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Nuveen High Income November

Q2 2021 vs Q3 2021

Comparing institutional holders between quarters

Quarters

Q3 2021Q2 2021Q1 2021Q4 2020Q3 2020
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Morgan Stanley
DECREASED
Shares3,596,216 from 4,351,911
Change-755,695 (-17%)
Value$33.7K (-$7.3K)
Filed 2021-11-15
Integrated Wealth Concepts LLC
INCREASED
Shares2,038,464 from 1,896,926
Change+141,538 (+7%)
Value$19.1K (+$1.3K)
Filed 2021-11-15
Rivernorth Capital Management, LLC
INCREASED
Shares1,957,938 from 1,039,875
Change+918,063 (+88%)
Value$18.4K (+$8.6K)
Filed 2021-11-15
Relative Value Partners Group, LLC
INCREASED
Shares1,061,115 from 898,590
Change+162,525 (+18%)
Value$10.0K (+$1.5K)
Filed 2021-11-12
Wells Fargo & Company
DECREASED
Shares693,617 from 805,514
Change-111,897 (-14%)
Value$6.5K (-$1.1K)
Filed 2021-11-15
UBS Group AG
DECREASED
Shares484,121 from 519,053
Change-34,932 (-7%)
Value$4.5K (-$349)
Filed 2021-11-15
1607 Capital Partners, LLC
DECREASED
Shares356,026 from 481,300
Change-125,274 (-26%)
Value$3.3K (-$1.2K)
Filed 2021-11-15
Royal Bank of Canada
DECREASED
Shares333,481 from 379,656
Change-46,175 (-12%)
Value$3.1K (-$448)
Filed 2021-11-15
Bank of America Corp
DECREASED
Shares314,880 from 332,785
Change-17,905 (-5%)
Value$3.0K (-$181)
Filed 2021-11-15
Truist Financial Corp
DECREASED
Shares247,038 from 284,517
Change-37,479 (-13%)
Value$2.3K (-$363)
Filed 2021-11-05
Stifel Financial Corp
DECREASED
Shares222,658 from 239,258
Change-16,600 (-7%)
Value$2.1K (-$165)
Filed 2021-11-15
Karpus Management, Inc.
UNCHANGED
Shares191,655 from 191,655
Change0 (0%)
Value$1.8K (-$7)
Filed 2022-02-11
Raymond James & Associates
DECREASED
Shares171,757 from 175,241
Change-3,484 (-2%)
Value$1.6K (-$40)
Filed 2021-11-02
Arlington Capital Management Inc
INCREASED
Shares153,401 from 137,459
Change+15,942 (+12%)
Value$1.4K (+$144)
Filed 2021-11-03
Steward Partners Investment Advisory, LLC
INCREASED
Shares134,989 from 131,196
Change+3,793 (+3%)
Value$1.3K (+$30)
Filed 2021-11-12
Davenport & Co LLC
NEW
Shares108,300
Change+108,300
Value$1.0K
Filed 2021-10-14
D.A. Davidson & Co.
DECREASED
Shares95,524 from 96,364
Change-840 (-1%)
Value$896 (-$12)
Filed 2021-11-15
LPL Financial LLC
DECREASED
Shares91,330 from 97,226
Change-5,896 (-6%)
Value$857 (-$59)
Filed 2021-11-15
Susquehanna International Group, LLP
INCREASED
Shares84,910 from 10,374
Change+74,536 (+718%)
Value$796 (+$698)
Filed 2021-11-15
Jane Street Group, LLC
NEW
Shares84,222
Change+84,222
Value$790
Filed 2021-11-16
Shaker Financial Services, LLC
DECREASED
Shares77,218 from 175,090
Change-97,872 (-56%)
Value$724 (-$925)
Filed 2021-11-02
Mathes Company, Inc.
UNCHANGED
Shares64,500 from 64,500
Change0 (0%)
Value$605 (-$3)
Filed 2021-10-29
Commonwealth Equity Services, LLC
DECREASED
Shares60,238 from 60,462
Change-224 (0%)
Value$565 (-$4)
Filed 2021-10-29
Raymond James Financial Services Advisors, Inc.
DECREASED
Shares58,182 from 90,061
Change-31,879 (-35%)
Value$546 (-$302)
Filed 2021-11-02
B. Riley Wealth Advisors, Inc.
DECREASED
Shares57,028 from 61,502
Change-4,474 (-7%)
Value$535 (-$45)
Filed 2021-11-16
StoneX Group Inc.
INCREASED
Shares56,857 from 56,836
Change+21 (+0%)
Value$534 (-$2)
Filed 2021-10-20
Creative Planning
NEW
Shares55,514
Change+55,514
Value$521
Filed 2021-11-10
Sheaff Brock Investment Advisors, LLC
UNCHANGED
Shares49,167 from 49,167
Change0 (0%)
Value$462 (-$2)
Filed 2022-06-02
Hilltop Holdings Inc.
INCREASED
Shares43,300 from 42,300
Change+1,000 (+2%)
Value$406 (+$8)
Filed 2021-11-15
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares42,790 from 87,438
Change-44,648 (-51%)
Value$401 (-$423)
Filed 2021-11-02
Stratos Wealth Partners, Ltd.
UNCHANGED
Shares39,247 from 39,247
Change0 (0%)
Value$368 (-$2)
Filed 2021-10-19
Cypress Wealth Services, LLC
INCREASED
Shares35,535 from 35,449
Change+86 (+0%)
Value$333 (-$1)
Filed 2021-10-13
SeaCrest Wealth Management, LLC
UNCHANGED
Shares29,640 from 29,640
Change0 (0%)
Value$278 (-$1)
Filed 2021-11-16
Osaic Holdings, Inc.
DECREASED
Shares26,611 from 29,589
Change-2,978 (-10%)
Value$250 (-$29)
Filed 2021-11-05
Kestra Private Wealth Services, LLC
DECREASED
Shares21,034 from 25,070
Change-4,036 (-16%)
Value$197 (-$39)
Filed 2022-07-26
Wunderlich Securities, Inc.
INCREASED
Shares17,949 from 16,699
Change+1,250 (+7%)
Value$168 (+$11)
Filed 2021-11-12
Stephens Inc
UNCHANGED
Shares17,500 from 17,500
Change0 (0%)
Value$164 (-$1)
Filed 2021-10-27
Belpointe Asset Management LLC
DECREASED
Shares16,543 from 19,243
Change-2,700 (-14%)
Value$155 (-$26)
Filed 2021-11-15
Kingsview Wealth Management, LLC
UNCHANGED
Shares16,331 from 16,331
Change0 (0%)
Value$153 ($0)
Filed 2021-12-03
Envestnet Asset Management Inc
INCREASED
Shares16,079 from 15,635
Change+444 (+3%)
Value$151 (+$4)
Filed 2021-10-07
Oder Investment Management, LLC
INCREASED
Shares14,358 from 14,347
Change+11 (+0%)
Value$134 (-$1)
Filed 2021-11-15
Kestra Advisory Services, LLC
DECREASED
Shares13,671 from 14,910
Change-1,239 (-8%)
Value$128 (-$12)
Filed 2022-07-25
Davidson Trust Co
UNCHANGED
Shares12,225 from 12,225
Change0 (0%)
Value$115 ($0)
Filed 2021-11-03
Pointe Capital Management LLC
UNCHANGED
Shares12,000 from 12,000
Change0 (0%)
Value$113 ($0)
Filed 2021-10-29
Janney Montgomery Scott LLC
UNCHANGED
Shares11,100 from 11,100
Change0 (0%)
Value$104 (-$1)
Filed 2021-10-29
Wedbush Securities Inc
DECREASED
Shares10,692 from 10,775
Change-83 (-1%)
Value$100 (-$2)
Filed 2021-10-08
Snowden Capital Advisors LLC
INCREASED
Shares10,124 from 10,110
Change+14 (+0%)
Value$95.0K (-$269)
Filed 2024-02-06
Wilbanks Smith & Thomas Asset Management LLC
UNCHANGED
Shares10,000 from 10,000
Change0 (0%)
Value$94 ($0)
Filed 2021-11-04
Herold Advisors, Inc.
NEW
Shares4,000
Change+4,000
Value$37
Filed 2021-11-03
Ranch Capital Advisors Inc.
UNCHANGED
Shares2,505 from 2,505
Change0 (0%)
Value$24 (+$1)
Filed 2021-11-15
TFC Financial Management, Inc.
NEW
Shares1,666
Change+1,666
Value$16
Filed 2021-11-02
Harbour Investments, Inc.
UNCHANGED
Shares1,500 from 1,500
Change0 (0%)
Value$14 ($0)
Filed 2021-11-15
US Bancorp \de\
NEW
Shares1,185
Change+1,185
Value$11
Filed 2021-11-10
American Portfolios Advisors
UNCHANGED
Shares750 from 750
Change0 (0%)
Value$7.0K (-$30)
Filed 2023-03-22
Arax Advisory Partners
NEW
Shares572
Change+572
Value$5
Filed 2021-11-05
Gerber Kawasaki Wealth & Investment Management
DECREASED
Shares23 from 136,701
Change-136,678 (-100%)
Value$23 (-$1.3K)
Filed 2021-11-15
Bramshill Investments, LLC
CLOSED
Shares0 from 544,892
Change-544,892 (-100%)
Value$0 (-$5.1K)
Filed 2021-11-15
Chicago Partners Investment Group LLC
CLOSED
Shares0 from 67,449
Change-67,449 (-100%)
Value$0 (-$633)
Filed 2021-11-12
Citadel Advisors LLC
CLOSED
Shares0 from 26,235
Change-26,235 (-100%)
Value$0 (-$247)
Filed 2022-03-11
Two Sigma Securities, LLC
CLOSED
Shares0 from 16,427
Change-16,427 (-100%)
Value$0 (-$155)
Filed 2021-11-15
Peapack Gladstone Financial Corp
CLOSED
Shares0 from 12,500
Change-12,500 (-100%)
Value$0 (-$118)
Filed 2021-11-15
Oakworth Capital, Inc.
CLOSED
Shares0 from 2,500
Change-2,500 (-100%)
Value$0 (-$24)
Filed 2021-11-10
Wolverine Asset Management LLC
CLOSED
Shares0 from 2,372
Change-2,372 (-100%)
Value$0 (-$22)
Filed 2021-11-12
Citigroup Inc
CLOSED
Shares0 from 1,000
Change-1,000 (-100%)
Value$0 (-$9)
Filed 2021-11-10
Arkadios Wealth Advisors
CLOSED
Shares0 from 43
Change-43 (-100%)
Value$0 ($0)
Filed 2021-10-19
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2021-11-09
Status
Morgan Stanley
DECREASED3,596,2164,351,911-755,695-17%$41.0K$33.7K-$7.3K2021-11-15
Integrated Wealth Concepts LLC
INCREASED2,038,4641,896,926+141,538+7%$17.9K$19.1K+$1.3K2021-11-15
Rivernorth Capital Management, LLC
INCREASED1,957,9381,039,875+918,063+88%$9.8K$18.4K+$8.6K2021-11-15
Relative Value Partners Group, LLC
INCREASED1,061,115898,590+162,525+18%$8.5K$10.0K+$1.5K2021-11-12
Wells Fargo & Company
DECREASED693,617805,514-111,897-14%$7.6K$6.5K-$1.1K2021-11-15
UBS Group AG
DECREASED484,121519,053-34,932-7%$4.9K$4.5K-$3492021-11-15
1607 Capital Partners, LLC
DECREASED356,026481,300-125,274-26%$4.5K$3.3K-$1.2K2021-11-15
Royal Bank of Canada
DECREASED333,481379,656-46,175-12%$3.6K$3.1K-$4482021-11-15
Bank of America Corp
DECREASED314,880332,785-17,905-5%$3.1K$3.0K-$1812021-11-15
Truist Financial Corp
DECREASED247,038284,517-37,479-13%$2.7K$2.3K-$3632021-11-05
Stifel Financial Corp
DECREASED222,658239,258-16,600-7%$2.3K$2.1K-$1652021-11-15
Karpus Management, Inc.
UNCHANGED191,655191,65500%$1.8K$1.8K-$72022-02-11
Raymond James & Associates
DECREASED171,757175,241-3,484-2%$1.7K$1.6K-$402021-11-02
Arlington Capital Management Inc
INCREASED153,401137,459+15,942+12%$1.3K$1.4K+$1442021-11-03
Steward Partners Investment Advisory, LLC
INCREASED134,989131,196+3,793+3%$1.2K$1.3K+$302021-11-12
Davenport & Co LLC
NEW108,300—+108,300——$1.0K—2021-10-14
D.A. Davidson & Co.
DECREASED95,52496,364-840-1%$908$896-$122021-11-15
LPL Financial LLC
DECREASED91,33097,226-5,896-6%$916$857-$592021-11-15
Susquehanna International Group, LLP
INCREASED84,91010,374+74,536+718%$98$796+$6982021-11-15
Jane Street Group, LLC
NEW84,222—+84,222——$790—2021-11-16
Shaker Financial Services, LLC
DECREASED77,218175,090-97,872-56%$1.6K$724-$9252021-11-02
Mathes Company, Inc.
UNCHANGED64,50064,50000%$608$605-$32021-10-29
Commonwealth Equity Services, LLC
DECREASED60,23860,462-2240%$569$565-$42021-10-29
Raymond James Financial Services Advisors, Inc.
DECREASED58,18290,061-31,879-35%$848$546-$3022021-11-02
B. Riley Wealth Advisors, Inc.
DECREASED57,02861,502-4,474-7%$580$535-$452021-11-16
StoneX Group Inc.
INCREASED56,85756,836+21+0%$536$534-$22021-10-20
Creative Planning
NEW55,514—+55,514——$521—2021-11-10
Sheaff Brock Investment Advisors, LLC
UNCHANGED49,16749,16700%$464$462-$22022-06-02
Hilltop Holdings Inc.
INCREASED43,30042,300+1,000+2%$398$406+$82021-11-15
Cambridge Investment Research Advisors, Inc.
DECREASED42,79087,438-44,648-51%$824$401-$4232021-11-02
Stratos Wealth Partners, Ltd.
UNCHANGED39,24739,24700%$370$368-$22021-10-19
Cypress Wealth Services, LLC
INCREASED35,53535,449+86+0%$334$333-$12021-10-13
SeaCrest Wealth Management, LLC
UNCHANGED29,64029,64000%$279$278-$12021-11-16
Osaic Holdings, Inc.
DECREASED26,61129,589-2,978-10%$279$250-$292021-11-05
Kestra Private Wealth Services, LLC
DECREASED21,03425,070-4,036-16%$236$197-$392022-07-26
Wunderlich Securities, Inc.
INCREASED17,94916,699+1,250+7%$157$168+$112021-11-12
Stephens Inc
UNCHANGED17,50017,50000%$165$164-$12021-10-27
Belpointe Asset Management LLC
DECREASED16,54319,243-2,700-14%$181$155-$262021-11-15
Kingsview Wealth Management, LLC
UNCHANGED16,33116,33100%$153$153$02021-12-03
Envestnet Asset Management Inc
INCREASED16,07915,635+444+3%$147$151+$42021-10-07
Oder Investment Management, LLC
INCREASED14,35814,347+11+0%$135$134-$12021-11-15
Kestra Advisory Services, LLC
DECREASED13,67114,910-1,239-8%$140$128-$122022-07-25
Davidson Trust Co
UNCHANGED12,22512,22500%$115$115$02021-11-03
Pointe Capital Management LLC
UNCHANGED12,00012,00000%$113$113$02021-10-29
Janney Montgomery Scott LLC
UNCHANGED11,10011,10000%$105$104-$12021-10-29
Wedbush Securities Inc
DECREASED10,69210,775-83-1%$102$100-$22021-10-08
Snowden Capital Advisors LLC
INCREASED10,12410,110+14+0%$95.2K$95.0K-$2692024-02-06
Wilbanks Smith & Thomas Asset Management LLC
UNCHANGED10,00010,00000%$94$94$02021-11-04
Herold Advisors, Inc.
NEW4,000—+4,000——$37—2021-11-03
Ranch Capital Advisors Inc.
UNCHANGED2,5052,50500%$23$24+$12021-11-15
TFC Financial Management, Inc.
NEW1,666—+1,666——$16—2021-11-02
Harbour Investments, Inc.
UNCHANGED1,5001,50000%$14$14$02021-11-15
US Bancorp \de\
NEW1,185—+1,185——$11—2021-11-10
American Portfolios Advisors
UNCHANGED75075000%$7.1K$7.0K-$302023-03-22
Arax Advisory Partners
NEW572—+572——$5—2021-11-05
Gerber Kawasaki Wealth & Investment Management
DECREASED23136,701-136,678-100%$1.3K$23-$1.3K2021-11-15
Bramshill Investments, LLC
CLOSED0544,892-544,892-100%$5.1K$0-$5.1K2021-11-15
Chicago Partners Investment Group LLC
CLOSED067,449-67,449-100%$633$0-$6332021-11-12
Citadel Advisors LLC
CLOSED026,235-26,235-100%$247$0-$2472022-03-11
Two Sigma Securities, LLC
CLOSED016,427-16,427-100%$155$0-$1552021-11-15
Peapack Gladstone Financial Corp
CLOSED012,500-12,500-100%$118$0-$1182021-11-15
Oakworth Capital, Inc.
CLOSED02,500-2,500-100%$24$0-$242021-11-10
Wolverine Asset Management LLC
CLOSED02,372-2,372-100%$22$0-$222021-11-12
Citigroup Inc
CLOSED01,000-1,000-100%$9$0-$92021-11-10
Arkadios Wealth Advisors
CLOSED043-43-100%$0$0$02021-10-19
Proequities, Inc.
UNCHANGED000—$0$0$02021-11-09
Showing 66 of 66 institutions