Nuveen CA DIV Advantg MUN FD

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Advisors Asset Management, Inc.

INCREASED

Shares342,368 from 294,313

Change+48,055 (+16%)

Value$5.6K (+$717)

Filed 2016-10-31

Guggenheim Capital LLC

INCREASED

Shares330,548 from 302,302

Change+28,246 (+9%)

Value$5.4K (+$390)

Filed 2016-11-15

Invesco Ltd.

INCREASED

Shares315,582 from 291,180

Change+24,402 (+8%)

Value$5.2K (+$328)

Filed 2016-11-14

Ladenburg Thalmann Financial Services Inc

INCREASED

Shares149,838 from 144,783

Change+5,055 (+3%)

Value$2.5K (+$47)

Filed 2016-11-14

Morgan Stanley

INCREASED

Shares88,994 from 71,123

Change+17,871 (+25%)

Value$1.5K (+$277)

Filed 2016-11-10

Bank of America Corp

DECREASED

Shares81,020 from 88,258

Change-7,238 (-8%)

Value$1.3K (-$140)

Filed 2016-11-14

IFP Advisors, Inc

INCREASED

Shares47,393 from 44,224

Change+3,169 (+7%)

Value$780 (+$41)

Filed 2016-11-04

UBS Group AG

DECREASED

Shares42,191 from 85,274

Change-43,083 (-51%)

Value$694 (-$730)

Filed 2016-11-14

LPL Financial LLC

INCREASED

Shares34,554 from 28,212

Change+6,342 (+22%)

Value$561 (+$88)

Filed 2016-11-16

Royal Bank of Canada

INCREASED

Shares20,581 from 20,568

Change+13 (+0%)

Value$339 (-$4)

Filed 2016-11-14

Wedbush Securities Inc

NEW

Shares12,970

Change+12,970

Value$213

Filed 2016-11-04

SIT Investment Associates Inc

INCREASED

Shares12,226 from 7,126

Change+5,100 (+72%)

Value$201 (+$82)

Filed 2016-11-01

Wells Fargo & Company

INCREASED

Shares11,090 from 9,390

Change+1,700 (+18%)

Value$182 (+$25)

Filed 2016-10-31

Apriem Advisors

INCREASED

Shares7,000 from 4,500

Change+2,500 (+56%)

Value$115 (+$40)

Filed 2016-11-14

Cutler Group LP

UNCHANGED

Shares7,000 from 7,000

Change0 (0%)

Value$115 (-$1)

Filed 2016-10-11

Allworth Financial LP

DECREASED

Shares5,325 from 5,332

Change-7 (0%)

Value$88 (-$1)

Filed 2017-02-07

Whittier Trust Co

NEW

Shares3,000

Change+3,000

Value$49

Filed 2016-11-10

D.A. Davidson & Co.

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$16 ($0)

Filed 2016-11-18

Advisor Group, Inc.

UNCHANGED

Shares42 from 42

Change0 (0%)

Value$1 (+$1)

Filed 2017-11-02

Tradewinds Capital Management, LLC

CLOSED

Shares0 from 12,000

Change-12,000 (-100%)

Value$0 (-$200)

Filed 2016-11-07

	Status
Advisors Asset Management, Inc.	INCREASED	342,368	294,313	+48,055	+16%	$4.9K	$5.6K	+$717	2016-10-31
Guggenheim Capital LLC	INCREASED	330,548	302,302	+28,246	+9%	$5.0K	$5.4K	+$390	2016-11-15
Invesco Ltd.	INCREASED	315,582	291,180	+24,402	+8%	$4.9K	$5.2K	+$328	2016-11-14
Ladenburg Thalmann Financial Services Inc	INCREASED	149,838	144,783	+5,055	+3%	$2.4K	$2.5K	+$47	2016-11-14
Morgan Stanley	INCREASED	88,994	71,123	+17,871	+25%	$1.2K	$1.5K	+$277	2016-11-10
Bank of America Corp	DECREASED	81,020	88,258	-7,238	-8%	$1.5K	$1.3K	-$140	2016-11-14
IFP Advisors, Inc	INCREASED	47,393	44,224	+3,169	+7%	$739	$780	+$41	2016-11-04
UBS Group AG	DECREASED	42,191	85,274	-43,083	-51%	$1.4K	$694	-$730	2016-11-14
LPL Financial LLC	INCREASED	34,554	28,212	+6,342	+22%	$473	$561	+$88	2016-11-16
Royal Bank of Canada	INCREASED	20,581	20,568	+13	+0%	$343	$339	-$4	2016-11-14
Wedbush Securities Inc	NEW	12,970	—	+12,970	—	—	$213	—	2016-11-04
SIT Investment Associates Inc	INCREASED	12,226	7,126	+5,100	+72%	$119	$201	+$82	2016-11-01
Wells Fargo & Company	INCREASED	11,090	9,390	+1,700	+18%	$157	$182	+$25	2016-10-31
Apriem Advisors	INCREASED	7,000	4,500	+2,500	+56%	$75	$115	+$40	2016-11-14
Cutler Group LP	UNCHANGED	7,000	7,000	0	0%	$116	$115	-$1	2016-10-11
Allworth Financial LP	DECREASED	5,325	5,332	-7	0%	$89	$88	-$1	2017-02-07
Whittier Trust Co	NEW	3,000	—	+3,000	—	—	$49	—	2016-11-10
D.A. Davidson & Co.	UNCHANGED	1,000	1,000	0	0%	$16	$16	$0	2016-11-18
Advisor Group, Inc.	UNCHANGED	42	42	0	0%	$0	$1	+$1	2017-11-02
Tradewinds Capital Management, LLC	CLOSED	0	12,000	-12,000	-100%	$200	$0	-$200	2016-11-07

Showing 20 of 20 institutions