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Nuveen CA MUN MKT Opportunt

Q1 2014 vs Q2 2014

Comparing institutional holders between quarters

Quarters

Q2 2014Q1 2014Q4 2013Q3 2013Q2 2013
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Guggenheim Capital LLC
CLOSED
Shares0 from 181,339
Change-181,339 (-100%)
Value$0 (-$2.6K)
Filed 2014-08-14
Mackay Shields LLC
CLOSED
Shares0 from 95,487
Change-95,487 (-100%)
Value$0 (-$1.4K)
Filed 2014-07-22
Invesco Ltd.
CLOSED
Shares0 from 92,171
Change-92,171 (-100%)
Value$0 (-$1.3K)
Filed 2014-08-14
SIT Investment Associates Inc
CLOSED
Shares0 from 90,654
Change-90,654 (-100%)
Value$0 (-$1.3K)
Filed 2014-08-13
Advisors Asset Management, Inc.
CLOSED
Shares0 from 33,682
Change-33,682 (-100%)
Value$0 (-$480)
Filed 2014-08-14
UBS AG
CLOSED
Shares0 from 28,990
Change-28,990 (-100%)
Value$0 (-$413)
Filed 2014-08-14
Weiss Asset Management LP
CLOSED
Shares0 from 23,165
Change-23,165 (-100%)
Value$0 (-$330)
Filed 2015-04-17
Morgan Stanley
CLOSED
Shares0 from 21,022
Change-21,022 (-100%)
Value$0 (-$299)
Filed 2014-08-12
Goldman Sachs Group Inc
CLOSED
Shares0 from 17,686
Change-17,686 (-100%)
Value$0 (-$252)
Filed 2014-08-14
LPL Financial LLC
CLOSED
Shares0 from 10,105
Change-10,105 (-100%)
Value$0 (-$144)
Filed 2014-08-05
Citigroup Inc
CLOSED
Shares0 from 7,023
Change-7,023 (-100%)
Value$0 (-$100)
Filed 2014-08-14
Creative Planning
CLOSED
Shares0 from 5,000
Change-5,000 (-100%)
Value$0 (-$71)
Filed 2014-08-20
Security National Trust Co
CLOSED
Shares0 from 4,050
Change-4,050 (-100%)
Value$0 (-$58)
Filed 2014-07-14
Ladenburg Thalmann Financial Services Inc
CLOSED
Shares0 from 3,900
Change-3,900 (-100%)
Value$0 (-$56)
Filed 2014-08-14
Apriem Advisors
CLOSED
Shares0 from 3,000
Change-3,000 (-100%)
Value$0 (-$43)
Filed 2014-08-11
Wells Fargo & Company
CLOSED
Shares0 from 2,001
Change-2,001 (-100%)
Value$0 (-$28)
Filed 2014-08-29
Bank of America Corp
CLOSED
Shares0 from 1,762
Change-1,762 (-100%)
Value$0 (-$25)
Filed 2014-08-14
Gemmer Asset Management LLC
CLOSED
Shares0 from 1,000
Change-1,000 (-100%)
Value$0 (-$14)
Filed 2014-08-13
Unionbancal Corp
CLOSED
Shares0 from 400
Change-400 (-100%)
Value$0 (-$6)
Filed 2014-08-05
Wolverine Asset Management LLC
CLOSED
Shares0 from 48
Change-48 (-100%)
Value$0 ($0)
Filed 2014-08-13
Tarbox Family Office, Inc.
DECREASED
Shares0 from 500
Change-500 (-100%)
Value$0 (-$7)
Filed 2014-07-11
Status
Guggenheim Capital LLC
CLOSED0181,339-181,339-100%$2.6K$0-$2.6K2014-08-14
Mackay Shields LLC
CLOSED095,487-95,487-100%$1.4K$0-$1.4K2014-07-22
Invesco Ltd.
CLOSED092,171-92,171-100%$1.3K$0-$1.3K2014-08-14
SIT Investment Associates Inc
CLOSED090,654-90,654-100%$1.3K$0-$1.3K2014-08-13
Advisors Asset Management, Inc.
CLOSED033,682-33,682-100%$480$0-$4802014-08-14
UBS AG
CLOSED028,990-28,990-100%$413$0-$4132014-08-14
Weiss Asset Management LP
CLOSED023,165-23,165-100%$330$0-$3302015-04-17
Morgan Stanley
CLOSED021,022-21,022-100%$299$0-$2992014-08-12
Goldman Sachs Group Inc
CLOSED017,686-17,686-100%$252$0-$2522014-08-14
LPL Financial LLC
CLOSED010,105-10,105-100%$144$0-$1442014-08-05
Citigroup Inc
CLOSED07,023-7,023-100%$100$0-$1002014-08-14
Creative Planning
CLOSED05,000-5,000-100%$71$0-$712014-08-20
Security National Trust Co
CLOSED04,050-4,050-100%$58$0-$582014-07-14
Ladenburg Thalmann Financial Services Inc
CLOSED03,900-3,900-100%$56$0-$562014-08-14
Apriem Advisors
CLOSED03,000-3,000-100%$43$0-$432014-08-11
Wells Fargo & Company
CLOSED02,001-2,001-100%$28$0-$282014-08-29
Bank of America Corp
CLOSED01,762-1,762-100%$25$0-$252014-08-14
Gemmer Asset Management LLC
CLOSED01,000-1,000-100%$14$0-$142014-08-13
Unionbancal Corp
CLOSED0400-400-100%$6$0-$62014-08-05
Wolverine Asset Management LLC
CLOSED048-48-100%$0$0$02014-08-13
Tarbox Family Office, Inc.
DECREASED0500-500-100%$7$0-$72014-07-11
Showing 21 of 21 institutions