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Nuveen Flexible Invt Income

Q4 2016 vs Q1 2017

Comparing institutional holders between quarters

Quarters

Q1 2017Q4 2016Q3 2016Q2 2016Q1 2016
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Private Advisor Group, LLC
INCREASED
Shares260,760 from 110,680
Change+150,080 (+136%)
Value$4.4K (+$2.6K)
Filed 2017-05-10
SIT Investment Associates Inc
INCREASED
Shares132,660 from 73,191
Change+59,469 (+81%)
Value$2.2K (+$1.0K)
Filed 2017-04-25
Citigroup Inc
INCREASED
Shares47,569 from 22,680
Change+24,889 (+110%)
Value$803 (+$426)
Filed 2017-05-12
Rivernorth Capital Management, LLC
DECREASED
Shares24,200 from 25,400
Change-1,200 (-5%)
Value$410 (-$13)
Filed 2017-05-15
Wells Fargo & Company
INCREASED
Shares22,112 from 20,351
Change+1,761 (+9%)
Value$374 (+$35)
Filed 2017-04-28
Robinson Capital Management, LLC
UNCHANGED
Shares20,264 from 20,264
Change0 (0%)
Value$343 (+$6)
Filed 2017-05-15
LPL Financial LLC
INCREASED
Shares20,041 from 11,051
Change+8,990 (+81%)
Value$343 (+$158)
Filed 2017-05-15
Cetera Advisor Networks LLC
NEW
Shares18,273
Change+18,273
Value$311
Filed 2017-05-15
Bank of America Corp
DECREASED
Shares11,211 from 15,554
Change-4,343 (-28%)
Value$190 (-$69)
Filed 2017-05-15
Commonwealth Equity Services, Inc
NEW
Shares10,454
Change+10,454
Value$177
Filed 2018-02-16
Capital Advisors, Ltd. LLC
UNCHANGED
Shares9,785 from 9,785
Change0 (0%)
Value$166 (+$3)
Filed 2017-04-19
Morgan Stanley
DECREASED
Shares5,901 from 39,713
Change-33,812 (-85%)
Value$100 (-$561)
Filed 2017-05-22
Thomas J. Herzfeld Advisors, Inc.
DECREASED
Shares5,206 from 7,481
Change-2,275 (-30%)
Value$88 (-$36)
Filed 2017-05-15
Steward Partners Investment Advisory, LLC
NEW
Shares1,250
Change+1,250
Value$21
Filed 2017-11-22
UBS Group AG
INCREASED
Shares1,141 from 1,000
Change+141 (+14%)
Value$19 (+$2)
Filed 2017-11-14
D.A. Davidson & Co.
UNCHANGED
Shares1,056 from 1,056
Change0 (0%)
Value$17 ($0)
Filed 2017-05-12
Patriot Financial Group Insurance Agency, LLC
UNCHANGED
Shares850 from 850
Change0 (0%)
Value$14 ($0)
Filed 2017-05-05
Royal Bank of Canada
UNCHANGED
Shares400 from 400
Change0 (0%)
Value$7 ($0)
Filed 2017-05-15
Shaker Financial Services, LLC
CLOSED
Shares0 from 13,437
Change-13,437 (-100%)
Value$0 (-$224)
Filed 2017-05-18
Next Financial Group, Inc
CLOSED
Shares0 from 1,800
Change-1,800 (-100%)
Value$0 (-$30.0K)
Filed 2017-05-08
Status
Private Advisor Group, LLC
INCREASED260,760110,680+150,080+136%$1.9K$4.4K+$2.6K2017-05-10
SIT Investment Associates Inc
INCREASED132,66073,191+59,469+81%$1.2K$2.2K+$1.0K2017-04-25
Citigroup Inc
INCREASED47,56922,680+24,889+110%$377$803+$4262017-05-12
Rivernorth Capital Management, LLC
DECREASED24,20025,400-1,200-5%$423$410-$132017-05-15
Wells Fargo & Company
INCREASED22,11220,351+1,761+9%$339$374+$352017-04-28
Robinson Capital Management, LLC
UNCHANGED20,26420,26400%$337$343+$62017-05-15
LPL Financial LLC
INCREASED20,04111,051+8,990+81%$185$343+$1582017-05-15
Cetera Advisor Networks LLC
NEW18,273—+18,273——$311—2017-05-15
Bank of America Corp
DECREASED11,21115,554-4,343-28%$259$190-$692017-05-15
Commonwealth Equity Services, Inc
NEW10,454—+10,454——$177—2018-02-16
Capital Advisors, Ltd. LLC
UNCHANGED9,7859,78500%$163$166+$32017-04-19
Morgan Stanley
DECREASED5,90139,713-33,812-85%$661$100-$5612017-05-22
Thomas J. Herzfeld Advisors, Inc.
DECREASED5,2067,481-2,275-30%$124$88-$362017-05-15
Steward Partners Investment Advisory, LLC
NEW1,250—+1,250——$21—2017-11-22
UBS Group AG
INCREASED1,1411,000+141+14%$17$19+$22017-11-14
D.A. Davidson & Co.
UNCHANGED1,0561,05600%$17$17$02017-05-12
Patriot Financial Group Insurance Agency, LLC
UNCHANGED85085000%$14$14$02017-05-05
Royal Bank of Canada
UNCHANGED40040000%$7$7$02017-05-15
Shaker Financial Services, LLC
CLOSED013,437-13,437-100%$224$0-$2242017-05-18
Next Financial Group, Inc
CLOSED01,800-1,800-100%$30.0K$0-$30.0K2017-05-08
Showing 20 of 20 institutions