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NUV ESG 1-5 YR US AB ETF-Usd (NUSA)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares128,378 from 115,874
Change+12,504 (+11%)
Value$2.9M (+$222.5K)
Filed 2026-11-06
Thrivent Financial for Lutherans
DECREASED
Shares116,316 from 185,491
Change-69,175 (-37%)
Value$2.6K (-$4.3M)
Filed 2026-11-05
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares91,025 from 86,252
Change+4,773 (+6%)
Value$2.1K (-$2.0M)
Filed 2026-11-02
Assetmark, Inc
INCREASED
Shares48,564 from 47,761
Change+803 (+2%)
Value$1.1M (-$6.9K)
Filed 2026-10-21
Parkside Financial Bank & Trust
INCREASED
Shares32,150 from 31,836
Change+314 (+1%)
Value$728.4K (-$9.6K)
Filed 2026-10-27
US Bancorp \de\
UNCHANGED
Shares19,890 from 19,890
Change0 (0%)
Value$450.6K (-$10.4K)
Filed 2026-11-05
Commonwealth Equity Services, LLC
UNCHANGED
Shares18,000 from 18,000
Change0 (0%)
Value$407.8K (-$9.5K)
Filed 2026-11-02
Apella Capital, LLC
UNCHANGED
Shares16,108 from 16,108
Change0 (0%)
Value$364.8K (-$6.8K)
Filed 2026-10-08
SAX Wealth Advisors, LLC
NEW
Shares9,403
Change+9,403
Value$213.0K
Filed 2026-10-13
Rossby Financial, LCC
NEW
Shares822
Change+822
Value$18.6K
Filed 2026-11-05
Cherry Tree Wealth Management, LLC
UNCHANGED
Shares624 from 624
Change0 (0%)
Value$14.1K (-$328)
Filed 2026-10-15
Southern Michigan Bank & Trust
UNCHANGED
Shares400 from 400
Change0 (0%)
Value$9.1K (-$210)
Filed 2026-10-19
Rydar Equities, Inc.
NEW
Shares311
Change+311
Value$7.0K
Filed 2026-10-13
Creative Financial Designs Inc
UNCHANGED
Shares131 from 131
Change0 (0%)
Value$3.0K (-$69)
Filed 2026-11-04
Allworth Financial LP
UNCHANGED
Shares97 from 97
Change0 (0%)
Value$2.3K ($0)
Filed 2026-11-06
Envestnet Asset Management Inc
N/A
Shares— from 267,897
Change-267,897 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 164,864
Change-164,864 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 48,755
Change-48,755 (-100%)
Value—
Stratos Wealth Partners, Ltd.
N/A
Shares— from 15,415
Change-15,415 (-100%)
Value—
Flow Traders U.S. LLC
N/A
Shares— from 13,582
Change-13,582 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 12,386
Change-12,386 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 3,370
Change-3,370 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 2,152
Change-2,152 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 1,162
Change-1,162 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 525
Change-525 (-100%)
Value—
UBS Group AG
N/A
Shares— from 8
Change-8 (-100%)
Value—
Status
LPL Financial LLC
INCREASED128,378115,874+12,504+11%$2.7M$2.9M+$222.5K2026-11-06
Thrivent Financial for Lutherans
DECREASED116,316185,491-69,175-37%$4.3M$2.6K-$4.3M2026-11-05
Cambridge Investment Research Advisors, Inc.
INCREASED91,02586,252+4,773+6%$2.0M$2.1K-$2.0M2026-11-02
Assetmark, Inc
INCREASED48,56447,761+803+2%$1.1M$1.1M-$6.9K2026-10-21
Parkside Financial Bank & Trust
INCREASED32,15031,836+314+1%$738.0K$728.4K-$9.6K2026-10-27
US Bancorp \de\
UNCHANGED19,89019,89000%$461.1K$450.6K-$10.4K2026-11-05
Commonwealth Equity Services, LLC
UNCHANGED18,00018,00000%$417.2K$407.8K-$9.5K2026-11-02
Apella Capital, LLC
UNCHANGED16,10816,10800%$371.6K$364.8K-$6.8K2026-10-08
SAX Wealth Advisors, LLC
NEW9,403—+9,403——$213.0K—2026-10-13
Rossby Financial, LCC
NEW822—+822——$18.6K—2026-11-05
Cherry Tree Wealth Management, LLC
UNCHANGED62462400%$14.5K$14.1K-$3282026-10-15
Southern Michigan Bank & Trust
UNCHANGED40040000%$9.3K$9.1K-$2102026-10-19
Rydar Equities, Inc.
NEW311—+311——$7.0K—2026-10-13
Creative Financial Designs Inc
UNCHANGED13113100%$3.0K$3.0K-$692026-11-04
Allworth Financial LP
UNCHANGED979700%$2.3K$2.3K$02026-11-06
Envestnet Asset Management Inc
N/A—267,897-267,897-100%$6.2M———
Morgan Stanley
N/A—164,864-164,864-100%$3.8M———
Raymond James Financial Inc
N/A—48,755-48,755-100%$1.1M———
Stratos Wealth Partners, Ltd.
N/A—15,415-15,415-100%$357.3K———
Flow Traders U.S. LLC
N/A—13,582-13,582-100%$315.0K———
Osaic Holdings, Inc.
N/A—12,386-12,386-100%$287.1K———
Global Retirement Partners, LLC
N/A—3,370-3,370-100%$78.1K———
Rockefeller Capital Management L.P.
N/A—2,152-2,152-100%$49.9K———
Steward Partners Investment Advisory, LLC
N/A—1,162-1,162-100%$26.9K———
NewEdge Advisors, LLC
N/A—525-525-100%$12.2K———
UBS Group AG
N/A—8-8-100%$185———
Showing 26 of 26 institutions