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Nuveen High Income 2020 Targ

Q2 2020 vs Q3 2020

Comparing institutional holders between quarters

Quarters

Q3 2020Q2 2020Q1 2020Q4 2019Q3 2019
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Integrated Wealth Concepts LLC
DECREASED
Shares1,881,845 from 2,124,810
Change-242,965 (-11%)
Value$17.8K (-$2.0K)
Filed 2020-11-13
Morgan Stanley
DECREASED
Shares1,140,542 from 1,199,838
Change-59,296 (-5%)
Value$10.8K (-$387)
Filed 2020-11-13
Baird Financial Group, Inc.
INCREASED
Shares185,791 from 183,507
Change+2,284 (+1%)
Value$1.8K (+$48)
Filed 2020-11-12
Gerber Kawasaki Wealth & Investment Management
DECREASED
Shares177,078 from 270,477
Change-93,399 (-35%)
Value$1.7K (-$844)
Filed 2020-11-02
Raymond James & Associates
DECREASED
Shares113,396 from 130,084
Change-16,688 (-13%)
Value$1.1K (-$139)
Filed 2020-11-04
Wells Fargo & Company
INCREASED
Shares112,478 from 104,882
Change+7,596 (+7%)
Value$1.1K (+$88)
Filed 2020-11-05
Susquehanna International Group, LLP
INCREASED
Shares112,167 from 31,893
Change+80,274 (+252%)
Value$1.1K (+$763)
Filed 2020-11-16
D.A. Davidson & Co.
INCREASED
Shares99,008 from 92,848
Change+6,160 (+7%)
Value$936 (+$72)
Filed 2020-11-02
Royal Bank of Canada
INCREASED
Shares79,567 from 75,337
Change+4,230 (+6%)
Value$752 (+$51)
Filed 2020-11-16
Envestnet Asset Management Inc
INCREASED
Shares73,891 from 65,875
Change+8,016 (+12%)
Value$699 (+$86)
Filed 2020-10-09
Park Avenue Securities LLC
INCREASED
Shares73,407 from 65,408
Change+7,999 (+12%)
Value$694 (+$85)
Filed 2020-11-03
American Institute for Advanced Investment Management, LLP
DECREASED
Shares66,806 from 75,656
Change-8,850 (-12%)
Value$632 (-$72)
Filed 2020-10-07
Stratos Wealth Partners, Ltd.
DECREASED
Shares64,993 from 68,988
Change-3,995 (-6%)
Value$614 (-$28)
Filed 2020-10-29
Commonwealth Equity Services, LLC
INCREASED
Shares59,602 from 57,858
Change+1,744 (+3%)
Value$563 (+$25)
Filed 2020-11-05
Arlington Capital Management Inc
DECREASED
Shares47,523 from 50,235
Change-2,712 (-5%)
Value$449 (-$19)
Filed 2020-11-09
Truist Financial Corp
INCREASED
Shares45,322 from 44,894
Change+428 (+1%)
Value$428 (+$10)
Filed 2021-11-05
Rivernorth Capital Management, LLC
NEW
Shares39,384
Change+39,384
Value$372
Filed 2020-11-16
Wunderlich Securities, Inc.
INCREASED
Shares36,767 from 36,763
Change+4 (+0%)
Value$348 (+$6)
Filed 2020-11-12
M&T Bank Corp
UNCHANGED
Shares35,528 from 35,528
Change0 (0%)
Value$336 (+$5)
Filed 2020-11-06
LPL Financial LLC
DECREASED
Shares34,098 from 39,098
Change-5,000 (-13%)
Value$322 (-$42)
Filed 2020-11-09
Steward Partners Investment Advisory, LLC
INCREASED
Shares31,896 from 30,104
Change+1,792 (+6%)
Value$302 (+$22)
Filed 2020-10-30
Bank of America Corp
DECREASED
Shares18,134 from 18,895
Change-761 (-4%)
Value$171 (-$5)
Filed 2020-11-13
Osaic Holdings, Inc.
UNCHANGED
Shares15,908 from 15,908
Change0 (0%)
Value$150 (+$2)
Filed 2020-11-12
StoneX Group Inc.
NEW
Shares12,550
Change+12,550
Value$119
Filed 2020-11-12
UBS Group AG
INCREASED
Shares12,306 from 10,779
Change+1,527 (+14%)
Value$116 (+$16)
Filed 2020-11-12
Integrated Capital Management, Inc.
NEW
Shares11,259
Change+11,259
Value$106
Filed 2020-10-13
Citigroup Inc
UNCHANGED
Shares1,500 from 1,500
Change0 (0%)
Value$14 ($0)
Filed 2020-11-12
Cetera Advisor Networks LLC
CLOSED
Shares0 from 2,500
Change-2,500 (-100%)
Value$0 (-$23)
Filed 2020-11-13
Wolverine Asset Management LLC
CLOSED
Shares0 from 1,927
Change-1,927 (-100%)
Value$0 (-$17)
Filed 2020-11-13
Private Advisor Group, LLC
CLOSED
Shares0 from 444
Change-444 (-100%)
Value$0 (-$4)
Filed 2020-11-02
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2020-11-13
Status
Integrated Wealth Concepts LLC
DECREASED1,881,8452,124,810-242,965-11%$19.8K$17.8K-$2.0K2020-11-13
Morgan Stanley
DECREASED1,140,5421,199,838-59,296-5%$11.2K$10.8K-$3872020-11-13
Baird Financial Group, Inc.
INCREASED185,791183,507+2,284+1%$1.7K$1.8K+$482020-11-12
Gerber Kawasaki Wealth & Investment Management
DECREASED177,078270,477-93,399-35%$2.5K$1.7K-$8442020-11-02
Raymond James & Associates
DECREASED113,396130,084-16,688-13%$1.2K$1.1K-$1392020-11-04
Wells Fargo & Company
INCREASED112,478104,882+7,596+7%$976$1.1K+$882020-11-05
Susquehanna International Group, LLP
INCREASED112,16731,893+80,274+252%$297$1.1K+$7632020-11-16
D.A. Davidson & Co.
INCREASED99,00892,848+6,160+7%$864$936+$722020-11-02
Royal Bank of Canada
INCREASED79,56775,337+4,230+6%$701$752+$512020-11-16
Envestnet Asset Management Inc
INCREASED73,89165,875+8,016+12%$613$699+$862020-10-09
Park Avenue Securities LLC
INCREASED73,40765,408+7,999+12%$609$694+$852020-11-03
American Institute for Advanced Investment Management, LLP
DECREASED66,80675,656-8,850-12%$704$632-$722020-10-07
Stratos Wealth Partners, Ltd.
DECREASED64,99368,988-3,995-6%$642$614-$282020-10-29
Commonwealth Equity Services, LLC
INCREASED59,60257,858+1,744+3%$538$563+$252020-11-05
Arlington Capital Management Inc
DECREASED47,52350,235-2,712-5%$468$449-$192020-11-09
Truist Financial Corp
INCREASED45,32244,894+428+1%$418$428+$102021-11-05
Rivernorth Capital Management, LLC
NEW39,384—+39,384——$372—2020-11-16
Wunderlich Securities, Inc.
INCREASED36,76736,763+4+0%$342$348+$62020-11-12
M&T Bank Corp
UNCHANGED35,52835,52800%$331$336+$52020-11-06
LPL Financial LLC
DECREASED34,09839,098-5,000-13%$364$322-$422020-11-09
Steward Partners Investment Advisory, LLC
INCREASED31,89630,104+1,792+6%$280$302+$222020-10-30
Bank of America Corp
DECREASED18,13418,895-761-4%$176$171-$52020-11-13
Osaic Holdings, Inc.
UNCHANGED15,90815,90800%$148$150+$22020-11-12
StoneX Group Inc.
NEW12,550—+12,550——$119—2020-11-12
UBS Group AG
INCREASED12,30610,779+1,527+14%$100$116+$162020-11-12
Integrated Capital Management, Inc.
NEW11,259—+11,259——$106—2020-10-13
Citigroup Inc
UNCHANGED1,5001,50000%$14$14$02020-11-12
Cetera Advisor Networks LLC
CLOSED02,500-2,500-100%$23$0-$232020-11-13
Wolverine Asset Management LLC
CLOSED01,927-1,927-100%$17$0-$172020-11-13
Private Advisor Group, LLC
CLOSED0444-444-100%$4$0-$42020-11-02
Proequities, Inc.
UNCHANGED000—$0$0$02020-11-13
Showing 31 of 31 institutions