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Nuveen High Income November

CUSIP: 67077N106 | 121 institutional holders

Quarters

Q3 2021Q2 2021Q1 2021Q4 2020Q3 2020
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Institutional Holders — Q3 2021

Morgan Stanley3,596,216
0.0% of portfolio›$33.7K
Integrated Wealth Concepts LLC2,038,464
0.0% of portfolio›$19.1K
Rivernorth Capital Management, LLC1,957,938
0.1% of portfolio›$18.4K
Relative Value Partners Group, LLC1,061,115
0.3% of portfolio›$10.0K
Wells Fargo & Company693,617
0.0% of portfolio›$6.5K
UBS Group AG484,121
0.0% of portfolio›$4.5K
1607 Capital Partners, LLC356,026
0.0% of portfolio›$3.3K
Royal Bank of Canada333,481
0.0% of portfolio›$3.1K
Bank of America Corp314,880
0.0% of portfolio›$3.0K
Truist Financial Corp247,038
0.0% of portfolio›$2.3K
Stifel Financial Corp222,658
0.0% of portfolio›$2.1K
Karpus Management, Inc.191,655
0.0% of portfolio›$1.8K
Raymond James & Associates171,757
0.0% of portfolio›$1.6K
Arlington Capital Management Inc153,401
0.1% of portfolio›$1.4K
Steward Partners Investment Advisory, LLC134,989
0.0% of portfolio›$1.3K
Davenport & Co LLC108,300
0.0% of portfolio›$1.0K
D.A. Davidson & Co.95,524
0.0% of portfolio›$896
LPL Financial LLC91,330
0.0% of portfolio›$857
Susquehanna International Group, LLP84,910
0.0% of portfolio›$796
Jane Street Group, LLC84,222
0.0% of portfolio›$790
Shaker Financial Services, LLC77,218
0.1% of portfolio›$724
Mathes Company, Inc.64,500
0.0% of portfolio›$605
Commonwealth Equity Services, LLC60,238
0.0% of portfolio›$565
Raymond James Financial Services Advisors, Inc.58,182
0.0% of portfolio›$546
B. Riley Wealth Advisors, Inc.57,028
0.0% of portfolio›$535
StoneX Group Inc.56,857
0.0% of portfolio›$534
Creative Planning55,514
0.0% of portfolio›$521
Sheaff Brock Investment Advisors, LLC49,167
0.0% of portfolio›$462
Hilltop Holdings Inc.43,300
0.0% of portfolio›$406
Cambridge Investment Research Advisors, Inc.42,790
0.0% of portfolio›$401
Stratos Wealth Partners, Ltd.39,247
0.0% of portfolio›$368
Cypress Wealth Services, LLC35,535
0.0% of portfolio›$333
SeaCrest Wealth Management, LLC29,640
0.0% of portfolio›$278
Osaic Holdings, Inc.26,611
0.0% of portfolio›$250
Kestra Private Wealth Services, LLC21,034
0.0% of portfolio›$197
Wunderlich Securities, Inc.17,949
0.0% of portfolio›$168
Stephens Inc17,500
0.0% of portfolio›$164
Belpointe Asset Management LLC16,543
0.0% of portfolio›$155
Kingsview Wealth Management, LLC16,331
0.0% of portfolio›$153
Envestnet Asset Management Inc16,079
0.0% of portfolio›$151
Oder Investment Management, LLC14,358
0.0% of portfolio›$134
Kestra Advisory Services, LLC13,671
0.0% of portfolio›$128
Davidson Trust Co12,225
0.0% of portfolio›$115
Pointe Capital Management LLC12,000
0.0% of portfolio›$113
Janney Montgomery Scott LLC11,100
0.0% of portfolio›$104
Wedbush Securities Inc10,692
0.0% of portfolio›$100
Snowden Capital Advisors LLC10,124
0.0% of portfolio›$95.0K
Wilbanks Smith & Thomas Asset Management LLC10,000
0.0% of portfolio›$94
Herold Advisors, Inc.4,000
0.0% of portfolio›$37
Ranch Capital Advisors Inc.2,505
0.0% of portfolio›$24
TFC Financial Management, Inc.1,666
0.0% of portfolio›$16
Harbour Investments, Inc.1,500
0.0% of portfolio›$14
US Bancorp \de\1,185
0.0% of portfolio›$11
American Portfolios Advisors750
0.0% of portfolio›$7.0K
Arax Advisory Partners572
0.0% of portfolio›$5
Gerber Kawasaki Wealth & Investment Management23
0.0% of portfolio›$23
Proequities, Inc.0
0.0% of portfolio›$0
StyleTurnoverLocationFiled
Morgan Stanley
3,596,216$33.7K0.0%CoreLowNew York, NY2021-11-15
Integrated Wealth Concepts LLC
2,038,464$19.1K0.0%ETFLowWaltham, MA2021-11-15
Rivernorth Capital Management, LLC
1,957,938$18.4K0.1%YieldHighWest Palm Beach, FL2021-11-15
Relative Value Partners Group, LLC
1,061,115$10.0K0.3%YieldVery LowNorthbrook, IL2021-11-12
Wells Fargo & Company
693,617$6.5K0.0%CoreLowSan Francisco, CA2021-11-15
UBS Group AG
484,121$4.5K0.0%CoreMediumZurich, Switzerland2021-11-15
1607 Capital Partners, LLC
356,026$3.3K0.0%YieldMediumRichmond, VA2021-11-15
Royal Bank of Canada
333,481$3.1K0.0%CoreLowToronto, Australia2021-11-15
Bank of America Corp
314,880$3.0K0.0%CoreLowCharlotte, NC2021-11-15
Truist Financial Corp
247,038$2.3K0.0%CoreLowCharlotte, NC2021-11-05
Stifel Financial Corp
222,658$2.1K0.0%CoreLowSt. Louis, MO2021-11-15
Karpus Management, Inc.
191,655$1.8K0.0%YieldMediumPittsford, NY2022-02-11
Raymond James & Associates
171,757$1.6K0.0%N/AN/ASt Petersburg, FL2021-11-02
Arlington Capital Management Inc
153,401$1.4K0.1%GARPHighArlington Heights, IL2021-11-03
Steward Partners Investment Advisory, LLC
134,989$1.3K0.0%CoreLowStamford, CT2021-11-12
Davenport & Co LLC
108,300$1.0K0.0%CoreMediumRichmond, VA2021-10-14
D.A. Davidson & Co.
95,524$8960.0%CoreLowGreat Falls, MT2021-11-15
LPL Financial LLC
91,330$8570.0%IndexVery LowFort Mill, SC2021-11-15
Susquehanna International Group, LLP
84,910$7960.0%GrowthHighBala Cynwyd, PA2021-11-15
Jane Street Group, LLC
84,222$7900.0%CoreVery HighNew York, NY2021-11-16
Shaker Financial Services, LLC
77,218$7240.1%YieldHighArlington, VA2021-11-02
Mathes Company, Inc.
64,500$6050.0%CoreVery LowNew York, NY2021-10-29
Commonwealth Equity Services, LLC
60,238$5650.0%ETFLowWaltham, MA2021-10-29
Raymond James Financial Services Advisors, Inc.
58,182$5460.0%GrowthVery LowSt. Petersburg, FL2021-11-02
B. Riley Wealth Advisors, Inc.
57,028$5350.0%GrowthLowMemphis, TN2021-11-16
StoneX Group Inc.
56,857$5340.0%ETFMediumNew York, NY2021-10-20
Creative Planning
55,514$5210.0%IndexVery LowOverland Park, KS2021-11-10
Sheaff Brock Investment Advisors, LLC
49,167$4620.0%GrowthVery LowIndianapolis, IN2022-06-02
Hilltop Holdings Inc.
43,300$4060.0%CoreMediumDallas, TX2021-11-15
Cambridge Investment Research Advisors, Inc.
42,790$4010.0%ETFLowFairfield, IA2021-11-02
Stratos Wealth Partners, Ltd.
39,247$3680.0%ETFLowBeachwood, OH2021-10-19
Cypress Wealth Services, LLC
35,535$3330.0%ETFLowPalm Desert, CA2021-10-13
SeaCrest Wealth Management, LLC
29,640$2780.0%GrowthLowPurchase, NY2021-11-16
Osaic Holdings, Inc.
26,611$2500.0%IndexLowScottsdale, AZ2021-11-05
Kestra Private Wealth Services, LLC
21,034$1970.0%GrowthLowAustin, TX2022-07-26
Wunderlich Securities, Inc.
17,949$1680.0%N/AN/AMemphis, TN2021-11-12
Stephens Inc
17,500$1640.0%CoreLowLittle Rock, AR2021-10-27
Belpointe Asset Management LLC
16,543$1550.0%CoreMediumReno, NV2021-11-15
Kingsview Wealth Management, LLC
16,331$1530.0%ETFMediumGrants Pass, OR2021-12-03
Envestnet Asset Management Inc
16,079$1510.0%ETFLowBerwyn, PA2021-10-07
Oder Investment Management, LLC
14,358$1340.0%GrowthLowWoodland Hills, CA2021-11-15
Kestra Advisory Services, LLC
13,671$1280.0%CoreLowAustin, TX2022-07-25
Davidson Trust Co
12,225$1150.0%CoreLowSeattle, WA2021-11-03
Pointe Capital Management LLC
12,000$1130.0%CoreLowGrosse Pointe Farms, MI2021-10-29
Janney Montgomery Scott LLC
11,100$1040.0%CoreLowPhiladelphia, PA2021-10-29
Wedbush Securities Inc
10,692$1000.0%CoreLowPasadena, CA2021-10-08
Snowden Capital Advisors LLC
10,124$95.0K0.0%CoreLowNew York, NY2024-02-06
Wilbanks Smith & Thomas Asset Management LLC
10,000$940.0%N/AN/ANorfolk, VA2021-11-04
Herold Advisors, Inc.
4,000$370.0%CoreLowNew York, NY2021-11-03
Ranch Capital Advisors Inc.
2,505$240.0%CoreVery LowSarasota, FL2021-11-15
TFC Financial Management, Inc.
1,666$160.0%ETFVery LowBoston, MA2021-11-02
Harbour Investments, Inc.
1,500$140.0%ETFLowMadison, WI2021-11-15
US Bancorp \de\
1,185$110.0%IndexLowMinneapolis, MN2021-11-10
American Portfolios Advisors
750$7.0K0.0%N/AN/AHolbrook, NY2023-03-22
Arax Advisory Partners
572$50.0%CoreHighNew York, NY2021-11-05
Gerber Kawasaki Wealth & Investment Management
23$230.0%ETFLowSanta Monica, CA2021-11-15
Proequities, Inc.
0$00.0%GrowthVery LowBirmingham, AL2021-11-09