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Nuveen Equity Prem ADV FD

Q2 2014 vs Q3 2014

Comparing institutional holders between quarters

Quarters

Q3 2014Q2 2014Q1 2014Q4 2013Q3 2013
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Invesco Ltd.
DECREASED
Shares895,268 from 989,850
Change-94,582 (-10%)
Value$11.7K (-$1.5K)
Filed 2014-11-14
Guggenheim Capital LLC
DECREASED
Shares781,488 from 790,126
Change-8,638 (-1%)
Value$10.2K (-$294)
Filed 2014-11-17
Parametric Portfolio Associates LLC
INCREASED
Shares676,462 from 603,999
Change+72,463 (+12%)
Value$8.8K (+$808)
Filed 2014-11-12
Morgan Stanley
INCREASED
Shares593,910 from 578,087
Change+15,823 (+3%)
Value$7.8K (+$73)
Filed 2014-12-16
SIT Investment Associates Inc
INCREASED
Shares575,227 from 544,433
Change+30,794 (+6%)
Value$7.5K (+$276)
Filed 2014-10-27
Wolverine Asset Management LLC
INCREASED
Shares203,360 from 103,662
Change+99,698 (+96%)
Value$2.7K (+$1.3K)
Filed 2014-11-13
Weiss Asset Management LP
INCREASED
Shares196,263 from 78,467
Change+117,796 (+150%)
Value$2.6K (+$1.5K)
Filed 2015-04-17
UBS AG
DECREASED
Shares181,962 from 182,729
Change-767 (0%)
Value$2.4K (-$52)
Filed 2014-11-12
HighTower Advisors, LLC
DECREASED
Shares150,333 from 157,372
Change-7,039 (-4%)
Value$2.0K (-$128)
Filed 2014-11-14
Karpus Management, Inc.
DECREASED
Shares98,313 from 99,483
Change-1,170 (-1%)
Value$1.3K (-$38)
Filed 2014-11-17
Advisors Asset Management, Inc.
DECREASED
Shares84,974 from 181,793
Change-96,819 (-53%)
Value$1.1K (-$1.3K)
Filed 2014-11-13
Vicus Capital
INCREASED
Shares77,326 from 72,126
Change+5,200 (+7%)
Value$1.0K (+$51)
Filed 2014-10-09
LPL Financial LLC
DECREASED
Shares73,625 from 77,693
Change-4,068 (-5%)
Value$958 (-$75)
Filed 2014-11-10
KCG Holdings, Inc.
DECREASED
Shares72,985 from 75,596
Change-2,611 (-3%)
Value$953 (-$52)
Filed 2014-12-29
Shaker Financial Services, LLC
INCREASED
Shares69,121 from 21,192
Change+47,929 (+226%)
Value$903 (+$621)
Filed 2014-11-10
Wells Fargo & Company
DECREASED
Shares44,158 from 61,448
Change-17,290 (-28%)
Value$577 (-$239)
Filed 2014-11-06
Relative Value Partners, LLC
DECREASED
Shares42,186 from 73,403
Change-31,217 (-43%)
Value$551 (-$425)
Filed 2014-11-13
Bank of America Corp
INCREASED
Shares39,892 from 39,160
Change+732 (+2%)
Value$521 (+$1)
Filed 2014-11-14
Blue Bell Private Wealth Management, LLC
DECREASED
Shares32,461 from 35,660
Change-3,199 (-9%)
Value$424 (-$50)
Filed 2014-10-15
D.A. Davidson & Co.
INCREASED
Shares30,832 from 25,597
Change+5,235 (+20%)
Value$402 (+$62)
Filed 2014-11-12
MetLife Securities, Inc
DECREASED
Shares25,881 from 28,304
Change-2,423 (-9%)
Value$338 (-$38)
Filed 2014-11-05
Northwestern Mutual Wealth Management Co
UNCHANGED
Shares24,620 from 24,620
Change0 (0%)
Value$322 (-$5)
Filed 2014-11-14
Usca RIA LLC
NEW
Shares24,000
Change+24,000
Value$313
Filed 2014-11-14
Commonwealth Equity Services, Inc
INCREASED
Shares23,675 from 23,546
Change+129 (+1%)
Value$309 (-$4)
Filed 2014-10-17
Royal Bank of Canada
INCREASED
Shares19,786 from 18,430
Change+1,356 (+7%)
Value$258 (+$13)
Filed 2014-11-14
Doliver Advisors, LP
NEW
Shares19,750
Change+19,750
Value$258
Filed 2014-11-14
Raymond James & Associates
DECREASED
Shares18,640 from 44,240
Change-25,600 (-58%)
Value$243 (-$345)
Filed 2014-11-14
Cetera Advisors LLC
INCREASED
Shares16,419 from 16,119
Change+300 (+2%)
Value$214 (-$1)
Filed 2014-11-21
Deutsche Bank Ag\
DECREASED
Shares15,650 from 15,810
Change-160 (-1%)
Value$204 (-$6)
Filed 2014-11-14
BNP Paribas Financial Markets
DECREASED
Shares14,761 from 21,300
Change-6,539 (-31%)
Value$192.8K (-$90.3K)
Filed 2014-11-12
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares10,844 from 11,706
Change-862 (-7%)
Value$142 (-$14)
Filed 2014-11-05
American International Group, Inc.
UNCHANGED
Shares10,050 from 10,050
Change0 (0%)
Value$131.3K (-$2.3K)
Filed 2014-11-12
United Services Automobile Association
NEW
Shares10,000
Change+10,000
Value$131
Filed 2014-11-14
Benjamin F. Edwards & Company, Inc.
INCREASED
Shares6,550 from 5,950
Change+600 (+10%)
Value$86 (+$7)
Filed 2014-11-06
Next Financial Group, Inc
INCREASED
Shares4,799 from 2,509
Change+2,290 (+91%)
Value$63 (+$30)
Filed 2015-02-10
Tower Research Capital LLC (TRC)
NEW
Shares4,740
Change+4,740
Value$62
Filed 2014-10-31
Ladenburg Thalmann Financial Services Inc
UNCHANGED
Shares3,300 from 3,300
Change0 (0%)
Value$43 (-$1)
Filed 2014-11-14
Creative Planning
DECREASED
Shares2,500 from 3,091
Change-591 (-19%)
Value$33 (-$8)
Filed 2014-10-10
Citigroup Inc
INCREASED
Shares2,222 from 1,477
Change+745 (+50%)
Value$29 (+$9)
Filed 2014-11-14
Fifth Third Bancorp
UNCHANGED
Shares2,059 from 2,059
Change0 (0%)
Value$27 ($0)
Filed 2014-11-17
James Investment Research, Inc.
UNCHANGED
Shares2,000 from 2,000
Change0 (0%)
Value$26 (-$1)
Filed 2014-10-09
PNC Financial Services Group, Inc.
NEW
Shares1,800
Change+1,800
Value$24
Filed 2014-11-07
Kistler-Tiffany Companies, LLC
NEW
Shares1,100
Change+1,100
Value$14
Filed 2014-10-09
First City Capital Management, Inc.
UNCHANGED
Shares760 from 760
Change0 (0%)
Value$9.9K (-$174)
Filed 2014-11-13
WFG Advisors, LP
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$7 ($0)
Filed 2014-11-14
Ground Swell Capital, LLC
INCREASED
Shares445 from 200
Change+245 (+123%)
Value$6 (+$3)
Filed 2015-02-05
Unionbancal Corp
INCREASED
Shares177 from 175
Change+2 (+1%)
Value$2 ($0)
Filed 2014-11-10
Barclays PLC
NEW
Shares65
Change+65
Value$1
Filed 2014-11-14
First Allied Advisory Services, Inc.
CLOSED
Shares0 from 44,000
Change-44,000 (-100%)
Value$0 (-$586)
Filed 2014-11-12
Mariner Investment Group LLC
CLOSED
Shares0 from 12,322
Change-12,322 (-100%)
Value$0 (-$164)
Filed 2014-11-10
TCI Wealth Advisors, Inc.
CLOSED
Shares0 from 1,373
Change-1,373 (-100%)
Value$0 (-$18)
Filed 2014-11-05
M&T Bank Corp
CLOSED
Shares0 from 1,000
Change-1,000 (-100%)
Value$0 (-$13)
Filed 2014-11-14
Envestnet Asset Management Inc
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2014-11-13
Status
Invesco Ltd.
DECREASED895,268989,850-94,582-10%$13.2K$11.7K-$1.5K2014-11-14
Guggenheim Capital LLC
DECREASED781,488790,126-8,638-1%$10.5K$10.2K-$2942014-11-17
Parametric Portfolio Associates LLC
INCREASED676,462603,999+72,463+12%$8.0K$8.8K+$8082014-11-12
Morgan Stanley
INCREASED593,910578,087+15,823+3%$7.7K$7.8K+$732014-12-16
SIT Investment Associates Inc
INCREASED575,227544,433+30,794+6%$7.2K$7.5K+$2762014-10-27
Wolverine Asset Management LLC
INCREASED203,360103,662+99,698+96%$1.4K$2.7K+$1.3K2014-11-13
Weiss Asset Management LP
INCREASED196,26378,467+117,796+150%$1.0K$2.6K+$1.5K2015-04-17
UBS AG
DECREASED181,962182,729-7670%$2.4K$2.4K-$522014-11-12
HighTower Advisors, LLC
DECREASED150,333157,372-7,039-4%$2.1K$2.0K-$1282014-11-14
Karpus Management, Inc.
DECREASED98,31399,483-1,170-1%$1.3K$1.3K-$382014-11-17
Advisors Asset Management, Inc.
DECREASED84,974181,793-96,819-53%$2.4K$1.1K-$1.3K2014-11-13
Vicus Capital
INCREASED77,32672,126+5,200+7%$959$1.0K+$512014-10-09
LPL Financial LLC
DECREASED73,62577,693-4,068-5%$1.0K$958-$752014-11-10
KCG Holdings, Inc.
DECREASED72,98575,596-2,611-3%$1.0K$953-$522014-12-29
Shaker Financial Services, LLC
INCREASED69,12121,192+47,929+226%$282$903+$6212014-11-10
Wells Fargo & Company
DECREASED44,15861,448-17,290-28%$816$577-$2392014-11-06
Relative Value Partners, LLC
DECREASED42,18673,403-31,217-43%$976$551-$4252014-11-13
Bank of America Corp
INCREASED39,89239,160+732+2%$520$521+$12014-11-14
Blue Bell Private Wealth Management, LLC
DECREASED32,46135,660-3,199-9%$474$424-$502014-10-15
D.A. Davidson & Co.
INCREASED30,83225,597+5,235+20%$340$402+$622014-11-12
MetLife Securities, Inc
DECREASED25,88128,304-2,423-9%$376$338-$382014-11-05
Northwestern Mutual Wealth Management Co
UNCHANGED24,62024,62000%$327$322-$52014-11-14
Usca RIA LLC
NEW24,000—+24,000——$313—2014-11-14
Commonwealth Equity Services, Inc
INCREASED23,67523,546+129+1%$313$309-$42014-10-17
Royal Bank of Canada
INCREASED19,78618,430+1,356+7%$245$258+$132014-11-14
Doliver Advisors, LP
NEW19,750—+19,750——$258—2014-11-14
Raymond James & Associates
DECREASED18,64044,240-25,600-58%$588$243-$3452014-11-14
Cetera Advisors LLC
INCREASED16,41916,119+300+2%$215$214-$12014-11-21
Deutsche Bank Ag\
DECREASED15,65015,810-160-1%$210$204-$62014-11-14
BNP Paribas Financial Markets
DECREASED14,76121,300-6,539-31%$283.1K$192.8K-$90.3K2014-11-12
Cambridge Investment Research Advisors, Inc.
DECREASED10,84411,706-862-7%$156$142-$142014-11-05
American International Group, Inc.
UNCHANGED10,05010,05000%$133.6K$131.3K-$2.3K2014-11-12
United Services Automobile Association
NEW10,000—+10,000——$131—2014-11-14
Benjamin F. Edwards & Company, Inc.
INCREASED6,5505,950+600+10%$79$86+$72014-11-06
Next Financial Group, Inc
INCREASED4,7992,509+2,290+91%$33$63+$302015-02-10
Tower Research Capital LLC (TRC)
NEW4,740—+4,740——$62—2014-10-31
Ladenburg Thalmann Financial Services Inc
UNCHANGED3,3003,30000%$44$43-$12014-11-14
Creative Planning
DECREASED2,5003,091-591-19%$41$33-$82014-10-10
Citigroup Inc
INCREASED2,2221,477+745+50%$20$29+$92014-11-14
Fifth Third Bancorp
UNCHANGED2,0592,05900%$27$27$02014-11-17
James Investment Research, Inc.
UNCHANGED2,0002,00000%$27$26-$12014-10-09
PNC Financial Services Group, Inc.
NEW1,800—+1,800——$24—2014-11-07
Kistler-Tiffany Companies, LLC
NEW1,100—+1,100——$14—2014-10-09
First City Capital Management, Inc.
UNCHANGED76076000%$10.1K$9.9K-$1742014-11-13
WFG Advisors, LP
UNCHANGED50050000%$7$7$02014-11-14
Ground Swell Capital, LLC
INCREASED445200+245+123%$3$6+$32015-02-05
Unionbancal Corp
INCREASED177175+2+1%$2$2$02014-11-10
Barclays PLC
NEW65—+65——$1—2014-11-14
First Allied Advisory Services, Inc.
CLOSED044,000-44,000-100%$586$0-$5862014-11-12
Mariner Investment Group LLC
CLOSED012,322-12,322-100%$164$0-$1642014-11-10
TCI Wealth Advisors, Inc.
CLOSED01,373-1,373-100%$18$0-$182014-11-05
M&T Bank Corp
CLOSED01,000-1,000-100%$13$0-$132014-11-14
Envestnet Asset Management Inc
UNCHANGED000—$0$0$02014-11-13
Showing 53 of 53 institutions