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Nuveen Diversified Divid & I

Q2 2021 vs Q3 2021

Comparing institutional holders between quarters

Quarters

Q3 2021Q2 2021Q1 2021Q4 2020Q3 2020
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Saba Capital Management, L.P.A
INCREASED
Shares1,451,084 from 1,446,201
Change+4,883 (+0%)
Value$15.0K (+$8)
Filed 2021-11-15
Morgan Stanley
INCREASED
Shares273,785 from 269,245
Change+4,540 (+2%)
Value$2.8K (+$39)
Filed 2021-11-15
LPL Financial LLC
INCREASED
Shares246,532 from 242,436
Change+4,096 (+2%)
Value$2.6K (+$36)
Filed 2021-11-15
Raymond James Financial Services Advisors, Inc.
INCREASED
Shares152,793 from 147,836
Change+4,957 (+3%)
Value$1.6K (+$47)
Filed 2021-11-02
Wells Fargo & Company
INCREASED
Shares147,506 from 117,589
Change+29,917 (+25%)
Value$1.5K (+$307)
Filed 2021-11-15
Parametric Portfolio Associates LLC
DECREASED
Shares143,725 from 144,141
Change-416 (0%)
Value$1.5K (-$9)
Filed 2021-11-15
Osaic Holdings, Inc.
DECREASED
Shares89,624 from 91,324
Change-1,700 (-2%)
Value$930 (-$20)
Filed 2021-11-05
Bank of America Corp
DECREASED
Shares81,259 from 97,486
Change-16,227 (-17%)
Value$843 (-$171)
Filed 2021-11-15
Raymond James & Associates
INCREASED
Shares67,078 from 60,573
Change+6,505 (+11%)
Value$696 (+$66)
Filed 2021-11-02
Cetera Advisor Networks LLC
INCREASED
Shares54,697 from 53,783
Change+914 (+2%)
Value$567 (+$8)
Filed 2021-11-16
Royal Bank of Canada
INCREASED
Shares41,695 from 38,606
Change+3,089 (+8%)
Value$432 (+$30)
Filed 2021-11-15
Bulldog Investors, LLPA
UNCHANGED
Shares40,426 from 40,426
Change0 (0%)
Value$419 (-$1)
Filed 2021-11-12
UBS Group AG
DECREASED
Shares38,797 from 42,660
Change-3,863 (-9%)
Value$402 (-$41)
Filed 2021-11-15
Stifel Financial Corp
INCREASED
Shares38,241 from 23,105
Change+15,136 (+66%)
Value$397 (+$157)
Filed 2021-11-15
Sigma Planning Corp
DECREASED
Shares37,598 from 38,765
Change-1,167 (-3%)
Value$390 (-$13)
Filed 2021-10-28
Mariner Investment Group LLC
DECREASED
Shares33,666 from 48,328
Change-14,662 (-30%)
Value$349 (-$154)
Filed 2021-11-12
Private Advisor Group, LLC
INCREASED
Shares31,800 from 19,667
Change+12,133 (+62%)
Value$329 (+$124)
Filed 2021-10-14
Commonwealth Equity Services, LLC
INCREASED
Shares29,172 from 27,716
Change+1,456 (+5%)
Value$302 (+$14)
Filed 2021-10-29
Guggenheim Capital LLC
INCREASED
Shares28,306 from 15,293
Change+13,013 (+85%)
Value$294 (+$135)
Filed 2021-11-15
Mid Atlantic Financial Management Inc
INCREASED
Shares28,114 from 24,914
Change+3,200 (+13%)
Value$292 (+$33)
Filed 2021-11-12
Chicago Partners Investment Group LLC
INCREASED
Shares26,817 from 11,542
Change+15,275 (+132%)
Value$290 (+$169)
Filed 2021-11-12
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares26,509 from 27,508
Change-999 (-4%)
Value$275 (-$11)
Filed 2021-11-02
Congress Park Capital LLC
INCREASED
Shares25,000 from 14,000
Change+11,000 (+79%)
Value$259 (+$113)
Filed 2021-11-03
Cetera Advisors LLC
UNCHANGED
Shares20,542 from 20,542
Change0 (0%)
Value$213 (-$1)
Filed 2021-11-16
City of London Investment Management Co LTD
DECREASED
Shares18,198 from 34,581
Change-16,383 (-47%)
Value$188 (-$171)
Filed 2021-11-12
MML Investors Services, LLC
NEW
Shares15,278
Change+15,278
Value$158
Filed 2021-11-15
Ameriprise Financial Inc
INCREASED
Shares14,329 from 13,840
Change+489 (+4%)
Value$149 (+$5)
Filed 2021-11-15
Janney Montgomery Scott LLC
INCREASED
Shares14,225 from 12,427
Change+1,798 (+14%)
Value$148 (+$19)
Filed 2021-10-29
Steward Partners Investment Advisory, LLC
UNCHANGED
Shares13,907 from 13,907
Change0 (0%)
Value$144 (-$1)
Filed 2021-11-12
Geneos Wealth Management Inc.
INCREASED
Shares11,668 from 11,641
Change+27 (+0%)
Value$121 (-$2)
Filed 2021-11-09
Pekin Hardy Strauss, Inc.
INCREASED
Shares11,300 from 10,500
Change+800 (+8%)
Value$117 (+$8)
Filed 2021-11-12
Advisory Services Network, LLC
DECREASED
Shares10,228 from 14,251
Change-4,023 (-28%)
Value$106 (-$42)
Filed 2021-11-05
Patriot Financial Group Insurance Agency, LLC
INCREASED
Shares9,389 from 9,314
Change+75 (+1%)
Value$97 ($0)
Filed 2021-11-24
American Portfolios Advisors
INCREASED
Shares8,800 from 7,800
Change+1,000 (+13%)
Value$91.3K (+$10.1K)
Filed 2023-03-22
Koshinski Asset Management, Inc.
NEW
Shares8,550
Change+8,550
Value$88.7K
Filed 2021-10-12
Carolinas Wealth Consulting LLC
NEW
Shares8,543
Change+8,543
Value$90
Filed 2021-11-15
Atlas Private Wealth Advisors
DECREASED
Shares4,053 from 8,055
Change-4,002 (-50%)
Value$42 (-$42)
Filed 2021-10-26
Sound Income Strategies, LLC
UNCHANGED
Shares3,250 from 3,250
Change0 (0%)
Value$34 ($0)
Filed 2021-10-12
MassMutual Private Wealth & Trust, FSB
NEW
Shares3,000
Change+3,000
Value$31
Filed 2021-11-12
Charter Oak Capital Management, LLC
UNCHANGED
Shares2,818 from 2,818
Change0 (0%)
Value$0 ($0)
Filed 2021-11-08
Proequities, Inc.
UNCHANGED
Shares1,800 from 1,800
Change0 (0%)
Value$19 ($0)
Filed 2021-11-09
Private Capital Group, LLC
UNCHANGED
Shares1,196 from 1,196
Change0 (0%)
Value$13 ($0)
Filed 2021-10-13
Spire Wealth Management
UNCHANGED
Shares900 from 900
Change0 (0%)
Value$9 ($0)
Filed 2021-10-22
Delta Asset Management LLC
UNCHANGED
Shares800 from 800
Change0 (0%)
Value$8 ($0)
Filed 2021-11-03
Focused Wealth Management, Inc
INCREASED
Shares587 from 579
Change+8 (+1%)
Value$6 ($0)
Filed 2021-10-12
Global Retirement Partners, LLC
INCREASED
Shares471 from 462
Change+9 (+2%)
Value$5 ($0)
Filed 2021-10-22
Harbour Investments, Inc.
UNCHANGED
Shares385 from 385
Change0 (0%)
Value$4 ($0)
Filed 2021-11-15
Caldwell Trust Co
UNCHANGED
Shares114 from 114
Change0 (0%)
Value$1.2K (-$4)
Filed 2025-10-02
PNC Financial Services Group, Inc.
UNCHANGED
Shares110 from 110
Change0 (0%)
Value$1 ($0)
Filed 2021-11-05
Citigroup Inc
DECREASED
Shares46 from 2,038
Change-1,992 (-98%)
Value$0 (-$21)
Filed 2021-11-10
Matisse Capital
CLOSED
Shares0 from 93,813
Change-93,813 (-100%)
Value$0 (-$976)
Filed 2021-11-08
Advisors Asset Management, Inc.
CLOSED
Shares0 from 39,922
Change-39,922 (-100%)
Value$0 (-$416)
Filed 2026-08-27
Wunderlich Securities, Inc.
CLOSED
Shares0 from 14,450
Change-14,450 (-100%)
Value$0 (-$150)
Filed 2021-11-12
Clough Capital Partners L P
CLOSED
Shares0 from 11,436
Change-11,436 (-100%)
Value$0 (-$119)
Filed 2021-11-15
Iron Gate Global Advisors LLC
CLOSED
Shares0 from 10,422
Change-10,422 (-100%)
Value$0 (-$165)
Filed 2021-11-16
Status
Saba Capital Management, L.P.A
INCREASED1,451,0841,446,201+4,883+0%$15.0K$15.0K+$82021-11-15
Morgan Stanley
INCREASED273,785269,245+4,540+2%$2.8K$2.8K+$392021-11-15
LPL Financial LLC
INCREASED246,532242,436+4,096+2%$2.5K$2.6K+$362021-11-15
Raymond James Financial Services Advisors, Inc.
INCREASED152,793147,836+4,957+3%$1.5K$1.6K+$472021-11-02
Wells Fargo & Company
INCREASED147,506117,589+29,917+25%$1.2K$1.5K+$3072021-11-15
Parametric Portfolio Associates LLC
DECREASED143,725144,141-4160%$1.5K$1.5K-$92021-11-15
Osaic Holdings, Inc.
DECREASED89,62491,324-1,700-2%$950$930-$202021-11-05
Bank of America Corp
DECREASED81,25997,486-16,227-17%$1.0K$843-$1712021-11-15
Raymond James & Associates
INCREASED67,07860,573+6,505+11%$630$696+$662021-11-02
Cetera Advisor Networks LLC
INCREASED54,69753,783+914+2%$559$567+$82021-11-16
Royal Bank of Canada
INCREASED41,69538,606+3,089+8%$402$432+$302021-11-15
Bulldog Investors, LLPA
UNCHANGED40,42640,42600%$420$419-$12021-11-12
UBS Group AG
DECREASED38,79742,660-3,863-9%$443$402-$412021-11-15
Stifel Financial Corp
INCREASED38,24123,105+15,136+66%$240$397+$1572021-11-15
Sigma Planning Corp
DECREASED37,59838,765-1,167-3%$403$390-$132021-10-28
Mariner Investment Group LLC
DECREASED33,66648,328-14,662-30%$503$349-$1542021-11-12
Private Advisor Group, LLC
INCREASED31,80019,667+12,133+62%$205$329+$1242021-10-14
Commonwealth Equity Services, LLC
INCREASED29,17227,716+1,456+5%$288$302+$142021-10-29
Guggenheim Capital LLC
INCREASED28,30615,293+13,013+85%$159$294+$1352021-11-15
Mid Atlantic Financial Management Inc
INCREASED28,11424,914+3,200+13%$259$292+$332021-11-12
Chicago Partners Investment Group LLC
INCREASED26,81711,542+15,275+132%$121$290+$1692021-11-12
Cambridge Investment Research Advisors, Inc.
DECREASED26,50927,508-999-4%$286$275-$112021-11-02
Congress Park Capital LLC
INCREASED25,00014,000+11,000+79%$146$259+$1132021-11-03
Cetera Advisors LLC
UNCHANGED20,54220,54200%$214$213-$12021-11-16
City of London Investment Management Co LTD
DECREASED18,19834,581-16,383-47%$359$188-$1712021-11-12
MML Investors Services, LLC
NEW15,278—+15,278——$158—2021-11-15
Ameriprise Financial Inc
INCREASED14,32913,840+489+4%$144$149+$52021-11-15
Janney Montgomery Scott LLC
INCREASED14,22512,427+1,798+14%$129$148+$192021-10-29
Steward Partners Investment Advisory, LLC
UNCHANGED13,90713,90700%$145$144-$12021-11-12
Geneos Wealth Management Inc.
INCREASED11,66811,641+27+0%$123$121-$22021-11-09
Pekin Hardy Strauss, Inc.
INCREASED11,30010,500+800+8%$109$117+$82021-11-12
Advisory Services Network, LLC
DECREASED10,22814,251-4,023-28%$148$106-$422021-11-05
Patriot Financial Group Insurance Agency, LLC
INCREASED9,3899,314+75+1%$97$97$02021-11-24
American Portfolios Advisors
INCREASED8,8007,800+1,000+13%$81.1K$91.3K+$10.1K2023-03-22
Koshinski Asset Management, Inc.
NEW8,550—+8,550——$88.7K—2021-10-12
Carolinas Wealth Consulting LLC
NEW8,543—+8,543——$90—2021-11-15
Atlas Private Wealth Advisors
DECREASED4,0538,055-4,002-50%$84$42-$422021-10-26
Sound Income Strategies, LLC
UNCHANGED3,2503,25000%$34$34$02021-10-12
MassMutual Private Wealth & Trust, FSB
NEW3,000—+3,000——$31—2021-11-12
Charter Oak Capital Management, LLC
UNCHANGED2,8182,81800%$0$0$02021-11-08
Proequities, Inc.
UNCHANGED1,8001,80000%$19$19$02021-11-09
Private Capital Group, LLC
UNCHANGED1,1961,19600%$13$13$02021-10-13
Spire Wealth Management
UNCHANGED90090000%$9$9$02021-10-22
Delta Asset Management LLC
UNCHANGED80080000%$8$8$02021-11-03
Focused Wealth Management, Inc
INCREASED587579+8+1%$6$6$02021-10-12
Global Retirement Partners, LLC
INCREASED471462+9+2%$5$5$02021-10-22
Harbour Investments, Inc.
UNCHANGED38538500%$4$4$02021-11-15
Caldwell Trust Co
UNCHANGED11411400%$1.2K$1.2K-$42025-10-02
PNC Financial Services Group, Inc.
UNCHANGED11011000%$1$1$02021-11-05
Citigroup Inc
DECREASED462,038-1,992-98%$21$0-$212021-11-10
Matisse Capital
CLOSED093,813-93,813-100%$976$0-$9762021-11-08
Advisors Asset Management, Inc.
CLOSED039,922-39,922-100%$416$0-$4162026-08-27
Wunderlich Securities, Inc.
CLOSED014,450-14,450-100%$150$0-$1502021-11-12
Clough Capital Partners L P
CLOSED011,436-11,436-100%$119$0-$1192021-11-15
Iron Gate Global Advisors LLC
CLOSED010,422-10,422-100%$165$0-$1652021-11-16
Showing 55 of 55 institutions