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Nuveen DOW 30 Dynamic Overwr (DIAX)

Q4 2025 vs Q1 2026

Comparing institutional holders between quarters

Quarters

Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Formidable Asset Management, LLC
UNCHANGED
Shares37,371 from 37,371
Change0 (0%)
Value$570.3K (+$13.8K)
Filed 2026-04-22
Stolper Co
DECREASED
Shares14,709 from 36,490
Change-21,781 (-60%)
Value$10.0K (+$9.5K)
Filed 2026-04-13
Private Trust Co NA
UNCHANGED
Shares3,200 from 3,200
Change0 (0%)
Value$45.1K (-$3.7K)
Filed 2026-04-30
Morgan Stanley
CLOSED
Shares0 from 1,714,813
Change-1,714,813 (-100%)
Value$0 (-$26.2M)
Filed 2026-05-15
Bank of America Corp
CLOSED
Shares0 from 1,123,777
Change-1,123,777 (-100%)
Value$0 (-$17.1M)
Filed 2026-05-18
Raymond James Financial Inc
CLOSED
Shares0 from 729,615
Change-729,615 (-100%)
Value$0 (-$11.1M)
Filed 2026-05-14
Wells Fargo & Company
CLOSED
Shares0 from 636,472
Change-636,472 (-100%)
Value$0 (-$9.7M)
Filed 2026-07-08
Allspring Global Investments Holdings, LLC
CLOSED
Shares0 from 603,228
Change-603,228 (-100%)
Value$0 (-$9.2M)
Filed 2026-05-05
Invesco Ltd.
CLOSED
Shares0 from 554,865
Change-554,865 (-100%)
Value$0 (-$8.5M)
Filed 2026-07-15
Guggenheim Capital LLC
CLOSED
Shares0 from 472,794
Change-472,794 (-100%)
Value$0 (-$7.2M)
Filed 2026-05-15
UBS Group AG
CLOSED
Shares0 from 403,874
Change-403,874 (-100%)
Value$0 (-$6.2M)
Filed 2026-05-05
Capital Investment Advisors, LLC
CLOSED
Shares0 from 353,064
Change-353,064 (-100%)
Value$0 (-$5.4M)
Filed 2026-04-17
Wolverine Asset Management LLC
CLOSED
Shares0 from 249,306
Change-249,306 (-100%)
Value$0 (-$3.8M)
Filed 2026-05-04
AQR Arbitrage LLC
CLOSED
Shares0 from 204,492
Change-204,492 (-100%)
Value$0 (-$3.1M)
Filed 2026-05-15
LPL Financial LLC
CLOSED
Shares0 from 202,293
Change-202,293 (-100%)
Value$0 (-$3.1M)
Filed 2026-05-06
Shaker Financial Services, LLC
CLOSED
Shares0 from 199,214
Change-199,214 (-100%)
Value$0 (-$3.0M)
Filed 2026-05-12
Cornerstone Advisors, LLC
CLOSED
Shares0 from 185,466
Change-185,466 (-100%)
Value$0 (-$2.8M)
Filed 2026-05-08
Thomas J. Herzfeld Advisors, Inc.
CLOSED
Shares0 from 183,190
Change-183,190 (-100%)
Value$0 (-$2.8M)
Filed 2026-05-12
MML Investors Services, LLC
CLOSED
Shares0 from 135,848
Change-135,848 (-100%)
Value$0 (-$2.1M)
Filed 2026-05-04
Advisors Asset Management, Inc.
CLOSED
Shares0 from 116,766
Change-116,766 (-100%)
Value$0 (-$1.8M)
Filed 2026-05-15
Almitas Capital LLC
CLOSED
Shares0 from 114,201
Change-114,201 (-100%)
Value$0 (-$1.7M)
Filed 2026-05-15
Absolute Investment Advisers, LLC
CLOSED
Shares0 from 98,482
Change-98,482 (-100%)
Value$0 (-$1.5M)
Filed 2026-04-22
Osaic Holdings, Inc.
CLOSED
Shares0 from 96,637
Change-96,637 (-100%)
Value$0 (-$1.5M)
Filed 2026-05-15
Royal Bank of Canada
CLOSED
Shares0 from 92,820
Change-92,820 (-100%)
Value$0 (-$1.4M)
Filed 2026-05-15
Envestnet Asset Management Inc
CLOSED
Shares0 from 91,615
Change-91,615 (-100%)
Value$0 (-$1.4M)
Filed 2026-05-04
Lanark Financial, Inc.
CLOSED
Shares0 from 90,166
Change-90,166 (-100%)
Value$0 (-$1.4M)
Filed 2026-04-14
Cetera Investment Advisers
CLOSED
Shares0 from 87,563
Change-87,563 (-100%)
Value$0 (-$1.3M)
Filed 2026-05-13
Park Avenue Securities LLC
CLOSED
Shares0 from 85,101
Change-85,101 (-100%)
Value$0 (-$1.3K)
Filed 2026-04-07
Advisory Advocates, LLC
CLOSED
Shares0 from 84,167
Change-84,167 (-100%)
Value$0 (-$1.3M)
Filed 2026-05-05
Ionic Capital Management LLC
CLOSED
Shares0 from 72,133
Change-72,133 (-100%)
Value$0 (-$1.1M)
Filed 2026-05-15
&partners
CLOSED
Shares0 from 69,614
Change-69,614 (-100%)
Value$0 (-$1.1M)
Filed 2026-05-15
Integrated Wealth Concepts LLC
CLOSED
Shares0 from 65,778
Change-65,778 (-100%)
Value$0 (-$1.0M)
Filed 2026-05-15
Private Advisor Group, LLC
CLOSED
Shares0 from 65,298
Change-65,298 (-100%)
Value$0 (-$996.4K)
Filed 2026-04-27
Altium Capital Management LLC
CLOSED
Shares0 from 60,998
Change-60,998 (-100%)
Value$0 (-$930.8K)
Filed 2026-05-01
Shulman DeMeo Asset Management LLC
CLOSED
Shares0 from 59,250
Change-59,250 (-100%)
Value$0 (-$904.2K)
Filed 2026-04-09
Prevail Innovative Wealth Advisors, LLC
CLOSED
Shares0 from 57,026
Change-57,026 (-100%)
Value$0 (-$870.2K)
Filed 2026-04-30
NewEdge Advisors, LLC
CLOSED
Shares0 from 54,578
Change-54,578 (-100%)
Value$0 (-$832.9K)
Filed 2026-06-03
Janney Montgomery Scott LLC
CLOSED
Shares0 from 47,597
Change-47,597 (-100%)
Value$0 (-$726)
Filed 2026-04-22
D.A. Davidson & Co.
CLOSED
Shares0 from 39,943
Change-39,943 (-100%)
Value$0 (-$609.5K)
Filed 2026-05-05
Dynamic Advisor Solutions LLC
CLOSED
Shares0 from 38,250
Change-38,250 (-100%)
Value$0 (-$583.7K)
Filed 2026-04-08
PMG Family Office LLC
CLOSED
Shares0 from 37,842
Change-37,842 (-100%)
Value$0 (-$577.5K)
Filed 2026-04-17
Choreo, LLC
CLOSED
Shares0 from 36,354
Change-36,354 (-100%)
Value$0 (-$565.3K)
Filed 2026-05-13
Stifel Financial Corp
CLOSED
Shares0 from 35,361
Change-35,361 (-100%)
Value$0 (-$539.6K)
Filed 2026-05-12
Commonwealth Equity Services, LLC
CLOSED
Shares0 from 34,894
Change-34,894 (-100%)
Value$0 (-$532.5K)
Filed 2026-04-27
Closed-End Fund Advisors, Inc.
CLOSED
Shares0 from 34,829
Change-34,829 (-100%)
Value$0 (-$531.5K)
Filed 2026-05-11
Schnieders Capital Management, Llc.
CLOSED
Shares0 from 31,850
Change-31,850 (-100%)
Value$0 (-$486.0K)
Filed 2026-05-04
Cambridge Investment Research Advisors, Inc.
CLOSED
Shares0 from 31,540
Change-31,540 (-100%)
Value$0 (-$481)
Filed 2026-04-30
Nations Financial Group Inc,
CLOSED
Shares0 from 30,249
Change-30,249 (-100%)
Value$0 (-$461.6K)
Filed 2026-04-15
Institute for Wealth Management, Llc.
CLOSED
Shares0 from 28,143
Change-28,143 (-100%)
Value$0 (-$429.5K)
Filed 2026-05-14
Calamos Advisors LLC
CLOSED
Shares0 from 25,709
Change-25,709 (-100%)
Value$0 (-$392.3K)
Filed 2026-05-04
Wedbush Securities Inc
CLOSED
Shares0 from 25,255
Change-25,255 (-100%)
Value$0 (-$385)
Filed 2026-04-21
Diversify Advisory Services, LLC
CLOSED
Shares0 from 24,566
Change-24,566 (-100%)
Value$0 (-$379.5K)
Filed 2026-05-04
Leo Wealth, LLC
CLOSED
Shares0 from 23,000
Change-23,000 (-100%)
Value$0 (-$351.0K)
Filed 2026-05-05
Sagespring Wealth Partners, LLC
CLOSED
Shares0 from 22,923
Change-22,923 (-100%)
Value$0 (-$349.8K)
Filed 2026-05-07
Yakira Capital Management, Inc.
CLOSED
Shares0 from 22,654
Change-22,654 (-100%)
Value$0 (-$345.7K)
Filed 2026-05-14
Lido Advisors, LLC
CLOSED
Shares0 from 18,825
Change-18,825 (-100%)
Value$0 (-$286.0K)
Filed 2026-05-13
Quantedge Capital Pte Ltd
CLOSED
Shares0 from 18,800
Change-18,800 (-100%)
Value$0 (-$286.9K)
Filed 2026-05-12
Integrated Capital Management, Inc.
CLOSED
Shares0 from 18,177
Change-18,177 (-100%)
Value$0 (-$277.4K)
Filed 2026-05-07
Summit Financial, LLC
CLOSED
Shares0 from 17,215
Change-17,215 (-100%)
Value$0 (-$262.7K)
Filed 2026-05-15
Morey & Quinn Wealth Partners, LLC
CLOSED
Shares0 from 16,676
Change-16,676 (-100%)
Value$0 (-$254.5K)
Filed 2026-04-22
B. Riley Wealth Advisors, Inc.
CLOSED
Shares0 from 15,961
Change-15,961 (-100%)
Value$0 (-$243.6K)
Filed 2026-04-27
Quarry LP
CLOSED
Shares0 from 15,894
Change-15,894 (-100%)
Value$0 (-$242.5K)
Filed 2026-05-15
Rockefeller Capital Management L.P.
CLOSED
Shares0 from 15,556
Change-15,556 (-100%)
Value$0 (-$237.4K)
Filed 2026-05-14
Pinnacle Associates LTD
CLOSED
Shares0 from 15,516
Change-15,516 (-100%)
Value$0 (-$236.8K)
Filed 2026-04-22
Northwestern Mutual Wealth Management Co
CLOSED
Shares0 from 15,080
Change-15,080 (-100%)
Value$0 (-$230.1K)
Filed 2026-05-07
HighTower Advisors, LLC
CLOSED
Shares0 from 15,053
Change-15,053 (-100%)
Value$0 (-$229.7K)
Filed 2026-05-05
Berthel, Fisher & Company Financial Services, Inc.
CLOSED
Shares0 from 15,028
Change-15,028 (-100%)
Value$0 (-$229.3K)
Filed 2026-10-30
BFC Planning, Inc.
CLOSED
Shares0 from 15,028
Change-15,028 (-100%)
Value$0 (-$229.3K)
Filed 2026-10-29
Kapstone Financial Advisors LLC
CLOSED
Shares0 from 14,535
Change-14,535 (-100%)
Value$0 (-$221.8K)
Filed 2026-04-22
Uhlmann Price Securities, LLC
CLOSED
Shares0 from 14,336
Change-14,336 (-100%)
Value$0 (-$218.8K)
Filed 2026-04-16
Kingsview Wealth Management, LLC
CLOSED
Shares0 from 13,734
Change-13,734 (-100%)
Value$0 (-$209.6K)
Filed 2026-05-12
Mariner, LLC
CLOSED
Shares0 from 13,603
Change-13,603 (-100%)
Value$0 (-$207.6K)
Filed 2026-05-13
Allworth Financial LP
CLOSED
Shares0 from 13,432
Change-13,432 (-100%)
Value$0 (-$205.0K)
Filed 2026-05-15
Accredited Investor Services, LLC
CLOSED
Shares0 from 13,132
Change-13,132 (-100%)
Value$0 (-$200.4K)
Filed 2026-04-21
Kestra Advisory Services, LLC
CLOSED
Shares0 from 12,465
Change-12,465 (-100%)
Value$0 (-$190.2K)
Filed 2026-04-30
TrueMark Investments, LLC
CLOSED
Shares0 from 12,137
Change-12,137 (-100%)
Value$0 (-$185.2K)
Filed 2026-04-20
PKS Advisory Services, LLC
CLOSED
Shares0 from 11,894
Change-11,894 (-100%)
Value$0 (-$181.5K)
Filed 2026-05-13
Waverly Advisors, LLC
CLOSED
Shares0 from 11,613
Change-11,613 (-100%)
Value$0 (-$177.2K)
Filed 2026-05-15
Merit Financial Group, LLC
CLOSED
Shares0 from 11,582
Change-11,582 (-100%)
Value$0 (-$176.7K)
Filed 2026-04-15
Baird Financial Group, Inc.
CLOSED
Shares0 from 10,930
Change-10,930 (-100%)
Value$0 (-$166.8K)
Filed 2026-05-14
Vista Investment Partners II, LLC
CLOSED
Shares0 from 10,800
Change-10,800 (-100%)
Value$0 (-$164.8K)
Filed 2026-04-23
World Investment Advisors
CLOSED
Shares0 from 10,500
Change-10,500 (-100%)
Value$0 (-$160.2K)
Filed 2026-04-27
Harbour Investments, Inc.
CLOSED
Shares0 from 8,310
Change-8,310 (-100%)
Value$0 (-$126.8K)
Filed 2026-05-15
Wealth Preservation Advisors, LLC
CLOSED
Shares0 from 8,190
Change-8,190 (-100%)
Value$0 (-$125.0K)
Filed 2026-05-15
PFS Partners, LLC
CLOSED
Shares0 from 7,863
Change-7,863 (-100%)
Value$0 (-$120.0K)
Filed 2026-04-09
Blue Trust, Inc.
CLOSED
Shares0 from 7,000
Change-7,000 (-100%)
Value$0 (-$106.8K)
Filed 2026-04-20
Larson Financial Group LLC
CLOSED
Shares0 from 6,000
Change-6,000 (-100%)
Value$0 (-$91.6K)
Filed 2026-05-15
Eastern Bank
CLOSED
Shares0 from 5,038
Change-5,038 (-100%)
Value$0 (-$76.9K)
Filed 2026-04-07
Pinnacle Wealth Planning Services, Inc.
CLOSED
Shares0 from 3,584
Change-3,584 (-100%)
Value$0 (-$54.7K)
Filed 2026-05-11
TD Private Client Wealth LLC
CLOSED
Shares0 from 3,540
Change-3,540 (-100%)
Value$0 (-$54.0K)
Filed 2026-04-27
Farther Finance Advisors, LLC
CLOSED
Shares0 from 3,278
Change-3,278 (-100%)
Value$0 (-$50.0K)
Filed 2026-04-07
Marshall & Sterling Wealth Advisors Inc.
CLOSED
Shares0 from 2,837
Change-2,837 (-100%)
Value$0 (-$43.3K)
Filed 2026-05-07
United Community Bank
CLOSED
Shares0 from 2,550
Change-2,550 (-100%)
Value$0 (-$38.9K)
Filed 2026-04-24
Central Trust Co
CLOSED
Shares0 from 2,000
Change-2,000 (-100%)
Value$0 (-$30.5K)
Filed 2026-04-17
Sunbelt Securities, Inc.
CLOSED
Shares0 from 2,000
Change-2,000 (-100%)
Value$0 (-$30.5K)
Filed 2026-05-18
SOA Wealth Advisors, Llc.
CLOSED
Shares0 from 1,283
Change-1,283 (-100%)
Value$0 (-$19.6K)
Filed 2026-05-20
Global Wealth Strategies & Associates
CLOSED
Shares0 from 1,245
Change-1,245 (-100%)
Value$0 (-$19.0K)
Filed 2026-04-03
Costello Asset Management, Inc
CLOSED
Shares0 from 1,169
Change-1,169 (-100%)
Value$0 (-$17.8K)
Filed 2026-04-30
WPG Advisers, LLC
CLOSED
Shares0 from 993
Change-993 (-100%)
Value$0 (-$15.2K)
Filed 2026-04-30
Assetmark, Inc
CLOSED
Shares0 from 944
Change-944 (-100%)
Value$0 (-$14.4K)
Filed 2026-05-06
Kilter Group LLC
CLOSED
Shares0 from 917
Change-917 (-100%)
Value$0 (-$14.0K)
Filed 2026-05-14
IFC & Insurance Marketing, Inc.
CLOSED
Shares0 from 864
Change-864 (-100%)
Value$0 (-$13)
Filed 2026-04-17
Steward Partners Investment Advisory, LLC
CLOSED
Shares0 from 800
Change-800 (-100%)
Value$0 (-$12.2K)
Filed 2026-05-08
PNC Financial Services Group, Inc.
CLOSED
Shares0 from 750
Change-750 (-100%)
Value$0 (-$11.4K)
Filed 2026-05-08
Smallwood Wealth Investment Management, LLC
CLOSED
Shares0 from 693
Change-693 (-100%)
Value$0 (-$10.6K)
Filed 2026-04-22
Arax Advisory Partners
CLOSED
Shares0 from 600
Change-600 (-100%)
Value$0 (-$9.2K)
Filed 2026-05-13
JPMorgan Chase & Co
CLOSED
Shares0 from 403
Change-403 (-100%)
Value$0 (-$6.2K)
Filed 2026-05-13
GoalVest Advisory LLC
CLOSED
Shares0 from 339
Change-339 (-100%)
Value$0 (-$5.2K)
Filed 2026-04-13
Fourth Dimension Wealth, LLC
CLOSED
Shares0 from 277
Change-277 (-100%)
Value$0 (-$4.2K)
Filed 2026-05-11
MAI Capital Management
CLOSED
Shares0 from 200
Change-200 (-100%)
Value$0 (-$3.1K)
Filed 2026-05-15
Jones Financial Companies Lllp
CLOSED
Shares0 from 180
Change-180 (-100%)
Value$0 (-$2.7K)
Filed 2026-05-15
Fifth Third Bancorp
CLOSED
Shares0 from 172
Change-172 (-100%)
Value$0 (-$2.6K)
Filed 2026-05-01
N.E.W. Advisory Services LLC
CLOSED
Shares0 from 80
Change-80 (-100%)
Value$0 (-$1.2K)
Filed 2026-05-05
Flagship Harbor Advisors, LLC
CLOSED
Shares0 from 60
Change-60 (-100%)
Value$0 (-$916)
Filed 2026-04-28
Gamma Investing LLC
CLOSED
Shares0 from 35
Change-35 (-100%)
Value$0 (-$534)
Filed 2026-04-06
SageView Advisory Group, LLC
CLOSED
Shares0 from 4
Change-4 (-100%)
Value$0 (-$62)
Filed 2026-08-10
Global Retirement Partners, LLC
N/A
Shares— from 8,202
Change-8,202 (-100%)
Value—
Comerica Bank
N/A
Shares— from 4,387
Change-4,387 (-100%)
Value—
GPS Wealth Strategies Group, LLC
N/A
Shares— from 561
Change-561 (-100%)
Value—
Status
Formidable Asset Management, LLC
UNCHANGED37,37137,37100%$556.5K$570.3K+$13.8K2026-04-22
Stolper Co
DECREASED14,70936,490-21,781-60%$557$10.0K+$9.5K2026-04-13
Private Trust Co NA
UNCHANGED3,2003,20000%$48.8K$45.1K-$3.7K2026-04-30
Morgan Stanley
CLOSED01,714,813-1,714,813-100%$26.2M$0-$26.2M2026-05-15
Bank of America Corp
CLOSED01,123,777-1,123,777-100%$17.1M$0-$17.1M2026-05-18
Raymond James Financial Inc
CLOSED0729,615-729,615-100%$11.1M$0-$11.1M2026-05-14
Wells Fargo & Company
CLOSED0636,472-636,472-100%$9.7M$0-$9.7M2026-07-08
Allspring Global Investments Holdings, LLC
CLOSED0603,228-603,228-100%$9.2M$0-$9.2M2026-05-05
Invesco Ltd.
CLOSED0554,865-554,865-100%$8.5M$0-$8.5M2026-07-15
Guggenheim Capital LLC
CLOSED0472,794-472,794-100%$7.2M$0-$7.2M2026-05-15
UBS Group AG
CLOSED0403,874-403,874-100%$6.2M$0-$6.2M2026-05-05
Capital Investment Advisors, LLC
CLOSED0353,064-353,064-100%$5.4M$0-$5.4M2026-04-17
Wolverine Asset Management LLC
CLOSED0249,306-249,306-100%$3.8M$0-$3.8M2026-05-04
AQR Arbitrage LLC
CLOSED0204,492-204,492-100%$3.1M$0-$3.1M2026-05-15
LPL Financial LLC
CLOSED0202,293-202,293-100%$3.1M$0-$3.1M2026-05-06
Shaker Financial Services, LLC
CLOSED0199,214-199,214-100%$3.0M$0-$3.0M2026-05-12
Cornerstone Advisors, LLC
CLOSED0185,466-185,466-100%$2.8M$0-$2.8M2026-05-08
Thomas J. Herzfeld Advisors, Inc.
CLOSED0183,190-183,190-100%$2.8M$0-$2.8M2026-05-12
MML Investors Services, LLC
CLOSED0135,848-135,848-100%$2.1M$0-$2.1M2026-05-04
Advisors Asset Management, Inc.
CLOSED0116,766-116,766-100%$1.8M$0-$1.8M2026-05-15
Almitas Capital LLC
CLOSED0114,201-114,201-100%$1.7M$0-$1.7M2026-05-15
Absolute Investment Advisers, LLC
CLOSED098,482-98,482-100%$1.5M$0-$1.5M2026-04-22
Osaic Holdings, Inc.
CLOSED096,637-96,637-100%$1.5M$0-$1.5M2026-05-15
Royal Bank of Canada
CLOSED092,820-92,820-100%$1.4M$0-$1.4M2026-05-15
Envestnet Asset Management Inc
CLOSED091,615-91,615-100%$1.4M$0-$1.4M2026-05-04
Lanark Financial, Inc.
CLOSED090,166-90,166-100%$1.4M$0-$1.4M2026-04-14
Cetera Investment Advisers
CLOSED087,563-87,563-100%$1.3M$0-$1.3M2026-05-13
Park Avenue Securities LLC
CLOSED085,101-85,101-100%$1.3K$0-$1.3K2026-04-07
Advisory Advocates, LLC
CLOSED084,167-84,167-100%$1.3M$0-$1.3M2026-05-05
Ionic Capital Management LLC
CLOSED072,133-72,133-100%$1.1M$0-$1.1M2026-05-15
&partners
CLOSED069,614-69,614-100%$1.1M$0-$1.1M2026-05-15
Integrated Wealth Concepts LLC
CLOSED065,778-65,778-100%$1.0M$0-$1.0M2026-05-15
Private Advisor Group, LLC
CLOSED065,298-65,298-100%$996.4K$0-$996.4K2026-04-27
Altium Capital Management LLC
CLOSED060,998-60,998-100%$930.8K$0-$930.8K2026-05-01
Shulman DeMeo Asset Management LLC
CLOSED059,250-59,250-100%$904.2K$0-$904.2K2026-04-09
Prevail Innovative Wealth Advisors, LLC
CLOSED057,026-57,026-100%$870.2K$0-$870.2K2026-04-30
NewEdge Advisors, LLC
CLOSED054,578-54,578-100%$832.9K$0-$832.9K2026-06-03
Janney Montgomery Scott LLC
CLOSED047,597-47,597-100%$726$0-$7262026-04-22
D.A. Davidson & Co.
CLOSED039,943-39,943-100%$609.5K$0-$609.5K2026-05-05
Dynamic Advisor Solutions LLC
CLOSED038,250-38,250-100%$583.7K$0-$583.7K2026-04-08
PMG Family Office LLC
CLOSED037,842-37,842-100%$577.5K$0-$577.5K2026-04-17
Choreo, LLC
CLOSED036,354-36,354-100%$565.3K$0-$565.3K2026-05-13
Stifel Financial Corp
CLOSED035,361-35,361-100%$539.6K$0-$539.6K2026-05-12
Commonwealth Equity Services, LLC
CLOSED034,894-34,894-100%$532.5K$0-$532.5K2026-04-27
Closed-End Fund Advisors, Inc.
CLOSED034,829-34,829-100%$531.5K$0-$531.5K2026-05-11
Schnieders Capital Management, Llc.
CLOSED031,850-31,850-100%$486.0K$0-$486.0K2026-05-04
Cambridge Investment Research Advisors, Inc.
CLOSED031,540-31,540-100%$481$0-$4812026-04-30
Nations Financial Group Inc,
CLOSED030,249-30,249-100%$461.6K$0-$461.6K2026-04-15
Institute for Wealth Management, Llc.
CLOSED028,143-28,143-100%$429.5K$0-$429.5K2026-05-14
Calamos Advisors LLC
CLOSED025,709-25,709-100%$392.3K$0-$392.3K2026-05-04
Wedbush Securities Inc
CLOSED025,255-25,255-100%$385$0-$3852026-04-21
Diversify Advisory Services, LLC
CLOSED024,566-24,566-100%$379.5K$0-$379.5K2026-05-04
Leo Wealth, LLC
CLOSED023,000-23,000-100%$351.0K$0-$351.0K2026-05-05
Sagespring Wealth Partners, LLC
CLOSED022,923-22,923-100%$349.8K$0-$349.8K2026-05-07
Yakira Capital Management, Inc.
CLOSED022,654-22,654-100%$345.7K$0-$345.7K2026-05-14
Lido Advisors, LLC
CLOSED018,825-18,825-100%$286.0K$0-$286.0K2026-05-13
Quantedge Capital Pte Ltd
CLOSED018,800-18,800-100%$286.9K$0-$286.9K2026-05-12
Integrated Capital Management, Inc.
CLOSED018,177-18,177-100%$277.4K$0-$277.4K2026-05-07
Summit Financial, LLC
CLOSED017,215-17,215-100%$262.7K$0-$262.7K2026-05-15
Morey & Quinn Wealth Partners, LLC
CLOSED016,676-16,676-100%$254.5K$0-$254.5K2026-04-22
B. Riley Wealth Advisors, Inc.
CLOSED015,961-15,961-100%$243.6K$0-$243.6K2026-04-27
Quarry LP
CLOSED015,894-15,894-100%$242.5K$0-$242.5K2026-05-15
Rockefeller Capital Management L.P.
CLOSED015,556-15,556-100%$237.4K$0-$237.4K2026-05-14
Pinnacle Associates LTD
CLOSED015,516-15,516-100%$236.8K$0-$236.8K2026-04-22
Northwestern Mutual Wealth Management Co
CLOSED015,080-15,080-100%$230.1K$0-$230.1K2026-05-07
HighTower Advisors, LLC
CLOSED015,053-15,053-100%$229.7K$0-$229.7K2026-05-05
Berthel, Fisher & Company Financial Services, Inc.
CLOSED015,028-15,028-100%$229.3K$0-$229.3K2026-10-30
BFC Planning, Inc.
CLOSED015,028-15,028-100%$229.3K$0-$229.3K2026-10-29
Kapstone Financial Advisors LLC
CLOSED014,535-14,535-100%$221.8K$0-$221.8K2026-04-22
Uhlmann Price Securities, LLC
CLOSED014,336-14,336-100%$218.8K$0-$218.8K2026-04-16
Kingsview Wealth Management, LLC
CLOSED013,734-13,734-100%$209.6K$0-$209.6K2026-05-12
Mariner, LLC
CLOSED013,603-13,603-100%$207.6K$0-$207.6K2026-05-13
Allworth Financial LP
CLOSED013,432-13,432-100%$205.0K$0-$205.0K2026-05-15
Accredited Investor Services, LLC
CLOSED013,132-13,132-100%$200.4K$0-$200.4K2026-04-21
Kestra Advisory Services, LLC
CLOSED012,465-12,465-100%$190.2K$0-$190.2K2026-04-30
TrueMark Investments, LLC
CLOSED012,137-12,137-100%$185.2K$0-$185.2K2026-04-20
PKS Advisory Services, LLC
CLOSED011,894-11,894-100%$181.5K$0-$181.5K2026-05-13
Waverly Advisors, LLC
CLOSED011,613-11,613-100%$177.2K$0-$177.2K2026-05-15
Merit Financial Group, LLC
CLOSED011,582-11,582-100%$176.7K$0-$176.7K2026-04-15
Baird Financial Group, Inc.
CLOSED010,930-10,930-100%$166.8K$0-$166.8K2026-05-14
Vista Investment Partners II, LLC
CLOSED010,800-10,800-100%$164.8K$0-$164.8K2026-04-23
World Investment Advisors
CLOSED010,500-10,500-100%$160.2K$0-$160.2K2026-04-27
Harbour Investments, Inc.
CLOSED08,310-8,310-100%$126.8K$0-$126.8K2026-05-15
Wealth Preservation Advisors, LLC
CLOSED08,190-8,190-100%$125.0K$0-$125.0K2026-05-15
PFS Partners, LLC
CLOSED07,863-7,863-100%$120.0K$0-$120.0K2026-04-09
Blue Trust, Inc.
CLOSED07,000-7,000-100%$106.8K$0-$106.8K2026-04-20
Larson Financial Group LLC
CLOSED06,000-6,000-100%$91.6K$0-$91.6K2026-05-15
Eastern Bank
CLOSED05,038-5,038-100%$76.9K$0-$76.9K2026-04-07
Pinnacle Wealth Planning Services, Inc.
CLOSED03,584-3,584-100%$54.7K$0-$54.7K2026-05-11
TD Private Client Wealth LLC
CLOSED03,540-3,540-100%$54.0K$0-$54.0K2026-04-27
Farther Finance Advisors, LLC
CLOSED03,278-3,278-100%$50.0K$0-$50.0K2026-04-07
Marshall & Sterling Wealth Advisors Inc.
CLOSED02,837-2,837-100%$43.3K$0-$43.3K2026-05-07
United Community Bank
CLOSED02,550-2,550-100%$38.9K$0-$38.9K2026-04-24
Central Trust Co
CLOSED02,000-2,000-100%$30.5K$0-$30.5K2026-04-17
Sunbelt Securities, Inc.
CLOSED02,000-2,000-100%$30.5K$0-$30.5K2026-05-18
SOA Wealth Advisors, Llc.
CLOSED01,283-1,283-100%$19.6K$0-$19.6K2026-05-20
Global Wealth Strategies & Associates
CLOSED01,245-1,245-100%$19.0K$0-$19.0K2026-04-03
Costello Asset Management, Inc
CLOSED01,169-1,169-100%$17.8K$0-$17.8K2026-04-30
WPG Advisers, LLC
CLOSED0993-993-100%$15.2K$0-$15.2K2026-04-30
Assetmark, Inc
CLOSED0944-944-100%$14.4K$0-$14.4K2026-05-06
Kilter Group LLC
CLOSED0917-917-100%$14.0K$0-$14.0K2026-05-14
IFC & Insurance Marketing, Inc.
CLOSED0864-864-100%$13$0-$132026-04-17
Steward Partners Investment Advisory, LLC
CLOSED0800-800-100%$12.2K$0-$12.2K2026-05-08
PNC Financial Services Group, Inc.
CLOSED0750-750-100%$11.4K$0-$11.4K2026-05-08
Smallwood Wealth Investment Management, LLC
CLOSED0693-693-100%$10.6K$0-$10.6K2026-04-22
Arax Advisory Partners
CLOSED0600-600-100%$9.2K$0-$9.2K2026-05-13
JPMorgan Chase & Co
CLOSED0403-403-100%$6.2K$0-$6.2K2026-05-13
GoalVest Advisory LLC
CLOSED0339-339-100%$5.2K$0-$5.2K2026-04-13
Fourth Dimension Wealth, LLC
CLOSED0277-277-100%$4.2K$0-$4.2K2026-05-11
MAI Capital Management
CLOSED0200-200-100%$3.1K$0-$3.1K2026-05-15
Jones Financial Companies Lllp
CLOSED0180-180-100%$2.7K$0-$2.7K2026-05-15
Fifth Third Bancorp
CLOSED0172-172-100%$2.6K$0-$2.6K2026-05-01
N.E.W. Advisory Services LLC
CLOSED080-80-100%$1.2K$0-$1.2K2026-05-05
Flagship Harbor Advisors, LLC
CLOSED060-60-100%$916$0-$9162026-04-28
Gamma Investing LLC
CLOSED035-35-100%$534$0-$5342026-04-06
SageView Advisory Group, LLC
CLOSED04-4-100%$62$0-$622026-08-10
Global Retirement Partners, LLC
N/A—8,202-8,202-100%$125.2K———
Comerica Bank
N/A—4,387-4,387-100%$66.9K———
GPS Wealth Strategies Group, LLC
N/A—561-561-100%$8.6K———
Showing 119 of 119 institutions