Nuveen SHT DUR CR OPP FD

Q1 2023 vs Q2 2023

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Bulldog Investors, LLPA

INCREASED

Shares372,705 from 313,062

Change+59,643 (+19%)

Value$4.3M (+$632.5K)

Filed 2023-08-14

Saba Capital Management, L.P.A

INCREASED

Shares365,056 from 263,676

Change+101,380 (+38%)

Value$4.2M (+$1.1M)

Filed 2023-08-14

Thomas J. Herzfeld Advisors, Inc.

INCREASED

Shares351,887 from 299,870

Change+52,017 (+17%)

Value$4.1M (+$546.8K)

Filed 2023-08-16

Rivernorth Capital Management, LLC

NEW

Shares345,450

Change+345,450

Value$4.0M

Filed 2023-08-14

Advisors Asset Management, Inc.

DECREASED

Shares250,698 from 422,728

Change-172,030 (-41%)

Value$2.9M (-$2.1M)

Filed 2026-08-26

SIT Investment Associates Inc

INCREASED

Shares219,625 from 213,659

Change+5,966 (+3%)

Value$2.5K (+$31)

Filed 2023-08-10

Next Capital Management LLC

UNCHANGED

Shares215,984 from 215,984

Change0 (0%)

Value$2.5M (-$38.9K)

Filed 2023-07-27

Morgan Stanley

DECREASED

Shares207,625 from 216,069

Change-8,444 (-4%)

Value$2.4M (-$136.4K)

Filed 2023-08-14

Guggenheim Capital LLC

DECREASED

Shares184,994 from 185,001

Change-7 (0%)

Value$2.1M (-$33.4K)

Filed 2023-08-11

Invesco Ltd.

DECREASED

Shares174,212 from 215,414

Change-41,202 (-19%)

Value$2.0M (-$514.7K)

Filed 2023-08-11

Envestnet Asset Management Inc

INCREASED

Shares160,280 from 103,926

Change+56,354 (+54%)

Value$1.9M (+$632.2K)

Filed 2023-08-04

Woodline Partners LP

DECREASED

Shares153,500 from 179,182

Change-25,682 (-14%)

Value$1.8M (-$328.9K)

Filed 2023-08-14

Baird Financial Group, Inc.

INCREASED

Shares138,663 from 134,641

Change+4,022 (+3%)

Value$1.6M (+$22.2K)

Filed 2023-08-11

Almitas Capital LLC

NEW

Shares129,962

Change+129,962

Value$1.5M

Filed 2023-08-11

Wolverine Asset Management LLC

INCREASED

Shares123,637 from 62,709

Change+60,928 (+97%)

Value$1.4M (+$692.4K)

Filed 2023-08-07

LPL Financial LLC

INCREASED

Shares112,391 from 67,958

Change+44,433 (+65%)

Value$1.3M (+$501.0K)

Filed 2023-07-31

Thrivent Financial for Lutherans

DECREASED

Shares85,051 from 97,555

Change-12,504 (-13%)

Value$982 (-$162)

Filed 2023-08-14

Shaker Financial Services, LLC

DECREASED

Shares74,251 from 81,747

Change-7,496 (-9%)

Value$865.8K (-$102.1K)

Filed 2023-08-07

NewEdge Advisors, LLC

INCREASED

Shares62,200 from 61,200

Change+1,000 (+2%)

Value$718.4K (+$6.0K)

Filed 2023-08-14

AQR Arbitrage LLC

INCREASED

Shares49,149 from 18,582

Change+30,567 (+165%)

Value$567.7K (+$349.7K)

Filed 2023-08-14

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares45,856 from 42,356

Change+3,500 (+8%)

Value$530 (+$33)

Filed 2023-07-13

Wells Fargo & Company

DECREASED

Shares33,364 from 35,789

Change-2,425 (-7%)

Value$385.4K (-$34.5K)

Filed 2023-08-15

Logan Stone Capital, LLC

NEW

Shares26,200

Change+26,200

Value$302.6K

Filed 2023-08-14

Alpine Global Management, LLC

NEW

Shares23,698

Change+23,698

Value$273.7K

Filed 2024-08-06

RVW Wealth, LLC

UNCHANGED

Shares19,900 from 19,900

Change0 (0%)

Value$229.8K (-$3.6K)

Filed 2023-07-07

Landscape Capital Management, L.L.C.

NEW

Shares19,646

Change+19,646

Value$226.9K

Filed 2023-08-11

Harbour Investments, Inc.

DECREASED

Shares19,469 from 20,426

Change-957 (-5%)

Value$224.9K (-$14.7K)

Filed 2023-08-15

Commonwealth Equity Services, LLC

NEW

Shares19,110

Change+19,110

Value$221

Filed 2023-08-10

Osaic Holdings, Inc.

INCREASED

Shares16,928 from 15,778

Change+1,150 (+7%)

Value$195.5K (+$10.4K)

Filed 2023-08-21

Royal Bank of Canada

DECREASED

Shares14,999 from 15,051

Change-52 (0%)

Value$173.0K (-$4.0K)

Filed 2023-08-14

Stifel Financial Corp

INCREASED

Shares12,692 from 11,346

Change+1,346 (+12%)

Value$146.6K (+$13.5K)

Filed 2023-08-14

Matisse Capital

UNCHANGED

Shares12,135 from 12,135

Change0 (0%)

Value$140.2K (-$2.2K)

Filed 2023-08-02

Janney Montgomery Scott LLC

DECREASED

Shares12,025 from 32,645

Change-20,620 (-63%)

Value$139 (-$244)

Filed 2023-07-26

Level Four Advisory Services, LLC

INCREASED

Shares11,524 from 11,487

Change+37 (+0%)

Value$133.1K (-$1.6K)

Filed 2023-07-10

UBS Group AG

DECREASED

Shares8,760 from 16,375

Change-7,615 (-46%)

Value$101.2K (-$90.9K)

Filed 2023-08-11

CWM, LLC

UNCHANGED

Shares5,770 from 5,770

Change0 (0%)

Value$67 (-$1)

Filed 2023-08-03

Coston, McIsaac & Partners

UNCHANGED

Shares657 from 657

Change0 (0%)

Value$7 ($0)

Filed 2023-08-01

JPMorgan Chase & Co

DECREASED

Shares424 from 447

Change-23 (-5%)

Value$4.9K (-$103)

Filed 2023-08-11

Bank of America Corp

UNCHANGED

Shares403 from 403

Change0 (0%)

Value$4.7K (-$73)

Filed 2023-08-14

FNY Investment Advisers, LLC

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$1 ($0)

Filed 2023-07-11

Oaktree Capital Management LP

CLOSED

Shares0 from 509,049

Change-509,049 (-100%)

Value$0 (-$6.0M)

Filed 2023-08-14

Captrust Financial Advisors

CLOSED

Shares0 from 18,053

Change-18,053 (-100%)

Value$0 (-$211.8K)

Filed 2023-08-15

Steward Partners Investment Advisory, LLC

CLOSED

Shares0 from 8,400

Change-8,400 (-100%)

Value$0 (-$98.5K)

Filed 2023-08-14

Northwestern Mutual Wealth Management Co

CLOSED

Shares0 from 1,067

Change-1,067 (-100%)

Value$0 (-$12.5K)

Filed 2023-08-14

Advisory Services Network, LLC

CLOSED

Shares0 from 603

Change-603 (-100%)

Value$0 (-$7.1K)

Filed 2023-08-09

Montag A & Associates Inc

DECREASED

Shares0 from 72

Change-72 (-100%)

Value$8 (-$845)

Filed 2023-08-09

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2023-08-10

	Status
Bulldog Investors, LLPA	INCREASED	372,705	313,062	+59,643	+19%	$3.7M	$4.3M	+$632.5K	2023-08-14
Saba Capital Management, L.P.A	INCREASED	365,056	263,676	+101,380	+38%	$3.1M	$4.2M	+$1.1M	2023-08-14
Thomas J. Herzfeld Advisors, Inc.	INCREASED	351,887	299,870	+52,017	+17%	$3.5M	$4.1M	+$546.8K	2023-08-16
Rivernorth Capital Management, LLC	NEW	345,450	—	+345,450	—	—	$4.0M	—	2023-08-14
Advisors Asset Management, Inc.	DECREASED	250,698	422,728	-172,030	-41%	$5.0M	$2.9M	-$2.1M	2026-08-26
SIT Investment Associates Inc	INCREASED	219,625	213,659	+5,966	+3%	$2.5K	$2.5K	+$31	2023-08-10
Next Capital Management LLC	UNCHANGED	215,984	215,984	0	0%	$2.5M	$2.5M	-$38.9K	2023-07-27
Morgan Stanley	DECREASED	207,625	216,069	-8,444	-4%	$2.5M	$2.4M	-$136.4K	2023-08-14
Guggenheim Capital LLC	DECREASED	184,994	185,001	-7	0%	$2.2M	$2.1M	-$33.4K	2023-08-11
Invesco Ltd.	DECREASED	174,212	215,414	-41,202	-19%	$2.5M	$2.0M	-$514.7K	2023-08-11
Envestnet Asset Management Inc	INCREASED	160,280	103,926	+56,354	+54%	$1.2M	$1.9M	+$632.2K	2023-08-04
Woodline Partners LP	DECREASED	153,500	179,182	-25,682	-14%	$2.1M	$1.8M	-$328.9K	2023-08-14
Baird Financial Group, Inc.	INCREASED	138,663	134,641	+4,022	+3%	$1.6M	$1.6M	+$22.2K	2023-08-11
Almitas Capital LLC	NEW	129,962	—	+129,962	—	—	$1.5M	—	2023-08-11
Wolverine Asset Management LLC	INCREASED	123,637	62,709	+60,928	+97%	$735.6K	$1.4M	+$692.4K	2023-08-07
LPL Financial LLC	INCREASED	112,391	67,958	+44,433	+65%	$797.1K	$1.3M	+$501.0K	2023-07-31
Thrivent Financial for Lutherans	DECREASED	85,051	97,555	-12,504	-13%	$1.1K	$982	-$162	2023-08-14
Shaker Financial Services, LLC	DECREASED	74,251	81,747	-7,496	-9%	$968.0K	$865.8K	-$102.1K	2023-08-07
NewEdge Advisors, LLC	INCREASED	62,200	61,200	+1,000	+2%	$712.4K	$718.4K	+$6.0K	2023-08-14
AQR Arbitrage LLC	INCREASED	49,149	18,582	+30,567	+165%	$218.0K	$567.7K	+$349.7K	2023-08-14
Cambridge Investment Research Advisors, Inc.	INCREASED	45,856	42,356	+3,500	+8%	$497	$530	+$33	2023-07-13
Wells Fargo & Company	DECREASED	33,364	35,789	-2,425	-7%	$419.8K	$385.4K	-$34.5K	2023-08-15
Logan Stone Capital, LLC	NEW	26,200	—	+26,200	—	—	$302.6K	—	2023-08-14
Alpine Global Management, LLC	NEW	23,698	—	+23,698	—	—	$273.7K	—	2024-08-06
RVW Wealth, LLC	UNCHANGED	19,900	19,900	0	0%	$233.4K	$229.8K	-$3.6K	2023-07-07
Landscape Capital Management, L.L.C.	NEW	19,646	—	+19,646	—	—	$226.9K	—	2023-08-11
Harbour Investments, Inc.	DECREASED	19,469	20,426	-957	-5%	$239.6K	$224.9K	-$14.7K	2023-08-15
Commonwealth Equity Services, LLC	NEW	19,110	—	+19,110	—	—	$221	—	2023-08-10
Osaic Holdings, Inc.	INCREASED	16,928	15,778	+1,150	+7%	$185.1K	$195.5K	+$10.4K	2023-08-21
Royal Bank of Canada	DECREASED	14,999	15,051	-52	0%	$177.0K	$173.0K	-$4.0K	2023-08-14
Stifel Financial Corp	INCREASED	12,692	11,346	+1,346	+12%	$133.1K	$146.6K	+$13.5K	2023-08-14
Matisse Capital	UNCHANGED	12,135	12,135	0	0%	$142.3K	$140.2K	-$2.2K	2023-08-02
Janney Montgomery Scott LLC	DECREASED	12,025	32,645	-20,620	-63%	$383	$139	-$244	2023-07-26
Level Four Advisory Services, LLC	INCREASED	11,524	11,487	+37	+0%	$134.7K	$133.1K	-$1.6K	2023-07-10
UBS Group AG	DECREASED	8,760	16,375	-7,615	-46%	$192.1K	$101.2K	-$90.9K	2023-08-11
CWM, LLC	UNCHANGED	5,770	5,770	0	0%	$68	$67	-$1	2023-08-03
Coston, McIsaac & Partners	UNCHANGED	657	657	0	0%	$7	$7	$0	2023-08-01
JPMorgan Chase & Co	DECREASED	424	447	-23	-5%	$5.0K	$4.9K	-$103	2023-08-11
Bank of America Corp	UNCHANGED	403	403	0	0%	$4.7K	$4.7K	-$73	2023-08-14
FNY Investment Advisers, LLC	UNCHANGED	100	100	0	0%	$1	$1	$0	2023-07-11
Oaktree Capital Management LP	CLOSED	0	509,049	-509,049	-100%	$6.0M	$0	-$6.0M	2023-08-14
Captrust Financial Advisors	CLOSED	0	18,053	-18,053	-100%	$211.8K	$0	-$211.8K	2023-08-15
Steward Partners Investment Advisory, LLC	CLOSED	0	8,400	-8,400	-100%	$98.5K	$0	-$98.5K	2023-08-14
Northwestern Mutual Wealth Management Co	CLOSED	0	1,067	-1,067	-100%	$12.5K	$0	-$12.5K	2023-08-14
Advisory Services Network, LLC	CLOSED	0	603	-603	-100%	$7.1K	$0	-$7.1K	2023-08-09
Montag A & Associates Inc	DECREASED	0	72	-72	-100%	$853	$8	-$845	2023-08-09
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2023-08-10

Showing 47 of 47 institutions