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Nuveen Calif Prem Income MUN

Q4 2013 vs Q1 2014

Comparing institutional holders between quarters

Quarters

Q1 2014Q4 2013Q3 2013Q2 2013
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Invesco Ltd.
DECREASED
Shares155,508 from 183,299
Change-27,791 (-15%)
Value$2.1K (-$262)
Filed 2014-05-15
Guggenheim Capital LLC
INCREASED
Shares41,273 from 16,116
Change+25,157 (+156%)
Value$559 (+$351)
Filed 2014-05-16
Morgan Stanley
INCREASED
Shares38,226 from 34,055
Change+4,171 (+12%)
Value$519 (+$79)
Filed 2014-05-13
LPL Financial LLC
INCREASED
Shares30,301 from 22,286
Change+8,015 (+36%)
Value$411 (+$123)
Filed 2014-05-12
Tortoise Investment Management, LLC
NEW
Shares25,879
Change+25,879
Value$351
Filed 2014-05-02
Tradewinds Capital Management, LLC
UNCHANGED
Shares19,700 from 19,700
Change0 (0%)
Value$267 (+$12)
Filed 2014-09-09
Rivernorth Capital Management, LLC
NEW
Shares17,476
Change+17,476
Value$237
Filed 2014-05-15
Royal Bank of Canada
INCREASED
Shares17,475 from 3,000
Change+14,475 (+483%)
Value$237 (+$198)
Filed 2014-05-15
Doliver Advisors, LP
NEW
Shares15,760
Change+15,760
Value$214
Filed 2014-05-16
Wells Fargo & Company
INCREASED
Shares12,080 from 10,141
Change+1,939 (+19%)
Value$164 (+$33)
Filed 2014-08-12
Hollencrest Capital Management
UNCHANGED
Shares11,209 from 11,209
Change0 (0%)
Value$152 (+$7)
Filed 2014-05-01
UBS AG
INCREASED
Shares10,596 from 10,530
Change+66 (+1%)
Value$144 (+$8)
Filed 2014-05-16
American International Group, Inc.
NEW
Shares5,000
Change+5,000
Value$67.9K
Filed 2014-05-12
Security National Trust Co
NEW
Shares4,300
Change+4,300
Value$58
Filed 2014-05-15
Bank of America Corp
NEW
Shares3,020
Change+3,020
Value$41
Filed 2014-05-15
Citigroup Inc
DECREASED
Shares91 from 2,096
Change-2,005 (-96%)
Value$1 (-$26)
Filed 2014-05-15
Carroll Financial Associates, Inc.
NEW
Shares50
Change+50
Value$1
Filed 2014-05-02
TFS Capital LLC
CLOSED
Shares0 from 13,448
Change-13,448 (-100%)
Value$0 (-$174)
Filed 2014-05-05
Tower Research Capital LLC (TRC)
CLOSED
Shares0 from 520
Change-520 (-100%)
Value$0 (-$7)
Filed 2014-05-02
Status
Invesco Ltd.
DECREASED155,508183,299-27,791-15%$2.4K$2.1K-$2622014-05-15
Guggenheim Capital LLC
INCREASED41,27316,116+25,157+156%$208$559+$3512014-05-16
Morgan Stanley
INCREASED38,22634,055+4,171+12%$440$519+$792014-05-13
LPL Financial LLC
INCREASED30,30122,286+8,015+36%$288$411+$1232014-05-12
Tortoise Investment Management, LLC
NEW25,879—+25,879——$351—2014-05-02
Tradewinds Capital Management, LLC
UNCHANGED19,70019,70000%$255$267+$122014-09-09
Rivernorth Capital Management, LLC
NEW17,476—+17,476——$237—2014-05-15
Royal Bank of Canada
INCREASED17,4753,000+14,475+483%$39$237+$1982014-05-15
Doliver Advisors, LP
NEW15,760—+15,760——$214—2014-05-16
Wells Fargo & Company
INCREASED12,08010,141+1,939+19%$131$164+$332014-08-12
Hollencrest Capital Management
UNCHANGED11,20911,20900%$145$152+$72014-05-01
UBS AG
INCREASED10,59610,530+66+1%$136$144+$82014-05-16
American International Group, Inc.
NEW5,000—+5,000——$67.9K—2014-05-12
Security National Trust Co
NEW4,300—+4,300——$58—2014-05-15
Bank of America Corp
NEW3,020—+3,020——$41—2014-05-15
Citigroup Inc
DECREASED912,096-2,005-96%$27$1-$262014-05-15
Carroll Financial Associates, Inc.
NEW50—+50——$1—2014-05-02
TFS Capital LLC
CLOSED013,448-13,448-100%$174$0-$1742014-05-05
Tower Research Capital LLC (TRC)
CLOSED0520-520-100%$7$0-$72014-05-02
Showing 19 of 19 institutions