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Nuveen DIV Advantage MUN FD

Q4 2015 vs Q1 2016

Comparing institutional holders between quarters

Quarters

Q1 2016Q4 2015Q3 2015Q2 2015Q1 2015
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Wells Fargo & Company
INCREASED
Shares1,079,965 from 703,867
Change+376,098 (+53%)
Value$16.0K (+$6.1K)
Filed 2016-05-16
Parametric Portfolio Associates LLC
INCREASED
Shares685,417 from 563,535
Change+121,882 (+22%)
Value$10.2K (+$2.2K)
Filed 2016-05-13
Karpus Management, Inc.
DECREASED
Shares584,044 from 779,862
Change-195,818 (-25%)
Value$8.7K (-$2.4K)
Filed 2016-05-13
Guggenheim Capital LLC
DECREASED
Shares341,440 from 370,978
Change-29,538 (-8%)
Value$5.1K (-$182)
Filed 2016-05-16
Weiss Asset Management LP
INCREASED
Shares333,104 from 220,816
Change+112,288 (+51%)
Value$4.9K (+$1.8K)
Filed 2016-05-13
Morgan Stanley
INCREASED
Shares186,634 from 177,299
Change+9,335 (+5%)
Value$2.8K (+$260)
Filed 2016-05-12
Bank of America Corp
DECREASED
Shares163,756 from 174,015
Change-10,259 (-6%)
Value$2.4K (-$32)
Filed 2016-05-13
Yorktown Management & Research Co Inc
NEW
Shares160,000
Change+160,000
Value$2.4K
Filed 2016-05-05
Robinson Capital Management, LLC
DECREASED
Shares148,109 from 165,109
Change-17,000 (-10%)
Value$2.2K (-$139)
Filed 2016-05-16
Tortoise Investment Management, LLC
UNCHANGED
Shares138,400 from 138,400
Change0 (0%)
Value$2.1K (+$95)
Filed 2016-05-06
Royal Bank of Canada
DECREASED
Shares121,313 from 128,788
Change-7,475 (-6%)
Value$1.8K (-$23)
Filed 2016-06-08
Advisors Asset Management, Inc.
INCREASED
Shares121,058 from 75,392
Change+45,666 (+61%)
Value$1.8K (+$730)
Filed 2016-05-16
LPL Financial LLC
DECREASED
Shares79,916 from 81,165
Change-1,249 (-2%)
Value$1.2K (+$50)
Filed 2016-05-16
Van Eck Associates Corp
INCREASED
Shares78,708 from 57,982
Change+20,726 (+36%)
Value$1.2K (+$348)
Filed 2016-05-13
Vicus Capital
INCREASED
Shares77,540 from 63,360
Change+14,180 (+22%)
Value$1.2K (+$254)
Filed 2016-04-22
UBS Group AG
INCREASED
Shares71,364 from 30,555
Change+40,809 (+134%)
Value$1.1K (+$628)
Filed 2016-05-12
Cohen & Steers, Inc.
INCREASED
Shares64,129 from 61,234
Change+2,895 (+5%)
Value$952 (+$85)
Filed 2016-05-16
SIT Investment Associates Inc
DECREASED
Shares57,275 from 65,601
Change-8,326 (-13%)
Value$851 (-$78)
Filed 2016-04-14
Raymond James & Associates
INCREASED
Shares56,132 from 54,142
Change+1,990 (+4%)
Value$834 (+$67)
Filed 2016-05-12
Pine River Capital Management L.P.
UNCHANGED
Shares49,689 from 49,689
Change0 (0%)
Value$738 (+$35)
Filed 2017-05-15
Wolverine Asset Management LLC
DECREASED
Shares47,579 from 61,151
Change-13,572 (-22%)
Value$706 (-$159)
Filed 2016-05-16
Sterneck Capital Management, LLC
INCREASED
Shares46,854 from 44,054
Change+2,800 (+6%)
Value$696 (+$72)
Filed 2016-05-27
HighTower Advisors, LLC
DECREASED
Shares44,768 from 46,254
Change-1,486 (-3%)
Value$661 (+$4)
Filed 2016-05-16
Commonwealth Equity Services, Inc
INCREASED
Shares43,362 from 39,862
Change+3,500 (+9%)
Value$644 (+$80)
Filed 2016-04-27
Capital Investment Advisors, LLC
DECREASED
Shares43,333 from 44,333
Change-1,000 (-2%)
Value$643 (+$15)
Filed 2016-04-14
AQR Arbitrage LLC
DECREASED
Shares39,955 from 93,342
Change-53,387 (-57%)
Value$593 (-$729)
Filed 2016-05-16
Yellowstone Partners, LLC
UNCHANGED
Shares38,613 from 38,613
Change0 (0%)
Value$573 (+$26)
Filed 2016-08-17
First Foundation Advisors
NEW
Shares36,592
Change+36,592
Value$543
Filed 2016-05-13
Carnick & Company, LLC
INCREASED
Shares24,868 from 24,775
Change+93 (+0%)
Value$369 (+$18)
Filed 2016-05-12
First Republic Investment Management, Inc.
INCREASED
Shares24,106 from 24,028
Change+78 (+0%)
Value$358 (+$18)
Filed 2016-05-20
ProVise Management Group, LLC
INCREASED
Shares22,521 from 21,688
Change+833 (+4%)
Value$334 (+$27)
Filed 2016-05-11
Global Endowment Management, LP
DECREASED
Shares21,525 from 28,700
Change-7,175 (-25%)
Value$320 (-$86)
Filed 2016-05-13
Benjamin F. Edwards & Company, Inc.
INCREASED
Shares18,403 from 16,703
Change+1,700 (+10%)
Value$273 (+$36)
Filed 2016-04-13
PNC Financial Services Group, Inc.
DECREASED
Shares18,064 from 49,426
Change-31,362 (-63%)
Value$268 (-$432)
Filed 2016-05-06
Rivernorth Capital Management, LLC
DECREASED
Shares17,739 from 115,708
Change-97,969 (-85%)
Value$263 (-$1.4K)
Filed 2016-05-16
Northern Trust Corp
NEW
Shares17,500
Change+17,500
Value$3
Filed 2016-08-19
Krasney Financial LLC
UNCHANGED
Shares17,200 from 17,200
Change0 (0%)
Value$255 (+$11)
Filed 2016-05-16
LVW Advisors, LLC
UNCHANGED
Shares15,845 from 15,845
Change0 (0%)
Value$235 (+$11)
Filed 2016-05-11
Thomas J. Herzfeld Advisors, Inc.
INCREASED
Shares15,757 from 11,757
Change+4,000 (+34%)
Value$234 (+$68)
Filed 2016-05-13
Wilmington Savings Fund Society, FSB
UNCHANGED
Shares15,600 from 15,600
Change0 (0%)
Value$232 (+$11)
Filed 2016-05-03
American International Group, Inc.
INCREASED
Shares15,000 from 13,745
Change+1,255 (+9%)
Value$223.0K (+$28.0K)
Filed 2016-05-12
Northwestern Mutual Wealth Management Co
INCREASED
Shares13,889 from 12,949
Change+940 (+7%)
Value$206 (+$23)
Filed 2016-05-16
Ausdal Financial Partners, Inc.
DECREASED
Shares12,625 from 15,725
Change-3,100 (-20%)
Value$187 (-$36)
Filed 2016-05-05
Stratos Wealth Partners, Ltd.
INCREASED
Shares12,301 from 12,255
Change+46 (+0%)
Value$183 (+$9)
Filed 2016-05-09
Landscape Capital Management, L.L.C.
DECREASED
Shares11,961 from 74,829
Change-62,868 (-84%)
Value$178 (-$882)
Filed 2016-05-11
Clough Capital Partners L P
NEW
Shares11,100
Change+11,100
Value$165
Filed 2016-05-16
Raymond James Financial Services Advisors, Inc.
NEW
Shares10,816
Change+10,816
Value$161
Filed 2016-08-12
Tradewinds Capital Management, LLC
UNCHANGED
Shares10,300 from 10,300
Change0 (0%)
Value$153 (+$7)
Filed 2016-05-04
Janney Montgomery Scott LLC
NEW
Shares10,150
Change+10,150
Value$151
Filed 2016-05-10
MetLife Securities, Inc
INCREASED
Shares10,051 from 9,049
Change+1,002 (+11%)
Value$149 (+$21)
Filed 2016-04-22
Bank of Montreal
UNCHANGED
Shares7,440 from 7,440
Change0 (0%)
Value$110 (+$5)
Filed 2016-04-29
Fifth Third Bancorp
NEW
Shares6,509
Change+6,509
Value$97
Filed 2016-05-13
Ladenburg Thalmann Financial Services Inc
INCREASED
Shares5,101 from 1,963
Change+3,138 (+160%)
Value$76 (+$48)
Filed 2016-05-16
Creative Planning
INCREASED
Shares4,369 from 2,851
Change+1,518 (+53%)
Value$65 (+$25)
Filed 2016-04-08
Security National Trust Co
NEW
Shares3,100
Change+3,100
Value$46
Filed 2016-04-27
City Holding Co
NEW
Shares2,500
Change+2,500
Value$37
Filed 2016-04-20
Motco
UNCHANGED
Shares2,188 from 2,188
Change0 (0%)
Value$32 (+$1)
Filed 2016-05-03
People's United Financial, Inc.
NEW
Shares2,000
Change+2,000
Value$30
Filed 2016-05-11
Citigroup Inc
INCREASED
Shares1,608 from 1,000
Change+608 (+61%)
Value$24 (+$10)
Filed 2016-05-13
Next Financial Group, Inc
DECREASED
Shares1,555 from 3,041
Change-1,486 (-49%)
Value$23 (-$20)
Filed 2016-04-20
Evercore Wealth Management, LLC
UNCHANGED
Shares1,500 from 1,500
Change0 (0%)
Value$22 (+$1)
Filed 2016-05-02
Manufacturers Life Insurance Company, the
UNCHANGED
Shares1,231 from 1,231
Change0 (0%)
Value$18 (+$1)
Filed 2016-05-10
Winfield Associates, Inc.
UNCHANGED
Shares333 from 333
Change0 (0%)
Value$5 ($0)
Filed 2016-04-26
Advocacy Wealth Management, LLC
NEW
Shares300
Change+300
Value$4
Filed 2016-04-25
Newgate Capital Management LLC
CLOSED
Shares0 from 183,400
Change-183,400 (-100%)
Value$0 (-$2.6K)
Filed 2016-04-29
Invesco Ltd.
CLOSED
Shares0 from 26,539
Change-26,539 (-100%)
Value$0 (-$376)
Filed 2016-05-16
KCG Holdings, Inc.
CLOSED
Shares0 from 26,349
Change-26,349 (-100%)
Value$0 (-$373)
Filed 2016-05-13
IFP Advisors, Inc
CLOSED
Shares0 from 15,133
Change-15,133 (-100%)
Value$0 (-$214)
Filed 2019-06-03
SG Americas Securities, LLC
CLOSED
Shares0 from 13,633
Change-13,633 (-100%)
Value$0 (-$193)
Filed 2016-05-12
Suntrust Banks Inc
CLOSED
Shares0 from 10,799
Change-10,799 (-100%)
Value$0 (-$152)
Filed 2016-05-09
Status
Wells Fargo & Company
INCREASED1,079,965703,867+376,098+53%$10.0K$16.0K+$6.1K2016-05-16
Parametric Portfolio Associates LLC
INCREASED685,417563,535+121,882+22%$8.0K$10.2K+$2.2K2016-05-13
Karpus Management, Inc.
DECREASED584,044779,862-195,818-25%$11.0K$8.7K-$2.4K2016-05-13
Guggenheim Capital LLC
DECREASED341,440370,978-29,538-8%$5.3K$5.1K-$1822016-05-16
Weiss Asset Management LP
INCREASED333,104220,816+112,288+51%$3.1K$4.9K+$1.8K2016-05-13
Morgan Stanley
INCREASED186,634177,299+9,335+5%$2.5K$2.8K+$2602016-05-12
Bank of America Corp
DECREASED163,756174,015-10,259-6%$2.5K$2.4K-$322016-05-13
Yorktown Management & Research Co Inc
NEW160,000—+160,000——$2.4K—2016-05-05
Robinson Capital Management, LLC
DECREASED148,109165,109-17,000-10%$2.3K$2.2K-$1392016-05-16
Tortoise Investment Management, LLC
UNCHANGED138,400138,40000%$2.0K$2.1K+$952016-05-06
Royal Bank of Canada
DECREASED121,313128,788-7,475-6%$1.8K$1.8K-$232016-06-08
Advisors Asset Management, Inc.
INCREASED121,05875,392+45,666+61%$1.1K$1.8K+$7302016-05-16
LPL Financial LLC
DECREASED79,91681,165-1,249-2%$1.2K$1.2K+$502016-05-16
Van Eck Associates Corp
INCREASED78,70857,982+20,726+36%$821$1.2K+$3482016-05-13
Vicus Capital
INCREASED77,54063,360+14,180+22%$897$1.2K+$2542016-04-22
UBS Group AG
INCREASED71,36430,555+40,809+134%$432$1.1K+$6282016-05-12
Cohen & Steers, Inc.
INCREASED64,12961,234+2,895+5%$867$952+$852016-05-16
SIT Investment Associates Inc
DECREASED57,27565,601-8,326-13%$929$851-$782016-04-14
Raymond James & Associates
INCREASED56,13254,142+1,990+4%$767$834+$672016-05-12
Pine River Capital Management L.P.
UNCHANGED49,68949,68900%$703$738+$352017-05-15
Wolverine Asset Management LLC
DECREASED47,57961,151-13,572-22%$865$706-$1592016-05-16
Sterneck Capital Management, LLC
INCREASED46,85444,054+2,800+6%$624$696+$722016-05-27
HighTower Advisors, LLC
DECREASED44,76846,254-1,486-3%$657$661+$42016-05-16
Commonwealth Equity Services, Inc
INCREASED43,36239,862+3,500+9%$564$644+$802016-04-27
Capital Investment Advisors, LLC
DECREASED43,33344,333-1,000-2%$628$643+$152016-04-14
AQR Arbitrage LLC
DECREASED39,95593,342-53,387-57%$1.3K$593-$7292016-05-16
Yellowstone Partners, LLC
UNCHANGED38,61338,61300%$547$573+$262016-08-17
First Foundation Advisors
NEW36,592—+36,592——$543—2016-05-13
Carnick & Company, LLC
INCREASED24,86824,775+93+0%$351$369+$182016-05-12
First Republic Investment Management, Inc.
INCREASED24,10624,028+78+0%$340$358+$182016-05-20
ProVise Management Group, LLC
INCREASED22,52121,688+833+4%$307$334+$272016-05-11
Global Endowment Management, LP
DECREASED21,52528,700-7,175-25%$406$320-$862016-05-13
Benjamin F. Edwards & Company, Inc.
INCREASED18,40316,703+1,700+10%$237$273+$362016-04-13
PNC Financial Services Group, Inc.
DECREASED18,06449,426-31,362-63%$700$268-$4322016-05-06
Rivernorth Capital Management, LLC
DECREASED17,739115,708-97,969-85%$1.6K$263-$1.4K2016-05-16
Northern Trust Corp
NEW17,500—+17,500——$3—2016-08-19
Krasney Financial LLC
UNCHANGED17,20017,20000%$244$255+$112016-05-16
LVW Advisors, LLC
UNCHANGED15,84515,84500%$224$235+$112016-05-11
Thomas J. Herzfeld Advisors, Inc.
INCREASED15,75711,757+4,000+34%$166$234+$682016-05-13
Wilmington Savings Fund Society, FSB
UNCHANGED15,60015,60000%$221$232+$112016-05-03
American International Group, Inc.
INCREASED15,00013,745+1,255+9%$195.0K$223.0K+$28.0K2016-05-12
Northwestern Mutual Wealth Management Co
INCREASED13,88912,949+940+7%$183$206+$232016-05-16
Ausdal Financial Partners, Inc.
DECREASED12,62515,725-3,100-20%$223$187-$362016-05-05
Stratos Wealth Partners, Ltd.
INCREASED12,30112,255+46+0%$174$183+$92016-05-09
Landscape Capital Management, L.L.C.
DECREASED11,96174,829-62,868-84%$1.1K$178-$8822016-05-11
Clough Capital Partners L P
NEW11,100—+11,100——$165—2016-05-16
Raymond James Financial Services Advisors, Inc.
NEW10,816—+10,816——$161—2016-08-12
Tradewinds Capital Management, LLC
UNCHANGED10,30010,30000%$146$153+$72016-05-04
Janney Montgomery Scott LLC
NEW10,150—+10,150——$151—2016-05-10
MetLife Securities, Inc
INCREASED10,0519,049+1,002+11%$128$149+$212016-04-22
Bank of Montreal
UNCHANGED7,4407,44000%$105$110+$52016-04-29
Fifth Third Bancorp
NEW6,509—+6,509——$97—2016-05-13
Ladenburg Thalmann Financial Services Inc
INCREASED5,1011,963+3,138+160%$28$76+$482016-05-16
Creative Planning
INCREASED4,3692,851+1,518+53%$40$65+$252016-04-08
Security National Trust Co
NEW3,100—+3,100——$46—2016-04-27
City Holding Co
NEW2,500—+2,500——$37—2016-04-20
Motco
UNCHANGED2,1882,18800%$31$32+$12016-05-03
People's United Financial, Inc.
NEW2,000—+2,000——$30—2016-05-11
Citigroup Inc
INCREASED1,6081,000+608+61%$14$24+$102016-05-13
Next Financial Group, Inc
DECREASED1,5553,041-1,486-49%$43$23-$202016-04-20
Evercore Wealth Management, LLC
UNCHANGED1,5001,50000%$21$22+$12016-05-02
Manufacturers Life Insurance Company, the
UNCHANGED1,2311,23100%$17$18+$12016-05-10
Winfield Associates, Inc.
UNCHANGED33333300%$5$5$02016-04-26
Advocacy Wealth Management, LLC
NEW300—+300——$4—2016-04-25
Newgate Capital Management LLC
CLOSED0183,400-183,400-100%$2.6K$0-$2.6K2016-04-29
Invesco Ltd.
CLOSED026,539-26,539-100%$376$0-$3762016-05-16
KCG Holdings, Inc.
CLOSED026,349-26,349-100%$373$0-$3732016-05-13
IFP Advisors, Inc
CLOSED015,133-15,133-100%$214$0-$2142019-06-03
SG Americas Securities, LLC
CLOSED013,633-13,633-100%$193$0-$1932016-05-12
Suntrust Banks Inc
CLOSED010,799-10,799-100%$152$0-$1522016-05-09
Showing 70 of 70 institutions