Nuveen Prem Income MUN FD 4

Q4 2015 vs Q1 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Morgan Stanley

INCREASED

Shares2,138,492 from 2,016,003

Change+122,489 (+6%)

Value$30.0K (+$3.0K)

Filed 2016-05-12

UBS Group AG

INCREASED

Shares348,062 from 287,971

Change+60,091 (+21%)

Value$4.9K (+$1.0K)

Filed 2016-05-12

Wells Fargo & Company

INCREASED

Shares321,640 from 312,386

Change+9,254 (+3%)

Value$4.5K (+$329)

Filed 2016-05-16

Bank of America Corp

DECREASED

Shares268,642 from 301,993

Change-33,351 (-11%)

Value$3.8K (-$274)

Filed 2016-05-13

Invesco Ltd.

DECREASED

Shares255,900 from 344,554

Change-88,654 (-26%)

Value$3.6K (-$1.0K)

Filed 2016-05-16

Robinson Capital Management, LLC

DECREASED

Shares138,778 from 202,453

Change-63,675 (-31%)

Value$1.9K (-$763)

Filed 2016-05-16

Advisors Asset Management, Inc.

DECREASED

Shares110,271 from 117,684

Change-7,413 (-6%)

Value$1.5K (-$29)

Filed 2016-05-16

Van Eck Associates Corp

INCREASED

Shares95,415 from 68,910

Change+26,505 (+38%)

Value$1.3K (+$416)

Filed 2016-05-13

LPL Financial LLC

DECREASED

Shares94,868 from 97,975

Change-3,107 (-3%)

Value$1.3K (-$5)

Filed 2016-05-16

Laurion Capital Management LP

DECREASED

Shares68,512 from 138,707

Change-70,195 (-51%)

Value$961 (-$895)

Filed 2016-05-13

Cohen & Steers, Inc.

DECREASED

Shares66,249 from 145,039

Change-78,790 (-54%)

Value$929 (-$1.0K)

Filed 2016-05-16

Summit Financial Wealth Advisors, LLC

INCREASED

Shares58,331 from 53,331

Change+5,000 (+9%)

Value$818 (+$104)

Filed 2016-05-13

Macroview Investment Management LLC

DECREASED

Shares56,852 from 70,612

Change-13,760 (-19%)

Value$797 (-$148)

Filed 2016-05-06

Horizon Kinetics LLC

UNCHANGED

Shares56,598 from 56,598

Change0 (0%)

Value$794 (+$37)

Filed 2016-04-15

Baird Financial Group, Inc.

INCREASED

Shares49,585 from 21,093

Change+28,492 (+135%)

Value$695 (+$413)

Filed 2016-05-12

HighTower Advisors, LLC

DECREASED

Shares49,358 from 49,766

Change-408 (-1%)

Value$692 (+$26)

Filed 2016-05-16

First Foundation Advisors

NEW

Shares40,817

Change+40,817

Value$572

Filed 2016-05-13

Stifel Financial Corp

DECREASED

Shares39,531 from 40,831

Change-1,300 (-3%)

Value$554 (+$8)

Filed 2016-05-16

Commonwealth Equity Services, Inc

DECREASED

Shares33,216 from 34,337

Change-1,121 (-3%)

Value$466 (+$7)

Filed 2016-04-27

Donaldson Capital Management, LLC

NEW

Shares27,700

Change+27,700

Value$388

Filed 2016-05-12

Capital Investment Advisors, LLC

DECREASED

Shares24,721 from 25,084

Change-363 (-1%)

Value$347 (+$11)

Filed 2016-04-14

Northwestern Mutual Wealth Management Co

INCREASED

Shares23,506 from 23,273

Change+233 (+1%)

Value$330 (+$19)

Filed 2016-05-16

Tradewinds Capital Management, LLC

UNCHANGED

Shares22,850 from 22,850

Change0 (0%)

Value$320 (+$14)

Filed 2016-05-04

1834 Investment Advisors Co

UNCHANGED

Shares22,800 from 22,800

Change0 (0%)

Value$320 (+$15)

Filed 2016-05-03

Royal Bank of Canada

INCREASED

Shares22,291 from 12,506

Change+9,785 (+78%)

Value$312 (+$145)

Filed 2016-06-08

Stratos Wealth Partners, Ltd.

UNCHANGED

Shares22,067 from 22,067

Change0 (0%)

Value$309 (+$14)

Filed 2016-05-09

Commerce Bank

UNCHANGED

Shares19,725 from 19,725

Change0 (0%)

Value$277 (+$13)

Filed 2016-04-27

Northern Trust Corp

INCREASED

Shares19,500 from 18,500

Change+1,000 (+5%)

Value$2 ($0)

Filed 2016-08-19

Creative Planning

INCREASED

Shares15,197 from 15,055

Change+142 (+1%)

Value$213 (+$12)

Filed 2016-04-08

Oppenheimer & Co Inc

NEW

Shares14,888

Change+14,888

Value$209

Filed 2016-04-26

Cullen T Bankers, Inc.

UNCHANGED

Shares12,065 from 12,065

Change0 (0%)

Value$169 (+$8)

Filed 2016-04-28

Cambridge Investment Research Advisors, Inc.

NEW

Shares12,006

Change+12,006

Value$168

Filed 2016-05-03

Optimum Investment Advisors

UNCHANGED

Shares10,979 from 10,979

Change0 (0%)

Value$154 (+$7)

Filed 2016-05-12

Oxbow Advisors, LLC

UNCHANGED

Shares10,936 from 10,936

Change0 (0%)

Value$153 (+$7)

Filed 2016-05-02

Raymond James & Associates

NEW

Shares10,769

Change+10,769

Value$151

Filed 2016-05-12

Benjamin F. Edwards & Company, Inc.

INCREASED

Shares6,890 from 6,820

Change+70 (+1%)

Value$97 (+$6)

Filed 2016-04-13

Krilogy Financial LLC

UNCHANGED

Shares6,255 from 6,255

Change0 (0%)

Value$88 (+$4)

Filed 2016-05-13

Ladenburg Thalmann Financial Services Inc

INCREASED

Shares5,846 from 4,524

Change+1,322 (+29%)

Value$82 (+$21)

Filed 2016-05-16

Brick & Kyle, Associates

UNCHANGED

Shares5,000 from 5,000

Change0 (0%)

Value$70 (+$3)

Filed 2016-05-04

Enterprise Financial Services Corp

UNCHANGED

Shares4,400 from 4,400

Change0 (0%)

Value$62 (+$3)

Filed 2016-04-29

Fifth Third Bancorp

UNCHANGED

Shares3,000 from 3,000

Change0 (0%)

Value$42 (+$2)

Filed 2016-05-13

Bank of Montreal

UNCHANGED

Shares2,850 from 2,850

Change0 (0%)

Value$40 (+$2)

Filed 2016-04-29

Next Financial Group, Inc

INCREASED

Shares2,444 from 900

Change+1,544 (+172%)

Value$34 (+$22)

Filed 2016-04-20

MetLife Securities, Inc

INCREASED

Shares2,005 from 1,300

Change+705 (+54%)

Value$28 (+$11)

Filed 2016-04-22

PNC Financial Services Group, Inc.

UNCHANGED

Shares1,754 from 1,754

Change0 (0%)

Value$25 (+$1)

Filed 2016-05-06

Financial Architects, Inc

NEW

Shares1,590

Change+1,590

Value$22

Filed 2016-05-09

Captrust Financial Advisors

UNCHANGED

Shares1,018 from 1,018

Change0 (0%)

Value$14 ($0)

Filed 2016-05-12

Sandy Spring Bank

UNCHANGED

Shares958 from 958

Change0 (0%)

Value$13 ($0)

Filed 2016-05-04

First City Capital Management, Inc.

NEW

Shares650

Change+650

Value$9.1K

Filed 2016-05-12

Mosaic Family Wealth, LLC

DECREASED

Shares518 from 521

Change-3 (-1%)

Value$7 (+$1)

Filed 2016-05-12

American International Group, Inc.

UNCHANGED

Shares350 from 350

Change0 (0%)

Value$5.0K ($0)

Filed 2016-05-12

BlackRock Investment Management, LLC

NEW

Shares0

Change0

Value$0

Filed 2016-05-10

SG Americas Securities, LLC

CLOSED

Shares0 from 32,945

Change-32,945 (-100%)

Value$0 (-$441)

Filed 2016-05-12

Landscape Capital Management, L.L.C.

CLOSED

Shares0 from 31,331

Change-31,331 (-100%)

Value$0 (-$419)

Filed 2016-05-11

Credit Suisse AG/

CLOSED

Shares0 from 15,500

Change-15,500 (-100%)

Value$0 (-$207)

Filed 2016-05-16

IFP Advisors, Inc

CLOSED

Shares0 from 2,360

Change-2,360 (-100%)

Value$0 (-$32)

Filed 2019-06-03

Allegis Investment Advisors, LLC

CLOSED

Shares0 from 1,455

Change-1,455 (-100%)

Value$0 (-$19)

Filed 2016-05-09

	Status
Morgan Stanley	INCREASED	2,138,492	2,016,003	+122,489	+6%	$27.0K	$30.0K	+$3.0K	2016-05-12
UBS Group AG	INCREASED	348,062	287,971	+60,091	+21%	$3.9K	$4.9K	+$1.0K	2016-05-12
Wells Fargo & Company	INCREASED	321,640	312,386	+9,254	+3%	$4.2K	$4.5K	+$329	2016-05-16
Bank of America Corp	DECREASED	268,642	301,993	-33,351	-11%	$4.0K	$3.8K	-$274	2016-05-13
Invesco Ltd.	DECREASED	255,900	344,554	-88,654	-26%	$4.6K	$3.6K	-$1.0K	2016-05-16
Robinson Capital Management, LLC	DECREASED	138,778	202,453	-63,675	-31%	$2.7K	$1.9K	-$763	2016-05-16
Advisors Asset Management, Inc.	DECREASED	110,271	117,684	-7,413	-6%	$1.6K	$1.5K	-$29	2016-05-16
Van Eck Associates Corp	INCREASED	95,415	68,910	+26,505	+38%	$922	$1.3K	+$416	2016-05-13
LPL Financial LLC	DECREASED	94,868	97,975	-3,107	-3%	$1.3K	$1.3K	-$5	2016-05-16
Laurion Capital Management LP	DECREASED	68,512	138,707	-70,195	-51%	$1.9K	$961	-$895	2016-05-13
Cohen & Steers, Inc.	DECREASED	66,249	145,039	-78,790	-54%	$1.9K	$929	-$1.0K	2016-05-16
Summit Financial Wealth Advisors, LLC	INCREASED	58,331	53,331	+5,000	+9%	$714	$818	+$104	2016-05-13
Macroview Investment Management LLC	DECREASED	56,852	70,612	-13,760	-19%	$945	$797	-$148	2016-05-06
Horizon Kinetics LLC	UNCHANGED	56,598	56,598	0	0%	$757	$794	+$37	2016-04-15
Baird Financial Group, Inc.	INCREASED	49,585	21,093	+28,492	+135%	$282	$695	+$413	2016-05-12
HighTower Advisors, LLC	DECREASED	49,358	49,766	-408	-1%	$666	$692	+$26	2016-05-16
First Foundation Advisors	NEW	40,817	—	+40,817	—	—	$572	—	2016-05-13
Stifel Financial Corp	DECREASED	39,531	40,831	-1,300	-3%	$546	$554	+$8	2016-05-16
Commonwealth Equity Services, Inc	DECREASED	33,216	34,337	-1,121	-3%	$459	$466	+$7	2016-04-27
Donaldson Capital Management, LLC	NEW	27,700	—	+27,700	—	—	$388	—	2016-05-12
Capital Investment Advisors, LLC	DECREASED	24,721	25,084	-363	-1%	$336	$347	+$11	2016-04-14
Northwestern Mutual Wealth Management Co	INCREASED	23,506	23,273	+233	+1%	$311	$330	+$19	2016-05-16
Tradewinds Capital Management, LLC	UNCHANGED	22,850	22,850	0	0%	$306	$320	+$14	2016-05-04
1834 Investment Advisors Co	UNCHANGED	22,800	22,800	0	0%	$305	$320	+$15	2016-05-03
Royal Bank of Canada	INCREASED	22,291	12,506	+9,785	+78%	$167	$312	+$145	2016-06-08
Stratos Wealth Partners, Ltd.	UNCHANGED	22,067	22,067	0	0%	$295	$309	+$14	2016-05-09
Commerce Bank	UNCHANGED	19,725	19,725	0	0%	$264	$277	+$13	2016-04-27
Northern Trust Corp	INCREASED	19,500	18,500	+1,000	+5%	$2	$2	$0	2016-08-19
Creative Planning	INCREASED	15,197	15,055	+142	+1%	$201	$213	+$12	2016-04-08
Oppenheimer & Co Inc	NEW	14,888	—	+14,888	—	—	$209	—	2016-04-26
Cullen T Bankers, Inc.	UNCHANGED	12,065	12,065	0	0%	$161	$169	+$8	2016-04-28
Cambridge Investment Research Advisors, Inc.	NEW	12,006	—	+12,006	—	—	$168	—	2016-05-03
Optimum Investment Advisors	UNCHANGED	10,979	10,979	0	0%	$147	$154	+$7	2016-05-12
Oxbow Advisors, LLC	UNCHANGED	10,936	10,936	0	0%	$146	$153	+$7	2016-05-02
Raymond James & Associates	NEW	10,769	—	+10,769	—	—	$151	—	2016-05-12
Benjamin F. Edwards & Company, Inc.	INCREASED	6,890	6,820	+70	+1%	$91	$97	+$6	2016-04-13
Krilogy Financial LLC	UNCHANGED	6,255	6,255	0	0%	$84	$88	+$4	2016-05-13
Ladenburg Thalmann Financial Services Inc	INCREASED	5,846	4,524	+1,322	+29%	$61	$82	+$21	2016-05-16
Brick & Kyle, Associates	UNCHANGED	5,000	5,000	0	0%	$67	$70	+$3	2016-05-04
Enterprise Financial Services Corp	UNCHANGED	4,400	4,400	0	0%	$59	$62	+$3	2016-04-29
Fifth Third Bancorp	UNCHANGED	3,000	3,000	0	0%	$40	$42	+$2	2016-05-13
Bank of Montreal	UNCHANGED	2,850	2,850	0	0%	$38	$40	+$2	2016-04-29
Next Financial Group, Inc	INCREASED	2,444	900	+1,544	+172%	$12	$34	+$22	2016-04-20
MetLife Securities, Inc	INCREASED	2,005	1,300	+705	+54%	$17	$28	+$11	2016-04-22
PNC Financial Services Group, Inc.	UNCHANGED	1,754	1,754	0	0%	$24	$25	+$1	2016-05-06
Financial Architects, Inc	NEW	1,590	—	+1,590	—	—	$22	—	2016-05-09
Captrust Financial Advisors	UNCHANGED	1,018	1,018	0	0%	$14	$14	$0	2016-05-12
Sandy Spring Bank	UNCHANGED	958	958	0	0%	$13	$13	$0	2016-05-04
First City Capital Management, Inc.	NEW	650	—	+650	—	—	$9.1K	—	2016-05-12
Mosaic Family Wealth, LLC	DECREASED	518	521	-3	-1%	$6	$7	+$1	2016-05-12
American International Group, Inc.	UNCHANGED	350	350	0	0%	$5.0K	$5.0K	$0	2016-05-12
BlackRock Investment Management, LLC	NEW	0	—	0	—	—	$0	—	2016-05-10
SG Americas Securities, LLC	CLOSED	0	32,945	-32,945	-100%	$441	$0	-$441	2016-05-12
Landscape Capital Management, L.L.C.	CLOSED	0	31,331	-31,331	-100%	$419	$0	-$419	2016-05-11
Credit Suisse AG/	CLOSED	0	15,500	-15,500	-100%	$207	$0	-$207	2016-05-16
IFP Advisors, Inc	CLOSED	0	2,360	-2,360	-100%	$32	$0	-$32	2019-06-03
Allegis Investment Advisors, LLC	CLOSED	0	1,455	-1,455	-100%	$19	$0	-$19	2016-05-09

Showing 57 of 57 institutions