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Nuveen Prem Income MUN FD 2

Q1 2016 vs Q2 2016

Comparing institutional holders between quarters

Quarters

Q2 2016Q1 2016Q4 2015Q3 2015Q2 2015
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
UBS Group AG
DECREASED
Shares1,656,404 from 1,717,260
Change-60,856 (-4%)
Value$25.7K (+$380)
Filed 2016-08-12
Morgan Stanley
INCREASED
Shares576,000 from 521,505
Change+54,495 (+10%)
Value$8.9K (+$1.2K)
Filed 2016-08-12
Oxbow Advisors, LLC
DECREASED
Shares516,069 from 528,419
Change-12,350 (-2%)
Value$8.0K (+$216)
Filed 2016-08-02
Invesco Ltd.
INCREASED
Shares451,183 from 441,348
Change+9,835 (+2%)
Value$7.0K (+$492)
Filed 2016-08-15
Proficio Capital Partners LLC
DECREASED
Shares429,623 from 440,246
Change-10,623 (-2%)
Value$6.6K (+$123)
Filed 2016-07-29
SIT Investment Associates Inc
INCREASED
Shares404,430 from 367,917
Change+36,513 (+10%)
Value$6.3K (+$849)
Filed 2016-07-28
Fiera Capital Corp
DECREASED
Shares318,182 from 319,132
Change-950 (0%)
Value$4.9K (+$231)
Filed 2016-08-16
Guggenheim Capital LLC
DECREASED
Shares316,028 from 444,095
Change-128,067 (-29%)
Value$4.9K (-$1.6K)
Filed 2016-08-15
Bank of America Corp
DECREASED
Shares305,428 from 460,218
Change-154,790 (-34%)
Value$4.7K (-$2.0K)
Filed 2016-08-15
Robinson Capital Management, LLC
NEW
Shares291,947
Change+291,947
Value$4.5K
Filed 2016-08-15
Van Eck Associates Corp
INCREASED
Shares202,363 from 170,458
Change+31,905 (+19%)
Value$3.1K (+$626)
Filed 2016-08-12
Wells Fargo & Company
INCREASED
Shares185,876 from 182,250
Change+3,626 (+2%)
Value$2.9K (+$197)
Filed 2016-08-11
Commonwealth Equity Services, Inc
INCREASED
Shares175,272 from 40,476
Change+134,796 (+333%)
Value$2.7K (+$2.1K)
Filed 2016-08-04
LPL Financial LLC
DECREASED
Shares130,697 from 235,153
Change-104,456 (-44%)
Value$2.0K (-$1.5K)
Filed 2016-08-15
1832 Asset Management L.P.
UNCHANGED
Shares100,000 from 100,000
Change0 (0%)
Value$1.6K (-$918)
Filed 2016-08-12
Royal Bank of Canada
INCREASED
Shares87,853 from 79,810
Change+8,043 (+10%)
Value$1.4K (+$186)
Filed 2016-08-24
Northern Capital Management Llc\wi\
DECREASED
Shares75,615 from 79,115
Change-3,500 (-4%)
Value$1.2K (+$6)
Filed 2016-07-27
Fifth Third Bancorp
DECREASED
Shares68,079 from 82,364
Change-14,285 (-17%)
Value$1.1K (-$157)
Filed 2016-08-11
National Planning Corp
UNCHANGED
Shares62,140 from 62,140
Change0 (0%)
Value$954 (+$11)
Filed 2016-08-09
Doliver Advisors, LP
NEW
Shares57,006
Change+57,006
Value$887
Filed 2016-08-12
Raymond James & Associates
INCREASED
Shares50,299 from 37,297
Change+13,002 (+35%)
Value$779 (+$230)
Filed 2016-08-11
Newgate Capital Management LLC
NEW
Shares49,141
Change+49,141
Value$758
Filed 2016-08-03
Stifel Financial Corp
INCREASED
Shares46,450 from 43,616
Change+2,834 (+7%)
Value$720 (+$78)
Filed 2016-08-17
Tradewinds Capital Management, LLC
UNCHANGED
Shares45,705 from 45,705
Change0 (0%)
Value$708 (+$35)
Filed 2016-07-29
PNC Financial Services Group, Inc.
DECREASED
Shares42,651 from 74,781
Change-32,130 (-43%)
Value$662 (-$440)
Filed 2016-08-05
First Trust Advisors LP
DECREASED
Shares42,036 from 53,376
Change-11,340 (-21%)
Value$651 (-$135)
Filed 2016-08-04
KCG Holdings, Inc.
NEW
Shares40,012
Change+40,012
Value$620
Filed 2016-08-12
HighTower Advisors, LLC
INCREASED
Shares35,186 from 35,099
Change+87 (+0%)
Value$544 (+$25)
Filed 2016-08-11
EP Wealth Advisors, LLC
INCREASED
Shares34,996 from 32,846
Change+2,150 (+7%)
Value$542 (+$59)
Filed 2016-08-15
Shamrock Asset Management LLC
INCREASED
Shares34,522 from 8,238
Change+26,284 (+319%)
Value$535 (+$414)
Filed 2016-08-12
Arete Wealth Advisors, LLC
INCREASED
Shares33,591 from 31,463
Change+2,128 (+7%)
Value$520 (+$57)
Filed 2016-08-15
Concert Wealth Management Inc.
DECREASED
Shares33,557 from 35,142
Change-1,585 (-5%)
Value$519 (+$3)
Filed 2016-08-01
Optimum Investment Advisors
INCREASED
Shares33,305 from 31,305
Change+2,000 (+6%)
Value$516 (+$55)
Filed 2016-08-25
Advisors Asset Management, Inc.
NEW
Shares30,115
Change+30,115
Value$466
Filed 2016-08-08
Curi Capital, LLC
NEW
Shares29,827
Change+29,827
Value$462
Filed 2016-08-03
Global Endowment Management, LP
UNCHANGED
Shares29,722 from 29,722
Change0 (0%)
Value$460 (+$22)
Filed 2016-08-12
TFS Capital LLC
NEW
Shares28,348
Change+28,348
Value$439
Filed 2016-08-11
Raymond James Trust N.A.
UNCHANGED
Shares27,000 from 27,000
Change0 (0%)
Value$418 (+$21)
Filed 2016-10-26
Benjamin F. Edwards & Company, Inc.
DECREASED
Shares23,831 from 30,851
Change-7,020 (-23%)
Value$369 (-$85)
Filed 2016-07-11
First Republic Investment Management, Inc.
UNCHANGED
Shares23,718 from 23,718
Change0 (0%)
Value$367 (+$18)
Filed 2016-08-15
Horizon Kinetics LLC
INCREASED
Shares23,317 from 22,718
Change+599 (+3%)
Value$361 (+$27)
Filed 2016-08-15
Usca RIA LLC
UNCHANGED
Shares22,621 from 22,621
Change0 (0%)
Value$350 (+$17)
Filed 2016-08-15
Capital Investment Advisors, LLC
UNCHANGED
Shares20,825 from 20,825
Change0 (0%)
Value$323 (+$16)
Filed 2016-07-20
Hollencrest Capital Management
UNCHANGED
Shares20,760 from 20,760
Change0 (0%)
Value$322 (+$16)
Filed 2016-07-08
Eagle Global Advisors LLC
UNCHANGED
Shares18,800 from 18,800
Change0 (0%)
Value$291 (+$14)
Filed 2016-08-15
Yellowstone Partners, LLC
UNCHANGED
Shares18,696 from 18,696
Change0 (0%)
Value$290 (+$15)
Filed 2016-08-17
Wedbush Securities Inc
DECREASED
Shares17,350 from 18,490
Change-1,140 (-6%)
Value$269 (-$3)
Filed 2016-08-02
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares17,342 from 17,546
Change-204 (-1%)
Value$269 (+$11)
Filed 2016-08-04
BB&T Securities, LLC
INCREASED
Shares16,401 from 10,561
Change+5,840 (+55%)
Value$254 (+$99)
Filed 2016-08-04
Ladenburg Thalmann Financial Services Inc
DECREASED
Shares16,378 from 17,058
Change-680 (-4%)
Value$248 ($0)
Filed 2016-08-15
Creative Planning
DECREASED
Shares16,160 from 19,314
Change-3,154 (-16%)
Value$250 (-$34)
Filed 2016-07-12
Cullen T Bankers, Inc.
NEW
Shares15,720
Change+15,720
Value$244
Filed 2016-07-26
Vicus Capital
UNCHANGED
Shares14,886 from 14,886
Change0 (0%)
Value$231 (+$12)
Filed 2016-08-02
Carnick & Kubik Group, LLC
NEW
Shares13,177
Change+13,177
Value$204
Filed 2016-09-14
Sheaff Brock Investment Advisors, LLC
UNCHANGED
Shares12,498 from 12,498
Change0 (0%)
Value$194 (+$10)
Filed 2016-08-05
United Capital Financial Advisors, LLC
DECREASED
Shares12,000 from 24,000
Change-12,000 (-50%)
Value$180 (-$173)
Filed 2016-08-15
Allen Investment Management, LLC
UNCHANGED
Shares11,937 from 11,937
Change0 (0%)
Value$185 (+$9)
Filed 2017-09-22
Northern Trust Corp
DECREASED
Shares11,645 from 27,373
Change-15,728 (-57%)
Value$1 (-$3)
Filed 2016-08-12
Baird Financial Group, Inc.
DECREASED
Shares11,633 from 13,233
Change-1,600 (-12%)
Value$180 (-$15)
Filed 2016-08-11
Sanders Morris Harris LLC
NEW
Shares11,552
Change+11,552
Value$179
Filed 2016-07-25
IFP Advisors, Inc
NEW
Shares10,983
Change+10,983
Value$170
Filed 2019-06-03
Wetherby Asset Management Inc
NEW
Shares10,725
Change+10,725
Value$166
Filed 2016-08-10
MetLife Securities, Inc
DECREASED
Shares9,012 from 12,587
Change-3,575 (-28%)
Value$140 (-$45)
Filed 2016-07-25
Wolverine Asset Management LLC
NEW
Shares8,253
Change+8,253
Value$127
Filed 2016-08-25
Integrated Investment Consultants, LLC
UNCHANGED
Shares7,509 from 7,509
Change0 (0%)
Value$116 (+$4)
Filed 2016-07-05
FineMark National Bank & Trust
UNCHANGED
Shares6,085 from 6,085
Change0 (0%)
Value$94 (+$4)
Filed 2016-08-08
Hudock, Inc.
INCREASED
Shares5,408 from 5,331
Change+77 (+1%)
Value$83 (+$5)
Filed 2016-08-01
Advisor Group, Inc.
NEW
Shares5,035
Change+5,035
Value$77
Filed 2016-08-12
Brick & Kyle, Associates
UNCHANGED
Shares5,000 from 5,000
Change0 (0%)
Value$77 (+$3)
Filed 2016-08-05
FTB Advisors, Inc.
INCREASED
Shares4,169 from 4,000
Change+169 (+4%)
Value$65 (+$6)
Filed 2016-07-29
US Bancorp \de\
UNCHANGED
Shares3,728 from 3,728
Change0 (0%)
Value$58 (+$3)
Filed 2016-08-10
Winslow, Evans & Crocker, Inc.
INCREASED
Shares3,102 from 3,101
Change+1 (+0%)
Value$48.0K (+$2.4K)
Filed 2016-07-22
Captrust Financial Advisors
UNCHANGED
Shares2,667 from 2,667
Change0 (0%)
Value$41 (+$2)
Filed 2016-08-08
Sandy Spring Bank
UNCHANGED
Shares2,206 from 2,206
Change0 (0%)
Value$34 (+$2)
Filed 2016-08-09
Evercore Wealth Management, LLC
NEW
Shares2,025
Change+2,025
Value$31
Filed 2016-09-20
Riggs Asset Managment Co. Inc.
UNCHANGED
Shares1,335 from 1,335
Change0 (0%)
Value$21 (+$1)
Filed 2016-07-28
Bartlett & Co. LLC
UNCHANGED
Shares1,314 from 1,314
Change0 (0%)
Value$20 (+$1)
Filed 2016-07-27
Farmers & Merchants Investments Inc
UNCHANGED
Shares897 from 897
Change0 (0%)
Value$14 (+$1)
Filed 2016-07-18
Northwestern Mutual Wealth Management Co
NEW
Shares750
Change+750
Value$12
Filed 2016-08-29
Bank of Montreal
DECREASED
Shares700 from 1,000
Change-300 (-30%)
Value$11 (-$4)
Filed 2016-07-25
Jacobi Capital Management LLC
NEW
Shares400
Change+400
Value$6
Filed 2016-11-14
Apriem Advisors
UNCHANGED
Shares263 from 263
Change0 (0%)
Value$4 ($0)
Filed 2016-08-12
Kistler-Tiffany Companies, LLC
UNCHANGED
Shares74 from 74
Change0 (0%)
Value$1 ($0)
Filed 2016-07-06
SevenBridge Financial Group, LLC
NEW
Shares0
Change0
Value$0
Filed 2016-08-15
Parametric Portfolio Associates LLC
CLOSED
Shares0 from 1,034,555
Change-1,034,555 (-100%)
Value$0 (-$15.2K)
Filed 2016-08-12
Karpus Management, Inc.
CLOSED
Shares0 from 174,000
Change-174,000 (-100%)
Value$0 (-$2.6K)
Filed 2016-08-15
Laurion Capital Management LP
CLOSED
Shares0 from 173,616
Change-173,616 (-100%)
Value$0 (-$2.6K)
Filed 2016-08-12
Cohen & Steers, Inc.
CLOSED
Shares0 from 95,586
Change-95,586 (-100%)
Value$0 (-$1.4K)
Filed 2016-08-22
Mariner Investment Group LLC
CLOSED
Shares0 from 61,680
Change-61,680 (-100%)
Value$0 (-$908)
Filed 2016-08-03
GSA Capital Partners LLP
CLOSED
Shares0 from 41,400
Change-41,400 (-100%)
Value$0 (-$609)
Filed 2016-08-04
James Investment Research, Inc.
CLOSED
Shares0 from 40,000
Change-40,000 (-100%)
Value$0 (-$589)
Filed 2016-07-15
Lido Advisors, LLC
CLOSED
Shares0 from 11,387
Change-11,387 (-100%)
Value$0 (-$168)
Filed 2017-09-18
American International Group, Inc.
CLOSED
Shares0 from 3,685
Change-3,685 (-100%)
Value$0 (-$54.0K)
Filed 2016-08-11
First City Capital Management, Inc.
CLOSED
Shares0 from 1,000
Change-1,000 (-100%)
Value$0 (-$14.7K)
Filed 2016-08-16
Formidable Asset Management, LLC
CLOSED
Shares0 from 715
Change-715 (-100%)
Value$0 (-$10)
Filed 2016-08-12
US Financial Advisors, LLC
CLOSED
Shares0 from 675
Change-675 (-100%)
Value$0 (-$10)
Filed 2016-08-12
Donald L. Hagan, LLC
CLOSED
Shares0 from 500
Change-500 (-100%)
Value$0 (-$7)
Filed 2016-07-21
Tower Research Capital LLC (TRC)
CLOSED
Shares0 from 100
Change-100 (-100%)
Value$0 (-$1)
Filed 2016-08-10
Carnick & Company, LLC
N/A
Shares— from 12,989
Change-12,989 (-100%)
Value—
Status
UBS Group AG
DECREASED1,656,4041,717,260-60,856-4%$25.3K$25.7K+$3802016-08-12
Morgan Stanley
INCREASED576,000521,505+54,495+10%$7.7K$8.9K+$1.2K2016-08-12
Oxbow Advisors, LLC
DECREASED516,069528,419-12,350-2%$7.8K$8.0K+$2162016-08-02
Invesco Ltd.
INCREASED451,183441,348+9,835+2%$6.5K$7.0K+$4922016-08-15
Proficio Capital Partners LLC
DECREASED429,623440,246-10,623-2%$6.5K$6.6K+$1232016-07-29
SIT Investment Associates Inc
INCREASED404,430367,917+36,513+10%$5.4K$6.3K+$8492016-07-28
Fiera Capital Corp
DECREASED318,182319,132-9500%$4.7K$4.9K+$2312016-08-16
Guggenheim Capital LLC
DECREASED316,028444,095-128,067-29%$6.5K$4.9K-$1.6K2016-08-15
Bank of America Corp
DECREASED305,428460,218-154,790-34%$6.8K$4.7K-$2.0K2016-08-15
Robinson Capital Management, LLC
NEW291,947—+291,947——$4.5K—2016-08-15
Van Eck Associates Corp
INCREASED202,363170,458+31,905+19%$2.5K$3.1K+$6262016-08-12
Wells Fargo & Company
INCREASED185,876182,250+3,626+2%$2.7K$2.9K+$1972016-08-11
Commonwealth Equity Services, Inc
INCREASED175,27240,476+134,796+333%$596$2.7K+$2.1K2016-08-04
LPL Financial LLC
DECREASED130,697235,153-104,456-44%$3.5K$2.0K-$1.5K2016-08-15
1832 Asset Management L.P.
UNCHANGED100,000100,00000%$2.5K$1.6K-$9182016-08-12
Royal Bank of Canada
INCREASED87,85379,810+8,043+10%$1.2K$1.4K+$1862016-08-24
Northern Capital Management Llc\wi\
DECREASED75,61579,115-3,500-4%$1.2K$1.2K+$62016-07-27
Fifth Third Bancorp
DECREASED68,07982,364-14,285-17%$1.2K$1.1K-$1572016-08-11
National Planning Corp
UNCHANGED62,14062,14000%$943$954+$112016-08-09
Doliver Advisors, LP
NEW57,006—+57,006——$887—2016-08-12
Raymond James & Associates
INCREASED50,29937,297+13,002+35%$549$779+$2302016-08-11
Newgate Capital Management LLC
NEW49,141—+49,141——$758—2016-08-03
Stifel Financial Corp
INCREASED46,45043,616+2,834+7%$642$720+$782016-08-17
Tradewinds Capital Management, LLC
UNCHANGED45,70545,70500%$673$708+$352016-07-29
PNC Financial Services Group, Inc.
DECREASED42,65174,781-32,130-43%$1.1K$662-$4402016-08-05
First Trust Advisors LP
DECREASED42,03653,376-11,340-21%$786$651-$1352016-08-04
KCG Holdings, Inc.
NEW40,012—+40,012——$620—2016-08-12
HighTower Advisors, LLC
INCREASED35,18635,099+87+0%$519$544+$252016-08-11
EP Wealth Advisors, LLC
INCREASED34,99632,846+2,150+7%$483$542+$592016-08-15
Shamrock Asset Management LLC
INCREASED34,5228,238+26,284+319%$121$535+$4142016-08-12
Arete Wealth Advisors, LLC
INCREASED33,59131,463+2,128+7%$463$520+$572016-08-15
Concert Wealth Management Inc.
DECREASED33,55735,142-1,585-5%$516$519+$32016-08-01
Optimum Investment Advisors
INCREASED33,30531,305+2,000+6%$461$516+$552016-08-25
Advisors Asset Management, Inc.
NEW30,115—+30,115——$466—2016-08-08
Curi Capital, LLC
NEW29,827—+29,827——$462—2016-08-03
Global Endowment Management, LP
UNCHANGED29,72229,72200%$438$460+$222016-08-12
TFS Capital LLC
NEW28,348—+28,348——$439—2016-08-11
Raymond James Trust N.A.
UNCHANGED27,00027,00000%$397$418+$212016-10-26
Benjamin F. Edwards & Company, Inc.
DECREASED23,83130,851-7,020-23%$454$369-$852016-07-11
First Republic Investment Management, Inc.
UNCHANGED23,71823,71800%$349$367+$182016-08-15
Horizon Kinetics LLC
INCREASED23,31722,718+599+3%$334$361+$272016-08-15
Usca RIA LLC
UNCHANGED22,62122,62100%$333$350+$172016-08-15
Capital Investment Advisors, LLC
UNCHANGED20,82520,82500%$307$323+$162016-07-20
Hollencrest Capital Management
UNCHANGED20,76020,76000%$306$322+$162016-07-08
Eagle Global Advisors LLC
UNCHANGED18,80018,80000%$277$291+$142016-08-15
Yellowstone Partners, LLC
UNCHANGED18,69618,69600%$275$290+$152016-08-17
Wedbush Securities Inc
DECREASED17,35018,490-1,140-6%$272$269-$32016-08-02
Cambridge Investment Research Advisors, Inc.
DECREASED17,34217,546-204-1%$258$269+$112016-08-04
BB&T Securities, LLC
INCREASED16,40110,561+5,840+55%$155$254+$992016-08-04
Ladenburg Thalmann Financial Services Inc
DECREASED16,37817,058-680-4%$248$248$02016-08-15
Creative Planning
DECREASED16,16019,314-3,154-16%$284$250-$342016-07-12
Cullen T Bankers, Inc.
NEW15,720—+15,720——$244—2016-07-26
Vicus Capital
UNCHANGED14,88614,88600%$219$231+$122016-08-02
Carnick & Kubik Group, LLC
NEW13,177—+13,177——$204—2016-09-14
Sheaff Brock Investment Advisors, LLC
UNCHANGED12,49812,49800%$184$194+$102016-08-05
United Capital Financial Advisors, LLC
DECREASED12,00024,000-12,000-50%$353$180-$1732016-08-15
Allen Investment Management, LLC
UNCHANGED11,93711,93700%$176$185+$92017-09-22
Northern Trust Corp
DECREASED11,64527,373-15,728-57%$4$1-$32016-08-12
Baird Financial Group, Inc.
DECREASED11,63313,233-1,600-12%$195$180-$152016-08-11
Sanders Morris Harris LLC
NEW11,552—+11,552——$179—2016-07-25
IFP Advisors, Inc
NEW10,983—+10,983——$170—2019-06-03
Wetherby Asset Management Inc
NEW10,725—+10,725——$166—2016-08-10
MetLife Securities, Inc
DECREASED9,01212,587-3,575-28%$185$140-$452016-07-25
Wolverine Asset Management LLC
NEW8,253—+8,253——$127—2016-08-25
Integrated Investment Consultants, LLC
UNCHANGED7,5097,50900%$112$116+$42016-07-05
FineMark National Bank & Trust
UNCHANGED6,0856,08500%$90$94+$42016-08-08
Hudock, Inc.
INCREASED5,4085,331+77+1%$78$83+$52016-08-01
Advisor Group, Inc.
NEW5,035—+5,035——$77—2016-08-12
Brick & Kyle, Associates
UNCHANGED5,0005,00000%$74$77+$32016-08-05
FTB Advisors, Inc.
INCREASED4,1694,000+169+4%$59$65+$62016-07-29
US Bancorp \de\
UNCHANGED3,7283,72800%$55$58+$32016-08-10
Winslow, Evans & Crocker, Inc.
INCREASED3,1023,101+1+0%$45.6K$48.0K+$2.4K2016-07-22
Captrust Financial Advisors
UNCHANGED2,6672,66700%$39$41+$22016-08-08
Sandy Spring Bank
UNCHANGED2,2062,20600%$32$34+$22016-08-09
Evercore Wealth Management, LLC
NEW2,025—+2,025——$31—2016-09-20
Riggs Asset Managment Co. Inc.
UNCHANGED1,3351,33500%$20$21+$12016-07-28
Bartlett & Co. LLC
UNCHANGED1,3141,31400%$19$20+$12016-07-27
Farmers & Merchants Investments Inc
UNCHANGED89789700%$13$14+$12016-07-18
Northwestern Mutual Wealth Management Co
NEW750—+750——$12—2016-08-29
Bank of Montreal
DECREASED7001,000-300-30%$15$11-$42016-07-25
Jacobi Capital Management LLC
NEW400—+400——$6—2016-11-14
Apriem Advisors
UNCHANGED26326300%$4$4$02016-08-12
Kistler-Tiffany Companies, LLC
UNCHANGED747400%$1$1$02016-07-06
SevenBridge Financial Group, LLC
NEW0—0——$0—2016-08-15
Parametric Portfolio Associates LLC
CLOSED01,034,555-1,034,555-100%$15.2K$0-$15.2K2016-08-12
Karpus Management, Inc.
CLOSED0174,000-174,000-100%$2.6K$0-$2.6K2016-08-15
Laurion Capital Management LP
CLOSED0173,616-173,616-100%$2.6K$0-$2.6K2016-08-12
Cohen & Steers, Inc.
CLOSED095,586-95,586-100%$1.4K$0-$1.4K2016-08-22
Mariner Investment Group LLC
CLOSED061,680-61,680-100%$908$0-$9082016-08-03
GSA Capital Partners LLP
CLOSED041,400-41,400-100%$609$0-$6092016-08-04
James Investment Research, Inc.
CLOSED040,000-40,000-100%$589$0-$5892016-07-15
Lido Advisors, LLC
CLOSED011,387-11,387-100%$168$0-$1682017-09-18
American International Group, Inc.
CLOSED03,685-3,685-100%$54.0K$0-$54.0K2016-08-11
First City Capital Management, Inc.
CLOSED01,000-1,000-100%$14.7K$0-$14.7K2016-08-16
Formidable Asset Management, LLC
CLOSED0715-715-100%$10$0-$102016-08-12
US Financial Advisors, LLC
CLOSED0675-675-100%$10$0-$102016-08-12
Donald L. Hagan, LLC
CLOSED0500-500-100%$7$0-$72016-07-21
Tower Research Capital LLC (TRC)
CLOSED0100-100-100%$1$0-$12016-08-10
Carnick & Company, LLC
N/A—12,989-12,989-100%$191———
Showing 99 of 99 institutions