Nuveen NY DIV Advantg MUN FD

Q4 2014 vs Q1 2015

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Tortoise Investment Management, LLC

INCREASED

Shares810,369 from 807,057

Change+3,312 (+0%)

Value$11.0K (+$303)

Filed 2015-04-20

Guggenheim Capital LLC

INCREASED

Shares144,543 from 139,796

Change+4,747 (+3%)

Value$2.0K (+$113)

Filed 2015-05-18

683 Capital Management, LLC

INCREASED

Shares129,799 from 124,799

Change+5,000 (+4%)

Value$1.8K (+$108)

Filed 2015-05-15

Karpus Management, Inc.

INCREASED

Shares116,490 from 15,413

Change+101,077 (+656%)

Value$1.6K (+$1.4K)

Filed 2015-05-15

Lazard Asset Management LLC

INCREASED

Shares45,500 from 30,100

Change+15,400 (+51%)

Value$613 (+$218)

Filed 2015-06-09

TAM Capital Management Inc.

DECREASED

Shares36,499 from 40,815

Change-4,316 (-11%)

Value$506 (-$46)

Filed 2015-05-14

Doliver Advisors, LP

DECREASED

Shares31,539 from 39,948

Change-8,409 (-21%)

Value$427 (-$101)

Filed 2015-05-18

HighTower Advisors, LLC

INCREASED

Shares30,377 from 24,377

Change+6,000 (+25%)

Value$412 (+$89)

Filed 2015-05-15

Susquehanna International Group, LLP

NEW

Shares24,844

Change+24,844

Value$335

Filed 2015-05-15

Wolverine Asset Management LLC

DECREASED

Shares17,453 from 50,635

Change-33,182 (-66%)

Value$236 (-$433)

Filed 2015-05-15

Goldman Sachs Group Inc

UNCHANGED

Shares14,659 from 14,659

Change0 (0%)

Value$199 (+$5)

Filed 2016-03-15

Bank of America Corp

INCREASED

Shares12,134 from 11,984

Change+150 (+1%)

Value$164 (+$6)

Filed 2015-05-15

Horizon Kinetics LLC

DECREASED

Shares11,532 from 12,532

Change-1,000 (-8%)

Value$156 (-$10)

Filed 2015-05-15

Morgan Stanley

DECREASED

Shares11,224 from 34,282

Change-23,058 (-67%)

Value$152 (-$301)

Filed 2015-05-14

UBS Group AG

INCREASED

Shares9,905 from 9,901

Change+4 (+0%)

Value$134 (+$3)

Filed 2015-05-14

Invesco Ltd.

DECREASED

Shares9,545 from 10,873

Change-1,328 (-12%)

Value$129 (-$15)

Filed 2015-05-15

Wells Fargo & Company

DECREASED

Shares8,199 from 8,200

Change-1 (0%)

Value$111 (+$3)

Filed 2015-05-12

Royal Bank of Canada

UNCHANGED

Shares4,749 from 4,749

Change0 (0%)

Value$64 (+$1)

Filed 2015-05-15

Prentiss Smith & Co Inc

UNCHANGED

Shares2,820 from 2,820

Change0 (0%)

Value$38 (+$1)

Filed 2015-05-01

Creative Planning

UNCHANGED

Shares1,346 from 1,346

Change0 (0%)

Value$18 ($0)

Filed 2015-04-13

American International Group, Inc.

UNCHANGED

Shares1,325 from 1,325

Change0 (0%)

Value$18.0K (+$424)

Filed 2015-05-14

Citigroup Inc

DECREASED

Shares1,014 from 1,775

Change-761 (-43%)

Value$14 (-$9)

Filed 2015-05-14

MetLife Securities, Inc

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$14 (+$1)

Filed 2015-04-17

Landscape Capital Management, L.L.C.

CLOSED

Shares0 from 17,205

Change-17,205 (-100%)

Value$0 (-$228)

Filed 2015-05-14

Mariner Investment Group LLC

CLOSED

Shares0 from 13,900

Change-13,900 (-100%)

Value$0 (-$184)

Filed 2015-05-13

Panagora Asset Management Inc

CLOSED

Shares0 from 732

Change-732 (-100%)

Value$0 (-$10)

Filed 2015-05-15

	Status
Tortoise Investment Management, LLC	INCREASED	810,369	807,057	+3,312	+0%	$10.7K	$11.0K	+$303	2015-04-20
Guggenheim Capital LLC	INCREASED	144,543	139,796	+4,747	+3%	$1.8K	$2.0K	+$113	2015-05-18
683 Capital Management, LLC	INCREASED	129,799	124,799	+5,000	+4%	$1.7K	$1.8K	+$108	2015-05-15
Karpus Management, Inc.	INCREASED	116,490	15,413	+101,077	+656%	$204	$1.6K	+$1.4K	2015-05-15
Lazard Asset Management LLC	INCREASED	45,500	30,100	+15,400	+51%	$395	$613	+$218	2015-06-09
TAM Capital Management Inc.	DECREASED	36,499	40,815	-4,316	-11%	$552	$506	-$46	2015-05-14
Doliver Advisors, LP	DECREASED	31,539	39,948	-8,409	-21%	$528	$427	-$101	2015-05-18
HighTower Advisors, LLC	INCREASED	30,377	24,377	+6,000	+25%	$323	$412	+$89	2015-05-15
Susquehanna International Group, LLP	NEW	24,844	—	+24,844	—	—	$335	—	2015-05-15
Wolverine Asset Management LLC	DECREASED	17,453	50,635	-33,182	-66%	$669	$236	-$433	2015-05-15
Goldman Sachs Group Inc	UNCHANGED	14,659	14,659	0	0%	$194	$199	+$5	2016-03-15
Bank of America Corp	INCREASED	12,134	11,984	+150	+1%	$158	$164	+$6	2015-05-15
Horizon Kinetics LLC	DECREASED	11,532	12,532	-1,000	-8%	$166	$156	-$10	2015-05-15
Morgan Stanley	DECREASED	11,224	34,282	-23,058	-67%	$453	$152	-$301	2015-05-14
UBS Group AG	INCREASED	9,905	9,901	+4	+0%	$131	$134	+$3	2015-05-14
Invesco Ltd.	DECREASED	9,545	10,873	-1,328	-12%	$144	$129	-$15	2015-05-15
Wells Fargo & Company	DECREASED	8,199	8,200	-1	0%	$108	$111	+$3	2015-05-12
Royal Bank of Canada	UNCHANGED	4,749	4,749	0	0%	$63	$64	+$1	2015-05-15
Prentiss Smith & Co Inc	UNCHANGED	2,820	2,820	0	0%	$37	$38	+$1	2015-05-01
Creative Planning	UNCHANGED	1,346	1,346	0	0%	$18	$18	$0	2015-04-13
American International Group, Inc.	UNCHANGED	1,325	1,325	0	0%	$17.5K	$18.0K	+$424	2015-05-14
Citigroup Inc	DECREASED	1,014	1,775	-761	-43%	$23	$14	-$9	2015-05-14
MetLife Securities, Inc	UNCHANGED	1,000	1,000	0	0%	$13	$14	+$1	2015-04-17
Landscape Capital Management, L.L.C.	CLOSED	0	17,205	-17,205	-100%	$228	$0	-$228	2015-05-14
Mariner Investment Group LLC	CLOSED	0	13,900	-13,900	-100%	$184	$0	-$184	2015-05-13
Panagora Asset Management Inc	CLOSED	0	732	-732	-100%	$10	$0	-$10	2015-05-15

Showing 26 of 26 institutions