Nuveen PFD & Income 2022 TER

Q2 2023 vs Q3 2023

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Morgan Stanley

INCREASED

Shares231,895 from 176,536

Change+55,359 (+31%)

Value$3.6M (+$795.0K)

Filed 2023-11-15

SIT Investment Associates Inc

INCREASED

Shares168,009 from 118,307

Change+49,702 (+42%)

Value$2.6K (+$731)

Filed 2023-11-13

Osaic Holdings, Inc.

INCREASED

Shares95,354 from 91,133

Change+4,221 (+5%)

Value$1.5M (+$28.0K)

Filed 2023-11-13

Bank of America Corp

DECREASED

Shares70,565 from 76,708

Change-6,143 (-8%)

Value$1.1M (-$128.7K)

Filed 2023-11-14

Wolverine Asset Management LLC

INCREASED

Shares56,334 from 43,121

Change+13,213 (+31%)

Value$884.4K (+$189.3K)

Filed 2023-11-13

Envestnet Asset Management Inc

INCREASED

Shares44,853 from 39,700

Change+5,153 (+13%)

Value$704.2K (+$64.2K)

Filed 2023-11-13

Davenport & Co LLC

UNCHANGED

Shares41,700 from 41,700

Change0 (0%)

Value$654.7K (-$17.5K)

Filed 2023-10-17

Saba Capital Management, L.P.A

NEW

Shares41,356

Change+41,356

Value$649.3K

Filed 2023-11-14

Janney Montgomery Scott LLC

DECREASED

Shares38,854 from 40,380

Change-1,526 (-4%)

Value$610 (-$41)

Filed 2023-11-08

Woodline Partners LP

DECREASED

Shares34,614 from 36,242

Change-1,628 (-4%)

Value$543.4K (-$40.8K)

Filed 2023-11-14

Wells Fargo & Company

DECREASED

Shares32,943 from 34,035

Change-1,092 (-3%)

Value$517.2K (-$31.4K)

Filed 2023-11-13

UBS Group AG

UNCHANGED

Shares29,584 from 29,584

Change0 (0%)

Value$464.5K (-$12.4K)

Filed 2023-11-09

Stifel Financial Corp

INCREASED

Shares29,042 from 23,348

Change+5,694 (+24%)

Value$456.0K (+$79.6K)

Filed 2023-11-13

RPO LLC

NEW

Shares27,407

Change+27,407

Value$430.3K

Filed 2023-11-06

Invesco Ltd.

DECREASED

Shares24,503 from 25,313

Change-810 (-3%)

Value$384.7K (-$23.3K)

Filed 2023-11-13

Thomas J. Herzfeld Advisors, Inc.

INCREASED

Shares14,807 from 9,766

Change+5,041 (+52%)

Value$232.5K (+$75.0K)

Filed 2023-11-13

CSS LLC

INCREASED

Shares13,198 from 11,351

Change+1,847 (+16%)

Value$207.2K (+$24.2K)

Filed 2023-11-14

Boothbay Fund Management, LLC

NEW

Shares12,333

Change+12,333

Value$193.6K

Filed 2023-11-14

Chicago Partners Investment Group LLC

INCREASED

Shares11,552 from 11,535

Change+17 (+0%)

Value$172.0K (-$16.3K)

Filed 2023-10-26

Logan Stone Capital, LLC

UNCHANGED

Shares11,139 from 11,139

Change0 (0%)

Value$174.9K (-$4.7K)

Filed 2023-11-14

Sea Otter Advisors LLC

INCREASED

Shares10,000 from 7,022

Change+2,978 (+42%)

Value$157.0K (+$43.8K)

Filed 2023-11-14

FNY Investment Advisers, LLC

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$3 ($0)

Filed 2023-10-10

Northwestern Mutual Wealth Management Co

NEW

Shares196

Change+196

Value$3.1K

Filed 2023-11-14

Susquehanna International Group, LLP

CLOSED

Shares0 from 20,232

Change-20,232 (-100%)

Value$0 (-$326.1K)

Filed 2023-11-14

Royal Bank of Canada

CLOSED

Shares0 from 12,700

Change-12,700 (-100%)

Value$0 (-$205.0K)

Filed 2023-11-14

US Bancorp \de\

CLOSED

Shares0 from 1,200

Change-1,200 (-100%)

Value$0 (-$19.3K)

Filed 2023-11-03

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2023-10-30

	Status
Morgan Stanley	INCREASED	231,895	176,536	+55,359	+31%	$2.8M	$3.6M	+$795.0K	2023-11-15
SIT Investment Associates Inc	INCREASED	168,009	118,307	+49,702	+42%	$1.9K	$2.6K	+$731	2023-11-13
Osaic Holdings, Inc.	INCREASED	95,354	91,133	+4,221	+5%	$1.5M	$1.5M	+$28.0K	2023-11-13
Bank of America Corp	DECREASED	70,565	76,708	-6,143	-8%	$1.2M	$1.1M	-$128.7K	2023-11-14
Wolverine Asset Management LLC	INCREASED	56,334	43,121	+13,213	+31%	$695.1K	$884.4K	+$189.3K	2023-11-13
Envestnet Asset Management Inc	INCREASED	44,853	39,700	+5,153	+13%	$640.0K	$704.2K	+$64.2K	2023-11-13
Davenport & Co LLC	UNCHANGED	41,700	41,700	0	0%	$672.2K	$654.7K	-$17.5K	2023-10-17
Saba Capital Management, L.P.A	NEW	41,356	—	+41,356	—	—	$649.3K	—	2023-11-14
Janney Montgomery Scott LLC	DECREASED	38,854	40,380	-1,526	-4%	$651	$610	-$41	2023-11-08
Woodline Partners LP	DECREASED	34,614	36,242	-1,628	-4%	$584.2K	$543.4K	-$40.8K	2023-11-14
Wells Fargo & Company	DECREASED	32,943	34,035	-1,092	-3%	$548.6K	$517.2K	-$31.4K	2023-11-13
UBS Group AG	UNCHANGED	29,584	29,584	0	0%	$476.9K	$464.5K	-$12.4K	2023-11-09
Stifel Financial Corp	INCREASED	29,042	23,348	+5,694	+24%	$376.4K	$456.0K	+$79.6K	2023-11-13
RPO LLC	NEW	27,407	—	+27,407	—	—	$430.3K	—	2023-11-06
Invesco Ltd.	DECREASED	24,503	25,313	-810	-3%	$408.0K	$384.7K	-$23.3K	2023-11-13
Thomas J. Herzfeld Advisors, Inc.	INCREASED	14,807	9,766	+5,041	+52%	$157.4K	$232.5K	+$75.0K	2023-11-13
CSS LLC	INCREASED	13,198	11,351	+1,847	+16%	$183.0K	$207.2K	+$24.2K	2023-11-14
Boothbay Fund Management, LLC	NEW	12,333	—	+12,333	—	—	$193.6K	—	2023-11-14
Chicago Partners Investment Group LLC	INCREASED	11,552	11,535	+17	+0%	$188.3K	$172.0K	-$16.3K	2023-10-26
Logan Stone Capital, LLC	UNCHANGED	11,139	11,139	0	0%	$179.6K	$174.9K	-$4.7K	2023-11-14
Sea Otter Advisors LLC	INCREASED	10,000	7,022	+2,978	+42%	$113.2K	$157.0K	+$43.8K	2023-11-14
FNY Investment Advisers, LLC	UNCHANGED	200	200	0	0%	$3	$3	$0	2023-10-10
Northwestern Mutual Wealth Management Co	NEW	196	—	+196	—	—	$3.1K	—	2023-11-14
Susquehanna International Group, LLP	CLOSED	0	20,232	-20,232	-100%	$326.1K	$0	-$326.1K	2023-11-14
Royal Bank of Canada	CLOSED	0	12,700	-12,700	-100%	$205.0K	$0	-$205.0K	2023-11-14
US Bancorp \de\	CLOSED	0	1,200	-1,200	-100%	$19.3K	$0	-$19.3K	2023-11-03
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2023-10-30

Showing 27 of 27 institutions