Nuveen Quality PFD Income FD

Q1 2016 vs Q2 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Columbia Asset Management

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$92 (+$3)

Filed 2016-08-08

UBS Group AG

CLOSED

Shares0 from 1,340,223

Change-1,340,223 (-100%)

Value$0 (-$11.2K)

Filed 2016-08-12

Bank of America Corp

CLOSED

Shares0 from 1,083,295

Change-1,083,295 (-100%)

Value$0 (-$9.0K)

Filed 2016-08-15

LPL Financial LLC

CLOSED

Shares0 from 774,852

Change-774,852 (-100%)

Value$0 (-$6.5K)

Filed 2016-08-15

Invesco Ltd.

CLOSED

Shares0 from 719,493

Change-719,493 (-100%)

Value$0 (-$6.0K)

Filed 2016-08-15

McGowan Group Asset Management, Inc.

CLOSED

Shares0 from 655,856

Change-655,856 (-100%)

Value$0 (-$5.5K)

Filed 2016-08-15

Wells Fargo & Company

CLOSED

Shares0 from 611,550

Change-611,550 (-100%)

Value$0 (-$5.1K)

Filed 2016-08-11

Morgan Stanley

CLOSED

Shares0 from 399,856

Change-399,856 (-100%)

Value$0 (-$3.3K)

Filed 2016-08-12

Yorktown Management & Research Co Inc

CLOSED

Shares0 from 295,000

Change-295,000 (-100%)

Value$0 (-$2.5K)

Filed 2016-08-12

SIT Investment Associates Inc

CLOSED

Shares0 from 247,041

Change-247,041 (-100%)

Value$0 (-$2.1K)

Filed 2016-07-28

Guggenheim Capital LLC

CLOSED

Shares0 from 218,446

Change-218,446 (-100%)

Value$0 (-$1.8K)

Filed 2016-08-15

United Capital Financial Advisors, LLC

CLOSED

Shares0 from 185,867

Change-185,867 (-100%)

Value$0 (-$1.5K)

Filed 2016-08-15

Envestnet Asset Management Inc

CLOSED

Shares0 from 180,536

Change-180,536 (-100%)

Value$0 (-$1.5K)

Filed 2016-08-15

Commonwealth Equity Services, Inc

CLOSED

Shares0 from 172,018

Change-172,018 (-100%)

Value$0 (-$1.4K)

Filed 2016-08-04

Raymond James & Associates

CLOSED

Shares0 from 151,138

Change-151,138 (-100%)

Value$0 (-$1.3K)

Filed 2016-08-11

Parametric Portfolio Associates LLC

CLOSED

Shares0 from 149,615

Change-149,615 (-100%)

Value$0 (-$1.2K)

Filed 2016-08-12

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 124,575

Change-124,575 (-100%)

Value$0 (-$1.0K)

Filed 2016-08-12

Weiss Asset Management LP

CLOSED

Shares0 from 78,684

Change-78,684 (-100%)

Value$0 (-$655)

Filed 2016-08-12

Ameriprise Financial Inc

CLOSED

Shares0 from 70,784

Change-70,784 (-100%)

Value$0 (-$589)

Filed 2016-08-08

Clough Capital Partners L P

CLOSED

Shares0 from 62,300

Change-62,300 (-100%)

Value$0 (-$518)

Filed 2016-08-15

Private Advisor Group, LLC

CLOSED

Shares0 from 61,080

Change-61,080 (-100%)

Value$0 (-$508)

Filed 2016-08-09

American International Group, Inc.

CLOSED

Shares0 from 60,752

Change-60,752 (-100%)

Value$0 (-$505.0K)

Filed 2016-08-11

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 55,863

Change-55,863 (-100%)

Value$0 (-$465)

Filed 2016-08-15

Baird Financial Group, Inc.

CLOSED

Shares0 from 55,372

Change-55,372 (-100%)

Value$0 (-$461)

Filed 2016-08-11

Wedbush Securities Inc

CLOSED

Shares0 from 45,429

Change-45,429 (-100%)

Value$0 (-$378)

Filed 2016-08-02

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 42,858

Change-42,858 (-100%)

Value$0 (-$357)

Filed 2016-08-04

IFC Holdings Incorporated

CLOSED

Shares0 from 41,259

Change-41,259 (-100%)

Value$0 (-$348)

Filed 2016-08-02

Scotia Capital Inc.

CLOSED

Shares0 from 41,100

Change-41,100 (-100%)

Value$0 (-$342)

Filed 2016-08-11

Stifel Financial Corp

CLOSED

Shares0 from 39,525

Change-39,525 (-100%)

Value$0 (-$329)

Filed 2016-08-17

First Allied Advisory Services, Inc.

CLOSED

Shares0 from 33,713

Change-33,713 (-100%)

Value$0 (-$277)

Filed 2016-08-15

Krasney Financial LLC

CLOSED

Shares0 from 33,253

Change-33,253 (-100%)

Value$0 (-$277)

Filed 2016-08-12

Royal Bank of Canada

CLOSED

Shares0 from 27,103

Change-27,103 (-100%)

Value$0 (-$225)

Filed 2016-08-24

Capital Investment Advisors, LLC

CLOSED

Shares0 from 26,425

Change-26,425 (-100%)

Value$0 (-$220)

Filed 2016-07-20

Curi Capital, LLC

CLOSED

Shares0 from 26,265

Change-26,265 (-100%)

Value$0 (-$219)

Filed 2016-08-03

Citigroup Inc

CLOSED

Shares0 from 24,932

Change-24,932 (-100%)

Value$0 (-$207)

Filed 2016-08-12

MetLife Securities, Inc

CLOSED

Shares0 from 24,080

Change-24,080 (-100%)

Value$0 (-$200)

Filed 2016-07-25

Chemical Bank

CLOSED

Shares0 from 21,000

Change-21,000 (-100%)

Value$0 (-$175)

Filed 2016-08-15

Cottage Street Advisors LLC

CLOSED

Shares0 from 20,500

Change-20,500 (-100%)

Value$0 (-$171)

Filed 2016-07-25

Cetera Advisor Networks LLC

CLOSED

Shares0 from 17,858

Change-17,858 (-100%)

Value$0 (-$148)

Filed 2016-08-10

WFG Advisors, LP

CLOSED

Shares0 from 16,171

Change-16,171 (-100%)

Value$0 (-$135)

Filed 2016-08-11

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 14,350

Change-14,350 (-100%)

Value$0 (-$120)

Filed 2016-08-15

WealthTrust Axiom LLC

CLOSED

Shares0 from 13,600

Change-13,600 (-100%)

Value$0 (-$113)

Filed 2016-07-26

Shufro Rose & Co LLC

CLOSED

Shares0 from 13,400

Change-13,400 (-100%)

Value$0 (-$111)

Filed 2016-08-05

Transamerica Financial Advisors, LLC

CLOSED

Shares0 from 12,980

Change-12,980 (-100%)

Value$0 (-$108)

Filed 2016-08-12

Horizon Kinetics LLC

CLOSED

Shares0 from 12,321

Change-12,321 (-100%)

Value$0 (-$103)

Filed 2016-08-15

Davenport & Co LLC

CLOSED

Shares0 from 11,928

Change-11,928 (-100%)

Value$0 (-$99.2K)

Filed 2016-07-12

Yellowstone Partners, LLC

CLOSED

Shares0 from 11,650

Change-11,650 (-100%)

Value$0 (-$97)

Filed 2016-08-17

Prospera Financial Services Inc

CLOSED

Shares0 from 11,045

Change-11,045 (-100%)

Value$0 (-$92)

Filed 2016-07-26

Clifford Swan Investment Counsel LLC

CLOSED

Shares0 from 10,400

Change-10,400 (-100%)

Value$0 (-$87)

Filed 2016-08-10

Mariner, LLC

CLOSED

Shares0 from 10,202

Change-10,202 (-100%)

Value$0 (-$85)

Filed 2016-08-12

Deutsche Bank Ag\

CLOSED

Shares0 from 7,140

Change-7,140 (-100%)

Value$0 (-$59)

Filed 2016-08-15

Klingman & Associates, LLC

CLOSED

Shares0 from 7,000

Change-7,000 (-100%)

Value$0 (-$58)

Filed 2016-08-04

Creative Planning

CLOSED

Shares0 from 6,041

Change-6,041 (-100%)

Value$0 (-$50)

Filed 2016-07-12

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 5,600

Change-5,600 (-100%)

Value$0 (-$47)

Filed 2016-08-05

US Bancorp \de\

CLOSED

Shares0 from 5,500

Change-5,500 (-100%)

Value$0 (-$46)

Filed 2016-08-10

Fifth Third Bancorp

CLOSED

Shares0 from 4,769

Change-4,769 (-100%)

Value$0 (-$40)

Filed 2016-08-11

FineMark National Bank & Trust

CLOSED

Shares0 from 3,500

Change-3,500 (-100%)

Value$0 (-$29)

Filed 2016-08-08

Carroll Financial Associates, Inc.

CLOSED

Shares0 from 2,500

Change-2,500 (-100%)

Value$0 (-$20)

Filed 2016-07-18

Bartlett & Co. LLC

CLOSED

Shares0 from 2,043

Change-2,043 (-100%)

Value$0 (-$17)

Filed 2016-07-27

First City Capital Management, Inc.

CLOSED

Shares0 from 1,975

Change-1,975 (-100%)

Value$0 (-$16.4K)

Filed 2016-08-16

Krilogy Financial LLC

CLOSED

Shares0 from 1,500

Change-1,500 (-100%)

Value$0 (-$12)

Filed 2016-08-16

Winfield Associates, Inc.

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$8)

Filed 2016-08-15

Commonwealth Financial Services, LLC

CLOSED

Shares0 from 800

Change-800 (-100%)

Value$0 (-$7)

Filed 2016-07-21

Penserra Capital Management LLC

CLOSED

Shares0 from 690

Change-690 (-100%)

Value$0 (-$5)

Filed 2016-08-09

Financial Architects, Inc

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$4)

Filed 2016-07-25

Unionbancal Corp

CLOSED

Shares0 from 300

Change-300 (-100%)

Value$0 (-$2)

Filed 2016-08-08

People's United Financial, Inc.

CLOSED

Shares0 from 250

Change-250 (-100%)

Value$0 (-$2)

Filed 2016-08-10

Bessemer Group Inc

DECREASED

Shares0 from 1,654,535

Change-1,654,535 (-100%)

Value$0 (-$13.8K)

Filed 2016-08-11

	Status
Columbia Asset Management	UNCHANGED	10,000	10,000	0	0%	$89	$92	+$3	2016-08-08
UBS Group AG	CLOSED	0	1,340,223	-1,340,223	-100%	$11.2K	$0	-$11.2K	2016-08-12
Bank of America Corp	CLOSED	0	1,083,295	-1,083,295	-100%	$9.0K	$0	-$9.0K	2016-08-15
LPL Financial LLC	CLOSED	0	774,852	-774,852	-100%	$6.5K	$0	-$6.5K	2016-08-15
Invesco Ltd.	CLOSED	0	719,493	-719,493	-100%	$6.0K	$0	-$6.0K	2016-08-15
McGowan Group Asset Management, Inc.	CLOSED	0	655,856	-655,856	-100%	$5.5K	$0	-$5.5K	2016-08-15
Wells Fargo & Company	CLOSED	0	611,550	-611,550	-100%	$5.1K	$0	-$5.1K	2016-08-11
Morgan Stanley	CLOSED	0	399,856	-399,856	-100%	$3.3K	$0	-$3.3K	2016-08-12
Yorktown Management & Research Co Inc	CLOSED	0	295,000	-295,000	-100%	$2.5K	$0	-$2.5K	2016-08-12
SIT Investment Associates Inc	CLOSED	0	247,041	-247,041	-100%	$2.1K	$0	-$2.1K	2016-07-28
Guggenheim Capital LLC	CLOSED	0	218,446	-218,446	-100%	$1.8K	$0	-$1.8K	2016-08-15
United Capital Financial Advisors, LLC	CLOSED	0	185,867	-185,867	-100%	$1.5K	$0	-$1.5K	2016-08-15
Envestnet Asset Management Inc	CLOSED	0	180,536	-180,536	-100%	$1.5K	$0	-$1.5K	2016-08-15
Commonwealth Equity Services, Inc	CLOSED	0	172,018	-172,018	-100%	$1.4K	$0	-$1.4K	2016-08-04
Raymond James & Associates	CLOSED	0	151,138	-151,138	-100%	$1.3K	$0	-$1.3K	2016-08-11
Parametric Portfolio Associates LLC	CLOSED	0	149,615	-149,615	-100%	$1.2K	$0	-$1.2K	2016-08-12
Raymond James Financial Services Advisors, Inc.	CLOSED	0	124,575	-124,575	-100%	$1.0K	$0	-$1.0K	2016-08-12
Weiss Asset Management LP	CLOSED	0	78,684	-78,684	-100%	$655	$0	-$655	2016-08-12
Ameriprise Financial Inc	CLOSED	0	70,784	-70,784	-100%	$589	$0	-$589	2016-08-08
Clough Capital Partners L P	CLOSED	0	62,300	-62,300	-100%	$518	$0	-$518	2016-08-15
Private Advisor Group, LLC	CLOSED	0	61,080	-61,080	-100%	$508	$0	-$508	2016-08-09
American International Group, Inc.	CLOSED	0	60,752	-60,752	-100%	$505.0K	$0	-$505.0K	2016-08-11
Ladenburg Thalmann Financial Services Inc	CLOSED	0	55,863	-55,863	-100%	$465	$0	-$465	2016-08-15
Baird Financial Group, Inc.	CLOSED	0	55,372	-55,372	-100%	$461	$0	-$461	2016-08-11
Wedbush Securities Inc	CLOSED	0	45,429	-45,429	-100%	$378	$0	-$378	2016-08-02
Cambridge Investment Research Advisors, Inc.	CLOSED	0	42,858	-42,858	-100%	$357	$0	-$357	2016-08-04
IFC Holdings Incorporated	CLOSED	0	41,259	-41,259	-100%	$348	$0	-$348	2016-08-02
Scotia Capital Inc.	CLOSED	0	41,100	-41,100	-100%	$342	$0	-$342	2016-08-11
Stifel Financial Corp	CLOSED	0	39,525	-39,525	-100%	$329	$0	-$329	2016-08-17
First Allied Advisory Services, Inc.	CLOSED	0	33,713	-33,713	-100%	$277	$0	-$277	2016-08-15
Krasney Financial LLC	CLOSED	0	33,253	-33,253	-100%	$277	$0	-$277	2016-08-12
Royal Bank of Canada	CLOSED	0	27,103	-27,103	-100%	$225	$0	-$225	2016-08-24
Capital Investment Advisors, LLC	CLOSED	0	26,425	-26,425	-100%	$220	$0	-$220	2016-07-20
Curi Capital, LLC	CLOSED	0	26,265	-26,265	-100%	$219	$0	-$219	2016-08-03
Citigroup Inc	CLOSED	0	24,932	-24,932	-100%	$207	$0	-$207	2016-08-12
MetLife Securities, Inc	CLOSED	0	24,080	-24,080	-100%	$200	$0	-$200	2016-07-25
Chemical Bank	CLOSED	0	21,000	-21,000	-100%	$175	$0	-$175	2016-08-15
Cottage Street Advisors LLC	CLOSED	0	20,500	-20,500	-100%	$171	$0	-$171	2016-07-25
Cetera Advisor Networks LLC	CLOSED	0	17,858	-17,858	-100%	$148	$0	-$148	2016-08-10
WFG Advisors, LP	CLOSED	0	16,171	-16,171	-100%	$135	$0	-$135	2016-08-11
Manufacturers Life Insurance Company, the	CLOSED	0	14,350	-14,350	-100%	$120	$0	-$120	2016-08-15
WealthTrust Axiom LLC	CLOSED	0	13,600	-13,600	-100%	$113	$0	-$113	2016-07-26
Shufro Rose & Co LLC	CLOSED	0	13,400	-13,400	-100%	$111	$0	-$111	2016-08-05
Transamerica Financial Advisors, LLC	CLOSED	0	12,980	-12,980	-100%	$108	$0	-$108	2016-08-12
Horizon Kinetics LLC	CLOSED	0	12,321	-12,321	-100%	$103	$0	-$103	2016-08-15
Davenport & Co LLC	CLOSED	0	11,928	-11,928	-100%	$99.2K	$0	-$99.2K	2016-07-12
Yellowstone Partners, LLC	CLOSED	0	11,650	-11,650	-100%	$97	$0	-$97	2016-08-17
Prospera Financial Services Inc	CLOSED	0	11,045	-11,045	-100%	$92	$0	-$92	2016-07-26
Clifford Swan Investment Counsel LLC	CLOSED	0	10,400	-10,400	-100%	$87	$0	-$87	2016-08-10
Mariner, LLC	CLOSED	0	10,202	-10,202	-100%	$85	$0	-$85	2016-08-12
Deutsche Bank Ag\	CLOSED	0	7,140	-7,140	-100%	$59	$0	-$59	2016-08-15
Klingman & Associates, LLC	CLOSED	0	7,000	-7,000	-100%	$58	$0	-$58	2016-08-04
Creative Planning	CLOSED	0	6,041	-6,041	-100%	$50	$0	-$50	2016-07-12
PNC Financial Services Group, Inc.	CLOSED	0	5,600	-5,600	-100%	$47	$0	-$47	2016-08-05
US Bancorp \de\	CLOSED	0	5,500	-5,500	-100%	$46	$0	-$46	2016-08-10
Fifth Third Bancorp	CLOSED	0	4,769	-4,769	-100%	$40	$0	-$40	2016-08-11
FineMark National Bank & Trust	CLOSED	0	3,500	-3,500	-100%	$29	$0	-$29	2016-08-08
Carroll Financial Associates, Inc.	CLOSED	0	2,500	-2,500	-100%	$20	$0	-$20	2016-07-18
Bartlett & Co. LLC	CLOSED	0	2,043	-2,043	-100%	$17	$0	-$17	2016-07-27
First City Capital Management, Inc.	CLOSED	0	1,975	-1,975	-100%	$16.4K	$0	-$16.4K	2016-08-16
Krilogy Financial LLC	CLOSED	0	1,500	-1,500	-100%	$12	$0	-$12	2016-08-16
Winfield Associates, Inc.	CLOSED	0	1,000	-1,000	-100%	$8	$0	-$8	2016-08-15
Commonwealth Financial Services, LLC	CLOSED	0	800	-800	-100%	$7	$0	-$7	2016-07-21
Penserra Capital Management LLC	CLOSED	0	690	-690	-100%	$5	$0	-$5	2016-08-09
Financial Architects, Inc	CLOSED	0	500	-500	-100%	$4	$0	-$4	2016-07-25
Unionbancal Corp	CLOSED	0	300	-300	-100%	$2	$0	-$2	2016-08-08
People's United Financial, Inc.	CLOSED	0	250	-250	-100%	$2	$0	-$2	2016-08-10
Bessemer Group Inc	DECREASED	0	1,654,535	-1,654,535	-100%	$13.8K	$0	-$13.8K	2016-08-11

Showing 68 of 68 institutions