Nuveen Global Equity Income

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Bulldog Investors, LLPA

INCREASED

Shares2,753,299 from 2,166,135

Change+587,164 (+27%)

Value$32.9K (+$7.6K)

Filed 2016-11-14

Karpus Management, Inc.

INCREASED

Shares2,160,139 from 1,466,006

Change+694,133 (+47%)

Value$25.8K (+$8.7K)

Filed 2016-11-14

Rivernorth Capital Management, LLC

INCREASED

Shares587,886 from 206,386

Change+381,500 (+185%)

Value$7.0K (+$4.6K)

Filed 2016-11-14

SIT Investment Associates Inc

DECREASED

Shares518,239 from 692,064

Change-173,825 (-25%)

Value$6.2K (-$1.9K)

Filed 2016-11-01

Weiss Asset Management LP

INCREASED

Shares484,740 from 263,557

Change+221,183 (+84%)

Value$5.8K (+$2.7K)

Filed 2016-11-14

Morgan Stanley

DECREASED

Shares362,065 from 366,657

Change-4,592 (-1%)

Value$4.3K (+$45)

Filed 2016-11-10

Icon Advisers Inc

DECREASED

Shares284,979 from 595,979

Change-311,000 (-52%)

Value$3.4K (-$3.6K)

Filed 2016-11-04

Wells Fargo & Company

DECREASED

Shares204,066 from 255,789

Change-51,723 (-20%)

Value$2.4K (-$548)

Filed 2016-10-31

Invesco Ltd.

DECREASED

Shares186,241 from 190,769

Change-4,528 (-2%)

Value$2.2K (-$2)

Filed 2016-11-14

1607 Capital Partners, LLC

INCREASED

Shares173,669 from 172,169

Change+1,500 (+1%)

Value$2.1K (+$65)

Filed 2016-11-14

Yakira Capital Management, Inc.

NEW

Shares156,044

Change+156,044

Value$1.9K

Filed 2016-11-14

CSS LLC

INCREASED

Shares132,909 from 20,840

Change+112,069 (+538%)

Value$1.6K (+$1.3K)

Filed 2016-11-14

ING Groep NV

NEW

Shares100,000

Change+100,000

Value$1.2K

Filed 2016-11-14

Guggenheim Capital LLC

DECREASED

Shares96,172 from 102,777

Change-6,605 (-6%)

Value$1.1K (-$51)

Filed 2016-11-15

Bank of America Corp

DECREASED

Shares86,688 from 90,302

Change-3,614 (-4%)

Value$1.0K (-$19)

Filed 2016-11-14

Advisors Asset Management, Inc.

DECREASED

Shares80,100 from 194,382

Change-114,282 (-59%)

Value$956 (-$1.3K)

Filed 2016-10-31

PNC Financial Services Group, Inc.

INCREASED

Shares74,655 from 69,885

Change+4,770 (+7%)

Value$891 (+$76)

Filed 2016-11-04

Raymond James & Associates

INCREASED

Shares66,981 from 65,061

Change+1,920 (+3%)

Value$800 (+$41)

Filed 2016-11-14

Clough Capital Partners L P

INCREASED

Shares58,899 from 36,400

Change+22,499 (+62%)

Value$703 (+$278)

Filed 2016-11-14

BNP Paribas Financial Markets

UNCHANGED

Shares40,000 from 40,000

Change0 (0%)

Value$477.6K (+$10.8K)

Filed 2016-10-05

Private Advisor Group, LLC

DECREASED

Shares31,300 from 32,800

Change-1,500 (-5%)

Value$373 (-$8)

Filed 2016-11-10

UBS Group AG

DECREASED

Shares20,338 from 22,799

Change-2,461 (-11%)

Value$243 (-$23)

Filed 2016-11-14

Saba Capital Management, L.P.A

UNCHANGED

Shares17,700 from 17,700

Change0 (0%)

Value$211 (+$4)

Filed 2016-11-14

Doliver Advisors, LP

INCREASED

Shares16,098 from 15,936

Change+162 (+1%)

Value$192 (+$5)

Filed 2016-10-31

Raymond James Financial Services Advisors, Inc.

INCREASED

Shares13,070 from 11,889

Change+1,181 (+10%)

Value$156 (+$17)

Filed 2016-11-14

Millennium Management LLC

NEW

Shares10,300

Change+10,300

Value$123

Filed 2016-11-14

Ladenburg Thalmann Financial Services Inc

DECREASED

Shares8,029 from 8,899

Change-870 (-10%)

Value$96 (-$8)

Filed 2016-11-14

Tower Research Capital LLC (TRC)

NEW

Shares4,530

Change+4,530

Value$54

Filed 2016-11-08

IFP Advisors, Inc

UNCHANGED

Shares3,578 from 3,578

Change0 (0%)

Value$43 (+$1)

Filed 2016-11-04

Royal Bank of Canada

INCREASED

Shares3,471 from 3,458

Change+13 (+0%)

Value$41 (+$1)

Filed 2016-11-14

US Bancorp \de\

DECREASED

Shares1,250 from 1,500

Change-250 (-17%)

Value$15 (-$3)

Filed 2016-11-04

Blue Bell Private Wealth Management, LLC

DECREASED

Shares1,073 from 6,107

Change-5,034 (-82%)

Value$13 (-$59)

Filed 2016-10-14

Delta Asset Management LLC

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$6 ($0)

Filed 2016-10-20

Advisor Group, Inc.

UNCHANGED

Shares456 from 456

Change0 (0%)

Value$5 ($0)

Filed 2017-11-02

MetLife Securities, Inc

DECREASED

Shares300 from 3,830

Change-3,530 (-92%)

Value$4 (-$41)

Filed 2016-10-13

Citigroup Inc

CLOSED

Shares0 from 89,816

Change-89,816 (-100%)

Value$0 (-$1.0K)

Filed 2016-11-10

Relative Value Partners Group, LLC

CLOSED

Shares0 from 55,058

Change-55,058 (-100%)

Value$0 (-$643)

Filed 2016-11-07

Shaker Financial Services, LLC

CLOSED

Shares0 from 23,001

Change-23,001 (-100%)

Value$0 (-$268)

Filed 2016-11-02

First Foundation Advisors

CLOSED

Shares0 from 20,000

Change-20,000 (-100%)

Value$0 (-$233)

Filed 2016-11-14

D.A. Davidson & Co.

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$5)

Filed 2016-11-18

MassMutual Private Wealth & Trust, FSB

N/A

Shares— from 88

Change-88 (-100%)

Value—

	Status
Bulldog Investors, LLPA	INCREASED	2,753,299	2,166,135	+587,164	+27%	$25.3K	$32.9K	+$7.6K	2016-11-14
Karpus Management, Inc.	INCREASED	2,160,139	1,466,006	+694,133	+47%	$17.1K	$25.8K	+$8.7K	2016-11-14
Rivernorth Capital Management, LLC	INCREASED	587,886	206,386	+381,500	+185%	$2.4K	$7.0K	+$4.6K	2016-11-14
SIT Investment Associates Inc	DECREASED	518,239	692,064	-173,825	-25%	$8.1K	$6.2K	-$1.9K	2016-11-01
Weiss Asset Management LP	INCREASED	484,740	263,557	+221,183	+84%	$3.1K	$5.8K	+$2.7K	2016-11-14
Morgan Stanley	DECREASED	362,065	366,657	-4,592	-1%	$4.3K	$4.3K	+$45	2016-11-10
Icon Advisers Inc	DECREASED	284,979	595,979	-311,000	-52%	$7.0K	$3.4K	-$3.6K	2016-11-04
Wells Fargo & Company	DECREASED	204,066	255,789	-51,723	-20%	$3.0K	$2.4K	-$548	2016-10-31
Invesco Ltd.	DECREASED	186,241	190,769	-4,528	-2%	$2.2K	$2.2K	-$2	2016-11-14
1607 Capital Partners, LLC	INCREASED	173,669	172,169	+1,500	+1%	$2.0K	$2.1K	+$65	2016-11-14
Yakira Capital Management, Inc.	NEW	156,044	—	+156,044	—	—	$1.9K	—	2016-11-14
CSS LLC	INCREASED	132,909	20,840	+112,069	+538%	$243	$1.6K	+$1.3K	2016-11-14
ING Groep NV	NEW	100,000	—	+100,000	—	—	$1.2K	—	2016-11-14
Guggenheim Capital LLC	DECREASED	96,172	102,777	-6,605	-6%	$1.2K	$1.1K	-$51	2016-11-15
Bank of America Corp	DECREASED	86,688	90,302	-3,614	-4%	$1.1K	$1.0K	-$19	2016-11-14
Advisors Asset Management, Inc.	DECREASED	80,100	194,382	-114,282	-59%	$2.3K	$956	-$1.3K	2016-10-31
PNC Financial Services Group, Inc.	INCREASED	74,655	69,885	+4,770	+7%	$815	$891	+$76	2016-11-04
Raymond James & Associates	INCREASED	66,981	65,061	+1,920	+3%	$759	$800	+$41	2016-11-14
Clough Capital Partners L P	INCREASED	58,899	36,400	+22,499	+62%	$425	$703	+$278	2016-11-14
BNP Paribas Financial Markets	UNCHANGED	40,000	40,000	0	0%	$466.8K	$477.6K	+$10.8K	2016-10-05
Private Advisor Group, LLC	DECREASED	31,300	32,800	-1,500	-5%	$381	$373	-$8	2016-11-10
UBS Group AG	DECREASED	20,338	22,799	-2,461	-11%	$266	$243	-$23	2016-11-14
Saba Capital Management, L.P.A	UNCHANGED	17,700	17,700	0	0%	$207	$211	+$4	2016-11-14
Doliver Advisors, LP	INCREASED	16,098	15,936	+162	+1%	$187	$192	+$5	2016-10-31
Raymond James Financial Services Advisors, Inc.	INCREASED	13,070	11,889	+1,181	+10%	$139	$156	+$17	2016-11-14
Millennium Management LLC	NEW	10,300	—	+10,300	—	—	$123	—	2016-11-14
Ladenburg Thalmann Financial Services Inc	DECREASED	8,029	8,899	-870	-10%	$104	$96	-$8	2016-11-14
Tower Research Capital LLC (TRC)	NEW	4,530	—	+4,530	—	—	$54	—	2016-11-08
IFP Advisors, Inc	UNCHANGED	3,578	3,578	0	0%	$42	$43	+$1	2016-11-04
Royal Bank of Canada	INCREASED	3,471	3,458	+13	+0%	$40	$41	+$1	2016-11-14
US Bancorp \de\	DECREASED	1,250	1,500	-250	-17%	$18	$15	-$3	2016-11-04
Blue Bell Private Wealth Management, LLC	DECREASED	1,073	6,107	-5,034	-82%	$72	$13	-$59	2016-10-14
Delta Asset Management LLC	UNCHANGED	500	500	0	0%	$6	$6	$0	2016-10-20
Advisor Group, Inc.	UNCHANGED	456	456	0	0%	$5	$5	$0	2017-11-02
MetLife Securities, Inc	DECREASED	300	3,830	-3,530	-92%	$45	$4	-$41	2016-10-13
Citigroup Inc	CLOSED	0	89,816	-89,816	-100%	$1.0K	$0	-$1.0K	2016-11-10
Relative Value Partners Group, LLC	CLOSED	0	55,058	-55,058	-100%	$643	$0	-$643	2016-11-07
Shaker Financial Services, LLC	CLOSED	0	23,001	-23,001	-100%	$268	$0	-$268	2016-11-02
First Foundation Advisors	CLOSED	0	20,000	-20,000	-100%	$233	$0	-$233	2016-11-14
D.A. Davidson & Co.	CLOSED	0	500	-500	-100%	$5	$0	-$5	2016-11-18
MassMutual Private Wealth & Trust, FSB	N/A	—	88	-88	-100%	$1.0K	—	—	—

Showing 41 of 41 institutions