth Management	CLOSED	0	13,610	-13,610	-100%	$210	$0	-$210	2016-10-21
US Bancorp \de\	CLOSED	0	12,014	-12,014	-100%	$185	$0	-$185	2016-11-04
MetLife Securities, Inc	CLOSED	0	11,997	-11,997	-100%	$185	$0	-$185	2016-10-13
First Republic Investment Management, Inc.	CLOSED	0	11,600	-11,600	-100%	$179	$0	-$179	2016-11-14
Sigma Planning Corp	CLOSED	0	11,096	-11,096	-100%	$171	$0	-$171	2016-11-07
Wetherby Asset Management Inc	CLOSED	0	10,970	-10,970	-100%	$169	$0	-$169	2016-11-14
Advisor Group, Inc.	CLOSED	0	10,881	-10,881	-100%	$167	$0	-$167	2017-11-02
Ladenburg Thalmann Financial Services Inc	CLOSED	0	10,819	-10,819	-100%	$167	$0	-$167	2016-11-14
Capital Investment Advisors, LLC	CLOSED	0	10,665	-10,665	-100%	$165	$0	-$165	2016-10-18
Hollencrest Capital Management	CLOSED	0	10,530	-10,530	-100%	$162	$0	-$162	2016-10-12
Bank of Montreal	CLOSED	0	9,938	-9,938	-100%	$153	$0	-$153	2016-10-19
Northwestern Mutual Wealth Management Co	CLOSED	0	9,512	-9,512	-100%	$146	$0	-$146	2017-02-23
IFP Advisors, Inc	CLOSED	0	9,216	-9,216	-100%	$142	$0	-$142	2016-11-04
Evercore Wealth Management, LLC	CLOSED	0	9,000	-9,000	-100%	$139	$0	-$139	2016-11-10
Winch Advisory Services, LLC	CLOSED	0	6,721	-6,721	-100%	$104	$0	-$104	2016-11-02
Monetary Management Group Inc	CLOSED	0	4,700	-4,700	-100%	$73	$0	-$73	2016-11-10
Enterprise Financial Services Corp	CLOSED	0	4,061	-4,061	-100%	$63	$0	-$63	2016-10-28
Highlander Capital Management, LLC	CLOSED	0	2,500	-2,500	-100%	$39	$0	-$39	2016-11-15
Whitnell & Co.	CLOSED	0	2,240	-2,240	-100%	$35	$0	-$35	2016-10-26
Kanaly Trust Co	CLOSED	0	2,000	-2,000	-100%	$31	$0	-$31	2016-11-08
Cribstone Capital Management, LLC	CLOSED	0	2,000	-2,000	-100%	$31	$0	-$31	2016-10-21
Citigroup Inc	CLOSED	0	2,000	-2,000	-100%	$31	$0	-$31	2016-11-10
Archford Capital Strategies, LLC	CLOSED	0	1,945	-1,945	-100%	$30	$0	-$30	2016-11-14
Security National Trust Co	CLOSED	0	1,600	-1,600	-100%	$25	$0	-$25	2016-10-25
Signaturefd, LLC	CLOSED	0	957	-957	-100%	$15	$0	-$15	2016-11-14
Carroll Financial Associates, Inc.	CLOSED	0	830	-830	-100%	$12	$0	-$12	2016-10-11
Asset Planning Services, Ltd.	CLOSED	0	704	-704	-100%	$11	$0	-$11	2017-01-13
People's United Financial, Inc.	CLOSED	0	701	-701	-100%	$11	$0	-$11	2016-11-09
Chicago Partners Investment Group LLC	CLOSED	0	669	-669	-100%	$10	$0	-$10	2016-11-14
Apriem Advisors	CLOSED	0	300	-300	-100%	$5	$0	-$5	2016-11-14
Duncker Streett & Co Inc	CLOSED	0	300	-300	-100%	$5	$0	-$5	2016-10-20
Newgate Capital Management LLC	N/A	—	74,330	-74,330	-100%	$1.1K	—	—	—
Investors Capital Advisory Services	N/A	—	16,418	-16,418	-100%	$253	—	—	—

Showing 83 of 83 institutions