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Nuveen LG Commodity Totr

Q3 2016 vs Q4 2016

Comparing institutional holders between quarters

Quarters

Q4 2016Q3 2016Q2 2016Q1 2016Q4 2015
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Rivernorth Capital Management, LLC
INCREASED
Shares485,932 from 455,394
Change+30,538 (+7%)
Value$6.8K (+$773)
Filed 2017-02-14
Weiss Asset Management LP
CLOSED
Shares0 from 1,475,794
Change-1,475,794 (-100%)
Value$0 (-$19.5K)
Filed 2017-02-14
Bulldog Investors, LLPA
CLOSED
Shares0 from 1,468,743
Change-1,468,743 (-100%)
Value$0 (-$19.4K)
Filed 2017-02-14
Credit Suisse AG/
CLOSED
Shares0 from 1,303,946
Change-1,303,946 (-100%)
Value$0 (-$17.2K)
Filed 2017-02-14
BNP Paribas Financial Markets
CLOSED
Shares0 from 678,374
Change-678,374 (-100%)
Value$0 (-$9.0M)
Filed 2017-02-14
Wells Fargo & Company
CLOSED
Shares0 from 420,771
Change-420,771 (-100%)
Value$0 (-$5.6K)
Filed 2017-02-01
Bank of America Corp
CLOSED
Shares0 from 317,454
Change-317,454 (-100%)
Value$0 (-$4.2K)
Filed 2017-02-14
ING Groep NV
CLOSED
Shares0 from 300,000
Change-300,000 (-100%)
Value$0 (-$3.9K)
Filed 2017-02-06
Opera Trading Capital
CLOSED
Shares0 from 159,147
Change-159,147 (-100%)
Value$0 (-$2.1K)
Filed 2017-02-10
Mariner Investment Group LLC
CLOSED
Shares0 from 149,670
Change-149,670 (-100%)
Value$0 (-$2.0K)
Filed 2017-02-23
Yakira Capital Management, Inc.
CLOSED
Shares0 from 137,073
Change-137,073 (-100%)
Value$0 (-$1.8K)
Filed 2017-02-13
UBS Group AG
CLOSED
Shares0 from 133,194
Change-133,194 (-100%)
Value$0 (-$1.8K)
Filed 2017-02-14
Doliver Advisors, LP
CLOSED
Shares0 from 72,443
Change-72,443 (-100%)
Value$0 (-$958)
Filed 2017-02-07
Morgan Stanley
CLOSED
Shares0 from 55,943
Change-55,943 (-100%)
Value$0 (-$740)
Filed 2017-02-22
Guggenheim Capital LLC
CLOSED
Shares0 from 26,728
Change-26,728 (-100%)
Value$0 (-$353)
Filed 2017-02-14
Geode Capital Management, LLC
CLOSED
Shares0 from 18,880
Change-18,880 (-100%)
Value$0 (-$249)
Filed 2017-02-14
TFS Capital LLC
CLOSED
Shares0 from 17,896
Change-17,896 (-100%)
Value$0 (-$237)
Filed 2017-01-20
MetLife Securities, Inc
CLOSED
Shares0 from 11,405
Change-11,405 (-100%)
Value$0 (-$151)
Filed 2017-01-13
HM Payson & Co
CLOSED
Shares0 from 10,000
Change-10,000 (-100%)
Value$0 (-$132)
Filed 2017-02-15
Royal Bank of Canada
CLOSED
Shares0 from 9,606
Change-9,606 (-100%)
Value$0 (-$127)
Filed 2017-02-14
Ladenburg Thalmann Financial Services Inc
CLOSED
Shares0 from 3,868
Change-3,868 (-100%)
Value$0 (-$51)
Filed 2017-02-14
US Bancorp \de\
CLOSED
Shares0 from 1,165
Change-1,165 (-100%)
Value$0 (-$15)
Filed 2017-02-08
Smithfield Trust Co
CLOSED
Shares0 from 1,000
Change-1,000 (-100%)
Value$0 (-$13)
Filed 2017-02-08
Financial Architects, Inc
CLOSED
Shares0 from 200
Change-200 (-100%)
Value$0 (-$3)
Filed 2017-02-06
JPMorgan Chase & Co
CLOSED
Shares0 from 100
Change-100 (-100%)
Value$0 (-$1)
Filed 2017-02-06
Tower Research Capital LLC (TRC)
CLOSED
Shares0 from 84
Change-84 (-100%)
Value$0 (-$1)
Filed 2017-02-03
Status
Rivernorth Capital Management, LLC
INCREASED485,932455,394+30,538+7%$6.0K$6.8K+$7732017-02-14
Weiss Asset Management LP
CLOSED01,475,794-1,475,794-100%$19.5K$0-$19.5K2017-02-14
Bulldog Investors, LLPA
CLOSED01,468,743-1,468,743-100%$19.4K$0-$19.4K2017-02-14
Credit Suisse AG/
CLOSED01,303,946-1,303,946-100%$17.2K$0-$17.2K2017-02-14
BNP Paribas Financial Markets
CLOSED0678,374-678,374-100%$9.0M$0-$9.0M2017-02-14
Wells Fargo & Company
CLOSED0420,771-420,771-100%$5.6K$0-$5.6K2017-02-01
Bank of America Corp
CLOSED0317,454-317,454-100%$4.2K$0-$4.2K2017-02-14
ING Groep NV
CLOSED0300,000-300,000-100%$3.9K$0-$3.9K2017-02-06
Opera Trading Capital
CLOSED0159,147-159,147-100%$2.1K$0-$2.1K2017-02-10
Mariner Investment Group LLC
CLOSED0149,670-149,670-100%$2.0K$0-$2.0K2017-02-23
Yakira Capital Management, Inc.
CLOSED0137,073-137,073-100%$1.8K$0-$1.8K2017-02-13
UBS Group AG
CLOSED0133,194-133,194-100%$1.8K$0-$1.8K2017-02-14
Doliver Advisors, LP
CLOSED072,443-72,443-100%$958$0-$9582017-02-07
Morgan Stanley
CLOSED055,943-55,943-100%$740$0-$7402017-02-22
Guggenheim Capital LLC
CLOSED026,728-26,728-100%$353$0-$3532017-02-14
Geode Capital Management, LLC
CLOSED018,880-18,880-100%$249$0-$2492017-02-14
TFS Capital LLC
CLOSED017,896-17,896-100%$237$0-$2372017-01-20
MetLife Securities, Inc
CLOSED011,405-11,405-100%$151$0-$1512017-01-13
HM Payson & Co
CLOSED010,000-10,000-100%$132$0-$1322017-02-15
Royal Bank of Canada
CLOSED09,606-9,606-100%$127$0-$1272017-02-14
Ladenburg Thalmann Financial Services Inc
CLOSED03,868-3,868-100%$51$0-$512017-02-14
US Bancorp \de\
CLOSED01,165-1,165-100%$15$0-$152017-02-08
Smithfield Trust Co
CLOSED01,000-1,000-100%$13$0-$132017-02-08
Financial Architects, Inc
CLOSED0200-200-100%$3$0-$32017-02-06
JPMorgan Chase & Co
CLOSED0100-100-100%$1$0-$12017-02-06
Tower Research Capital LLC (TRC)
CLOSED084-84-100%$1$0-$12017-02-03
Showing 26 of 26 institutions