Nuveen ESG Mid-Cap Grow ETF (NUMG)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Bank of New York Mellon Corp

INCREASED

Shares526,094 from 517,033

Change+9,061 (+2%)

Value$23.8M (-$479.4K)

Filed 2026-11-05

Commonwealth Equity Services, LLC

INCREASED

Shares174,550 from 161,522

Change+13,028 (+8%)

Value$7.9M (+$311.6K)

Filed 2026-11-02

Creative Planning

DECREASED

Shares76,494 from 77,856

Change-1,362 (-2%)

Value$3.5M (-$195.5K)

Filed 2026-11-02

PNC Financial Services Group, Inc.

DECREASED

Shares42,028 from 42,571

Change-543 (-1%)

Value$1.9M (-$97.8K)

Filed 2026-11-06

Revolve Wealth Partners, LLC

INCREASED

Shares26,148 from 25,072

Change+1,076 (+4%)

Value$1.2M (+$5.5K)

Filed 2026-10-23

Lido Advisors, LLC

INCREASED

Shares24,938 from 18,376

Change+6,562 (+36%)

Value$1.1M (+$265.3K)

Filed 2026-11-04

Farther Finance Advisors, LLC

INCREASED

Shares23,404 from 17,805

Change+5,599 (+31%)

Value$1.1M (+$222.7K)

Filed 2026-10-08

Vicus Capital

INCREASED

Shares22,622 from 22,342

Change+280 (+1%)

Value$1.0M (-$25.8K)

Filed 2026-11-05

rebel Financial LLC

DECREASED

Shares21,971 from 23,488

Change-1,517 (-6%)

Value$994.0K (-$109.0K)

Filed 2026-11-04

RTD Financial Advisors, Inc.

DECREASED

Shares14,446 from 14,576

Change-130 (-1%)

Value$653.5K (-$31.0K)

Filed 2026-10-09

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares13,614 from 12,615

Change+999 (+8%)

Value$616 (-$591.4K)

Filed 2026-11-02

High Note Wealth, LLC

DECREASED

Shares13,403 from 14,318

Change-915 (-6%)

Value$606.4K (-$66.0K)

Filed 2026-10-27

Neumann Capital Management, LLC

NEW

Shares11,687

Change+11,687

Value$528.7K

Filed 2026-10-15

Compound Planning, Inc.

INCREASED

Shares11,490 from 9,644

Change+1,846 (+19%)

Value$519.8K (+$66.9K)

Filed 2026-11-05

Fingerlakes Wealth Management, Inc.

INCREASED

Shares11,069 from 10,810

Change+259 (+2%)

Value$500.8K (-$6.9K)

Filed 2026-11-04

Canandaigua National Bank & Trust Co

INCREASED

Shares10,953 from 10,888

Change+65 (+1%)

Value$495.5K (-$15.8K)

Filed 2026-10-07

Central Trust Co

DECREASED

Shares10,463 from 10,971

Change-508 (-5%)

Value$473.3K (-$41.9K)

Filed 2026-11-05

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

INCREASED

Shares8,942 from 8,709

Change+233 (+3%)

Value$404.5K (-$4.4K)

Filed 2026-10-27

Truist Financial Corp

DECREASED

Shares8,488 from 9,484

Change-996 (-10%)

Value$384.0K (-$61.4K)

Filed 2026-10-30

Larson Financial Group LLC

DECREASED

Shares7,541 from 7,988

Change-447 (-6%)

Value$341.2K (-$33.9K)

Filed 2026-11-05

CX Institutional

INCREASED

Shares7,532 from 7,516

Change+16 (+0%)

Value$341 (-$12)

Filed 2026-10-02

McClarren Financial Advisors, Inc.

UNCHANGED

Shares7,494 from 7,494

Change0 (0%)

Value$339.0K (-$12.9K)

Filed 2026-10-15

Wealth Enhancement Advisory Services, LLC

DECREASED

Shares7,180 from 8,702

Change-1,522 (-17%)

Value$338.1K (-$71.4K)

Filed 2026-10-13

Trust Co

INCREASED

Shares7,124 from 6,996

Change+128 (+2%)

Value$322.3K (-$6.2K)

Filed 2026-10-09

RVW Wealth, LLC

UNCHANGED

Shares7,117 from 7,117

Change0 (0%)

Value$322.0K (-$12.2K)

Filed 2026-10-06

Golden State Wealth Management, LLC

DECREASED

Shares6,676 from 6,682

Change-6 (0%)

Value$302.0K (-$11.7K)

Filed 2026-11-02

Merit Financial Group, LLC

DECREASED

Shares6,202 from 6,352

Change-150 (-2%)

Value$280.6K (-$17.7K)

Filed 2026-11-06

WealthSpring Partners, LLC

DECREASED

Shares6,134 from 6,836

Change-702 (-10%)

Value$277.5K (-$43.5K)

Filed 2026-10-14

Falcon Wealth Planning

INCREASED

Shares5,849 from 5,488

Change+361 (+7%)

Value$264.6K (+$6.9K)

Filed 2026-11-06

Aire Advisors, LLC

INCREASED

Shares5,440 from 5,347

Change+93 (+2%)

Value$246.1K (-$5.0K)

Filed 2026-10-22

Petros Family Wealth, LLC

DECREASED

Shares5,378 from 5,481

Change-103 (-2%)

Value$243.3K (-$14.1K)

Filed 2026-10-28

McAdam, LLC

INCREASED

Shares5,347 from 4,876

Change+471 (+10%)

Value$241.9K (+$12.9K)

Filed 2026-10-21

Ipsen Advisor Group LLC

INCREASED

Shares5,248 from 5,219

Change+29 (+1%)

Value$237.4K (-$7.7K)

Filed 2026-10-29

PFG Advisors

INCREASED

Shares4,948 from 4,533

Change+415 (+9%)

Value$223.9K (+$11.0K)

Filed 2026-10-16

Fifth Third Bancorp

DECREASED

Shares3,384 from 3,600

Change-216 (-6%)

Value$153.1K (-$16.0K)

Filed 2026-11-05

Harbor Asset Planning, Inc.

UNCHANGED

Shares2,058 from 2,058

Change0 (0%)

Value$93.1K (-$3.5K)

Filed 2026-10-23

US Bancorp \de\

UNCHANGED

Shares1,346 from 1,346

Change0 (0%)

Value$60.9K (-$2.3K)

Filed 2026-11-05

MidAtlantic Capital Management, Inc.

NEW

Shares1,060

Change+1,060

Value$48.0K

Filed 2026-11-05

MJT & Associates Financial Advisory Group, Inc.

INCREASED

Shares1,020 from 960

Change+60 (+6%)

Value$46.1K (+$1.1K)

Filed 2026-10-07

Triumph Capital Management

UNCHANGED

Shares540 from 540

Change0 (0%)

Value$24.4K (-$928)

Filed 2026-10-14

CoreCap Advisors, LLC

UNCHANGED

Shares340 from 340

Change0 (0%)

Value$15.4K (-$584)

Filed 2026-10-08

Sunrise Financial Services, LLC

UNCHANGED

Shares306 from 306

Change0 (0%)

Value$13.8K (-$527)

Filed 2026-10-21

DT Investment Partners, LLC

INCREASED

Shares245 from 227

Change+18 (+8%)

Value$11.1K (+$424)

Filed 2026-10-27

Rossby Financial, LCC

INCREASED

Shares222 from 200

Change+22 (+11%)

Value$10.0K (+$651)

Filed 2026-11-05

Creative Financial Designs Inc

UNCHANGED

Shares140 from 140

Change0 (0%)

Value$6.3K (-$240)

Filed 2026-11-04

IFP Advisors, Inc

UNCHANGED

Shares69 from 69

Change0 (0%)

Value$3.1K (-$118)

Filed 2026-10-16

Lanark Financial, Inc.

INCREASED

Shares60 from 54

Change+6 (+11%)

Value$2.7K (+$179)

Filed 2026-10-26

EverSource Wealth Advisors, LLC

UNCHANGED

Shares53 from 53

Change0 (0%)

Value$2.4K (-$91)

Filed 2026-11-04

Blue Trust, Inc.

NEW

Shares39

Change+39

Value$1.8K

Filed 2026-10-15

Kelsey Financial, LLC

CLOSED

Shares0 from 5,104

Change-5,104 (-100%)

Value$0 (-$239.7K)

Filed 2026-10-28

Cornerstone Planning Group LLC

CLOSED

Shares0 from 3,479

Change-3,479 (-100%)

Value$0 (-$158.8K)

Filed 2026-10-16

AdvisorNet Financial, Inc

CLOSED

Shares0 from 1,554

Change-1,554 (-100%)

Value$0 (-$73.0K)

Filed 2026-10-15

MCF Advisors LLC

CLOSED

Shares0 from 246

Change-246 (-100%)

Value$0 (-$11.6K)

Filed 2026-10-28

International Assets Investment Management, LLC

CLOSED

Shares0 from 113

Change-113 (-100%)

Value$0 (-$5.3K)

Filed 2026-11-02

Cape Investment Advisory, Inc.

CLOSED

Shares0 from 59

Change-59 (-100%)

Value$0 (-$2.8K)

Filed 2026-10-13

Assetmark, Inc

CLOSED

Shares0 from 31

Change-31 (-100%)

Value$0 (-$1.5K)

Filed 2026-10-21

Morgan Stanley

N/A

Shares— from 900,899

Change-900,899 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 541,145

Change-541,145 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 486,733

Change-486,733 (-100%)

Value—

Tiaa-Cref Individual & Institutional Services, LLC

N/A

Shares— from 393,426

Change-393,426 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 300,651

Change-300,651 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 255,680

Change-255,680 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 207,739

Change-207,739 (-100%)

Value—

UBS Group AG

N/A

Shares— from 202,497

Change-202,497 (-100%)

Value—

Ameritas Advisory Services, LLC

N/A

Shares— from 140,216

Change-140,216 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 114,208

Change-114,208 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 90,010

Change-90,010 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 81,091

Change-81,091 (-100%)

Value—

AlTi Global, Inc.

N/A

Shares— from 64,044

Change-64,044 (-100%)

Value—

Fiduciary Trust Co

N/A

Shares— from 63,261

Change-63,261 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 61,864

Change-61,864 (-100%)

Value—

WCG Wealth Advisors LLC

N/A

Shares— from 59,018

Change-59,018 (-100%)

Value—

Whittier Trust Co of Nevada Inc

N/A

Shares— from 55,573

Change-55,573 (-100%)

Value—

Beacon Pointe Advisors, LLC

N/A

Shares— from 46,117

Change-46,117 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 36,370

Change-36,370 (-100%)

Value—

PFG Investments, LLC

N/A

Shares— from 32,673

Change-32,673 (-100%)

Value—

Whittier Trust Co

N/A

Shares— from 31,320

Change-31,320 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 29,322

Change-29,322 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 28,875

Change-28,875 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 25,770

Change-25,770 (-100%)

Value—

Commerce Bank

N/A

Shares— from 17,207

Change-17,207 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 16,543

Change-16,543 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 14,919

Change-14,919 (-100%)

Value—

Tiaa Trust, National Association

N/A

Shares— from 14,201

Change-14,201 (-100%)

Value—

Napier Financial, LLC

N/A

Shares— from 13,919

Change-13,919 (-100%)

Value—

&partners

N/A

Shares— from 13,553

Change-13,553 (-100%)

Value—

SageView Advisory Group, LLC

N/A

Shares— from 13,300

Change-13,300 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 12,963

Change-12,963 (-100%)

Value—

Continuum Advisory, LLC

N/A

Shares— from 12,569

Change-12,569 (-100%)

Value—

IAG Wealth Partners, LLC

N/A

Shares— from 12,416

Change-12,416 (-100%)

Value—

Coldstream Capital Management Inc

N/A

Shares— from 11,500

Change-11,500 (-100%)

Value—

Natixis Advisors, LLC

N/A

Shares— from 11,497

Change-11,497 (-100%)

Value—

Virtu Financial LLC

N/A

Shares— from 10,637

Change-10,637 (-100%)

Value—

Mercer Global Advisors Inc

N/A

Shares— from 9,218

Change-9,218 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 9,214

Change-9,214 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 7,912

Change-7,912 (-100%)

Value—

SOA Wealth Advisors, Llc.

N/A

Shares— from 7,333

Change-7,333 (-100%)

Value—

SK Wealth Management, LLC

N/A

Shares— from 7,268

Change-7,268 (-100%)

Value—

Simmons Bank

N/A

Shares— from 7,238

Change-7,238 (-100%)

Value—

Olde Wealth Management, LLC

N/A

Shares— from 6,729

Change-6,729 (-100%)

Value—

Focus Partners Wealth

N/A

Shares— from 6,547

Change-6,547 (-100%)

Value—

Bragg Financial Advisors, Inc

N/A

Shares— from 6,426

Change-6,426 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 6,284

Change-6,284 (-100%)

Value—

IHT Wealth Management, LLC

N/A

Shares— from 6,247

Change-6,247 (-100%)

Value—

Institute for Wealth Management, Llc.

N/A

Shares— from 5,877

Change-5,877 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 5,666

Change-5,666 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 5,597

Change-5,597 (-100%)

Value—

Stratos Wealth Partners, Ltd.

N/A

Shares— from 5,472

Change-5,472 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 4,678

Change-4,678 (-100%)

Value—

Marshall Financial Group, LLC

N/A

Shares— from 4,336

Change-4,336 (-100%)

Value—

EP Wealth Advisors, LLC

N/A

Shares— from 3,299

Change-3,299 (-100%)

Value—

Huntington National Bank

N/A

Shares— from 3,184

Change-3,184 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 3,117

Change-3,117 (-100%)

Value—

Marshall Investment Management, LLC

N/A

Shares— from 2,202

Change-2,202 (-100%)

Value—

O'shaughnessy Asset Management, LLC

N/A

Shares— from 1,913

Change-1,913 (-100%)

Value—

UBS Asset Management Americas LLC

N/A

Shares— from 1,722

Change-1,722 (-100%)

Value—

UMB Bank, n.a.

N/A

Shares— from 1,383

Change-1,383 (-100%)

Value—

Millstone Evans Group, LLC

N/A

Shares— from 1,337

Change-1,337 (-100%)

Value—

Motco

N/A

Shares— from 1,248

Change-1,248 (-100%)

Value—

Ameritas Investment Partners, Inc.

N/A

Shares— from 1,208

Change-1,208 (-100%)

Value—

Dunhill Financial, LLC

N/A

Shares— from 1,157

Change-1,157 (-100%)

Value—

Abound Financial, LLC

N/A

Shares— from 1,034

Change-1,034 (-100%)

Value—

Allworth Financial LP

N/A

Shares— from 1,005

Change-1,005 (-100%)

Value—

Blair William & Co

N/A

Shares— from 913

Change-913 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 833

Change-833 (-100%)

Value—

FMR LLC

N/A

Shares— from 801

Change-801 (-100%)

Value—

Manning & Napier Advisors LLC

N/A

Shares— from 666

Change-666 (-100%)

Value—

Front Row Advisors LLC

N/A

Shares— from 505

Change-505 (-100%)

Value—

Urban Financial Advisory Corp

N/A

Shares— from 479

Change-479 (-100%)

Value—

Tiaa Wealth Investment Management LLC

N/A

Shares— from 442

Change-442 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 413

Change-413 (-100%)

Value—

Three Bearings Fiduciary Advisors, Inc.

N/A

Shares— from 353

Change-353 (-100%)

Value—

Crewe Advisors LLC

N/A

Shares— from 303

Change-303 (-100%)

Value—

Aptus Capital Advisors, LLC

N/A

Shares— from 107

Change-107 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 19

Change-19 (-100%)

Value—

Vanguard Advisers Inc

N/A

Shares— from 18

Change-18 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 2

Change-2 (-100%)

Value—

	Status
Bank of New York Mellon Corp	INCREASED	526,094	517,033	+9,061	+2%	$24.3M	$23.8M	-$479.4K	2026-11-05
Commonwealth Equity Services, LLC	INCREASED	174,550	161,522	+13,028	+8%	$7.6M	$7.9M	+$311.6K	2026-11-02
Creative Planning	DECREASED	76,494	77,856	-1,362	-2%	$3.7M	$3.5M	-$195.5K	2026-11-02
PNC Financial Services Group, Inc.	DECREASED	42,028	42,571	-543	-1%	$2.0M	$1.9M	-$97.8K	2026-11-06
Revolve Wealth Partners, LLC	INCREASED	26,148	25,072	+1,076	+4%	$1.2M	$1.2M	+$5.5K	2026-10-23
Lido Advisors, LLC	INCREASED	24,938	18,376	+6,562	+36%	$862.9K	$1.1M	+$265.3K	2026-11-04
Farther Finance Advisors, LLC	INCREASED	23,404	17,805	+5,599	+31%	$836.1K	$1.1M	+$222.7K	2026-10-08
Vicus Capital	INCREASED	22,622	22,342	+280	+1%	$1.0M	$1.0M	-$25.8K	2026-11-05
rebel Financial LLC	DECREASED	21,971	23,488	-1,517	-6%	$1.1M	$994.0K	-$109.0K	2026-11-04
RTD Financial Advisors, Inc.	DECREASED	14,446	14,576	-130	-1%	$684.5K	$653.5K	-$31.0K	2026-10-09
Cambridge Investment Research Advisors, Inc.	INCREASED	13,614	12,615	+999	+8%	$592.0K	$616	-$591.4K	2026-11-02
High Note Wealth, LLC	DECREASED	13,403	14,318	-915	-6%	$672.4K	$606.4K	-$66.0K	2026-10-27
Neumann Capital Management, LLC	NEW	11,687	—	+11,687	—	—	$528.7K	—	2026-10-15
Compound Planning, Inc.	INCREASED	11,490	9,644	+1,846	+19%	$452.9K	$519.8K	+$66.9K	2026-11-05
Fingerlakes Wealth Management, Inc.	INCREASED	11,069	10,810	+259	+2%	$507.6K	$500.8K	-$6.9K	2026-11-04
Canandaigua National Bank & Trust Co	INCREASED	10,953	10,888	+65	+1%	$511.3K	$495.5K	-$15.8K	2026-10-07
Central Trust Co	DECREASED	10,463	10,971	-508	-5%	$515.2K	$473.3K	-$41.9K	2026-11-05
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	INCREASED	8,942	8,709	+233	+3%	$409.0K	$404.5K	-$4.4K	2026-10-27
Truist Financial Corp	DECREASED	8,488	9,484	-996	-10%	$445.4K	$384.0K	-$61.4K	2026-10-30
Larson Financial Group LLC	DECREASED	7,541	7,988	-447	-6%	$375.1K	$341.2K	-$33.9K	2026-11-05
CX Institutional	INCREASED	7,532	7,516	+16	+0%	$353	$341	-$12	2026-10-02
McClarren Financial Advisors, Inc.	UNCHANGED	7,494	7,494	0	0%	$351.9K	$339.0K	-$12.9K	2026-10-15
Wealth Enhancement Advisory Services, LLC	DECREASED	7,180	8,702	-1,522	-17%	$409.5K	$338.1K	-$71.4K	2026-10-13
Trust Co	INCREASED	7,124	6,996	+128	+2%	$328.5K	$322.3K	-$6.2K	2026-10-09
RVW Wealth, LLC	UNCHANGED	7,117	7,117	0	0%	$334.2K	$322.0K	-$12.2K	2026-10-06
Golden State Wealth Management, LLC	DECREASED	6,676	6,682	-6	0%	$313.8K	$302.0K	-$11.7K	2026-11-02
Merit Financial Group, LLC	DECREASED	6,202	6,352	-150	-2%	$298.3K	$280.6K	-$17.7K	2026-11-06
WealthSpring Partners, LLC	DECREASED	6,134	6,836	-702	-10%	$321.0K	$277.5K	-$43.5K	2026-10-14
Falcon Wealth Planning	INCREASED	5,849	5,488	+361	+7%	$257.7K	$264.6K	+$6.9K	2026-11-06
Aire Advisors, LLC	INCREASED	5,440	5,347	+93	+2%	$251.1K	$246.1K	-$5.0K	2026-10-22
Petros Family Wealth, LLC	DECREASED	5,378	5,481	-103	-2%	$257.4K	$243.3K	-$14.1K	2026-10-28
McAdam, LLC	INCREASED	5,347	4,876	+471	+10%	$229.0K	$241.9K	+$12.9K	2026-10-21
Ipsen Advisor Group LLC	INCREASED	5,248	5,219	+29	+1%	$245.1K	$237.4K	-$7.7K	2026-10-29
PFG Advisors	INCREASED	4,948	4,533	+415	+9%	$212.9K	$223.9K	+$11.0K	2026-10-16
Fifth Third Bancorp	DECREASED	3,384	3,600	-216	-6%	$169.1K	$153.1K	-$16.0K	2026-11-05
Harbor Asset Planning, Inc.	UNCHANGED	2,058	2,058	0	0%	$96.7K	$93.1K	-$3.5K	2026-10-23
US Bancorp \de\	UNCHANGED	1,346	1,346	0	0%	$63.2K	$60.9K	-$2.3K	2026-11-05
MidAtlantic Capital Management, Inc.	NEW	1,060	—	+1,060	—	—	$48.0K	—	2026-11-05
MJT & Associates Financial Advisory Group, Inc.	INCREASED	1,020	960	+60	+6%	$45.1K	$46.1K	+$1.1K	2026-10-07
Triumph Capital Management	UNCHANGED	540	540	0	0%	$25.4K	$24.4K	-$928	2026-10-14
CoreCap Advisors, LLC	UNCHANGED	340	340	0	0%	$16.0K	$15.4K	-$584	2026-10-08
Sunrise Financial Services, LLC	UNCHANGED	306	306	0	0%	$14.4K	$13.8K	-$527	2026-10-21
DT Investment Partners, LLC	INCREASED	245	227	+18	+8%	$10.7K	$11.1K	+$424	2026-10-27
Rossby Financial, LCC	INCREASED	222	200	+22	+11%	$9.4K	$10.0K	+$651	2026-11-05
Creative Financial Designs Inc	UNCHANGED	140	140	0	0%	$6.6K	$6.3K	-$240	2026-11-04
IFP Advisors, Inc	UNCHANGED	69	69	0	0%	$3.2K	$3.1K	-$118	2026-10-16
Lanark Financial, Inc.	INCREASED	60	54	+6	+11%	$2.5K	$2.7K	+$179	2026-10-26
EverSource Wealth Advisors, LLC	UNCHANGED	53	53	0	0%	$2.5K	$2.4K	-$91	2026-11-04
Blue Trust, Inc.	NEW	39	—	+39	—	—	$1.8K	—	2026-10-15
Kelsey Financial, LLC	CLOSED	0	5,104	-5,104	-100%	$239.7K	$0	-$239.7K	2026-10-28
Cornerstone Planning Group LLC	CLOSED	0	3,479	-3,479	-100%	$158.8K	$0	-$158.8K	2026-10-16
AdvisorNet Financial, Inc	CLOSED	0	1,554	-1,554	-100%	$73.0K	$0	-$73.0K	2026-10-15
MCF Advisors LLC	CLOSED	0	246	-246	-100%	$11.6K	$0	-$11.6K	2026-10-28
International Assets Investment Management, LLC	CLOSED	0	113	-113	-100%	$5.3K	$0	-$5.3K	2026-11-02
Cape Investment Advisory, Inc.	CLOSED	0	59	-59	-100%	$2.8K	$0	-$2.8K	2026-10-13
Assetmark, Inc	CLOSED	0	31	-31	-100%	$1.5K	$0	-$1.5K	2026-10-21
Morgan Stanley	N/A	—	900,899	-900,899	-100%	$42.3M	—	—	—
Royal Bank of Canada	N/A	—	541,145	-541,145	-100%	$25.4M	—	—	—
Wells Fargo & Company	N/A	—	486,733	-486,733	-100%	$22.9M	—	—	—
Tiaa-Cref Individual & Institutional Services, LLC	N/A	—	393,426	-393,426	-100%	$18.5M	—	—	—
Bank of America Corp	N/A	—	300,651	-300,651	-100%	$14.1M	—	—	—
LPL Financial LLC	N/A	—	255,680	-255,680	-100%	$12.0M	—	—	—
Ameriprise Financial Inc	N/A	—	207,739	-207,739	-100%	$9.8M	—	—	—
UBS Group AG	N/A	—	202,497	-202,497	-100%	$9.5M	—	—	—
Ameritas Advisory Services, LLC	N/A	—	140,216	-140,216	-100%	$6.6M	—	—	—
Jones Financial Companies Lllp	N/A	—	114,208	-114,208	-100%	$5.2M	—	—	—
Raymond James Financial Inc	N/A	—	90,010	-90,010	-100%	$4.2M	—	—	—
Cetera Investment Advisers	N/A	—	81,091	-81,091	-100%	$3.8M	—	—	—
AlTi Global, Inc.	N/A	—	64,044	-64,044	-100%	$3.0M	—	—	—
Fiduciary Trust Co	N/A	—	63,261	-63,261	-100%	$3.0M	—	—	—
Envestnet Asset Management Inc	N/A	—	61,864	-61,864	-100%	$2.9M	—	—	—
WCG Wealth Advisors LLC	N/A	—	59,018	-59,018	-100%	$2.8M	—	—	—
Whittier Trust Co of Nevada Inc	N/A	—	55,573	-55,573	-100%	$2.6M	—	—	—
Beacon Pointe Advisors, LLC	N/A	—	46,117	-46,117	-100%	$2.2M	—	—	—
JPMorgan Chase & Co	N/A	—	36,370	-36,370	-100%	$1.7M	—	—	—
PFG Investments, LLC	N/A	—	32,673	-32,673	-100%	$1.5M	—	—	—
Whittier Trust Co	N/A	—	31,320	-31,320	-100%	$1.5M	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	29,322	-29,322	-100%	$1.4M	—	—	—
Goldman Sachs Group Inc	N/A	—	28,875	-28,875	-100%	$1.4M	—	—	—
Citadel Advisors LLC	N/A	—	25,770	-25,770	-100%	$1.2M	—	—	—
Commerce Bank	N/A	—	17,207	-17,207	-100%	$808.0K	—	—	—
NewEdge Advisors, LLC	N/A	—	16,543	-16,543	-100%	$776.8K	—	—	—
Cerity Partners LLC	N/A	—	14,919	-14,919	-100%	$700.6K	—	—	—
Tiaa Trust, National Association	N/A	—	14,201	-14,201	-100%	$666.9K	—	—	—
Napier Financial, LLC	N/A	—	13,919	-13,919	-100%	$653.6K	—	—	—
&partners	N/A	—	13,553	-13,553	-100%	$636.5K	—	—	—
SageView Advisory Group, LLC	N/A	—	13,300	-13,300	-100%	$624.6K	—	—	—
Osaic Holdings, Inc.	N/A	—	12,963	-12,963	-100%	$608.8K	—	—	—
Continuum Advisory, LLC	N/A	—	12,569	-12,569	-100%	$590.2K	—	—	—
IAG Wealth Partners, LLC	N/A	—	12,416	-12,416	-100%	$583.1K	—	—	—
Coldstream Capital Management Inc	N/A	—	11,500	-11,500	-100%	$540.0K	—	—	—
Natixis Advisors, LLC	N/A	—	11,497	-11,497	-100%	$539.0K	—	—	—
Virtu Financial LLC	N/A	—	10,637	-10,637	-100%	$499.0K	—	—	—
Mercer Global Advisors Inc	N/A	—	9,218	-9,218	-100%	$432.9K	—	—	—
Private Advisor Group, LLC	N/A	—	9,214	-9,214	-100%	$432.7K	—	—	—
HighTower Advisors, LLC	N/A	—	7,912	-7,912	-100%	$371.5K	—	—	—
SOA Wealth Advisors, Llc.	N/A	—	7,333	-7,333	-100%	$344.4K	—	—	—
SK Wealth Management, LLC	N/A	—	7,268	-7,268	-100%	$352.1K	—	—	—
Simmons Bank	N/A	—	7,238	-7,238	-100%	$339.9K	—	—	—
Olde Wealth Management, LLC	N/A	—	6,729	-6,729	-100%	$315.0K	—	—	—
Focus Partners Wealth	N/A	—	6,547	-6,547	-100%	$307.4K	—	—	—
Bragg Financial Advisors, Inc	N/A	—	6,426	-6,426	-100%	$301.8K	—	—	—
Mariner, LLC	N/A	—	6,284	-6,284	-100%	$295.1K	—	—	—
IHT Wealth Management, LLC	N/A	—	6,247	-6,247	-100%	$293.3K	—	—	—
Institute for Wealth Management, Llc.	N/A	—	5,877	-5,877	-100%	$276.0K	—	—	—
Jane Street Group, LLC	N/A	—	5,666	-5,666	-100%	$266.1K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	5,597	-5,597	-100%	$262.8K	—	—	—
Stratos Wealth Partners, Ltd.	N/A	—	5,472	-5,472	-100%	$257.0K	—	—	—
MML Investors Services, LLC	N/A	—	4,678	-4,678	-100%	$219.7K	—	—	—
Marshall Financial Group, LLC	N/A	—	4,336	-4,336	-100%	$203.6K	—	—	—
EP Wealth Advisors, LLC	N/A	—	3,299	-3,299	-100%	$154.9K	—	—	—
Huntington National Bank	N/A	—	3,184	-3,184	-100%	$149.5K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	3,117	-3,117	-100%	$146.4K	—	—	—
Marshall Investment Management, LLC	N/A	—	2,202	-2,202	-100%	$103.4K	—	—	—
O'shaughnessy Asset Management, LLC	N/A	—	1,913	-1,913	-100%	$89.8K	—	—	—
UBS Asset Management Americas LLC	N/A	—	1,722	-1,722	-100%	$80.9K	—	—	—
UMB Bank, n.a.	N/A	—	1,383	-1,383	-100%	$64.9K	—	—	—
Millstone Evans Group, LLC	N/A	—	1,337	-1,337	-100%	$62.8K	—	—	—
Motco	N/A	—	1,248	-1,248	-100%	$58.6K	—	—	—
Ameritas Investment Partners, Inc.	N/A	—	1,208	-1,208	-100%	$56.7K	—	—	—
Dunhill Financial, LLC	N/A	—	1,157	-1,157	-100%	$54.3K	—	—	—
Abound Financial, LLC	N/A	—	1,034	-1,034	-100%	$48.6K	—	—	—
Allworth Financial LP	N/A	—	1,005	-1,005	-100%	$47.2K	—	—	—
Blair William & Co	N/A	—	913	-913	-100%	$42.9K	—	—	—
Harbour Investments, Inc.	N/A	—	833	-833	-100%	$39.1K	—	—	—
FMR LLC	N/A	—	801	-801	-100%	$37.6K	—	—	—
Manning & Napier Advisors LLC	N/A	—	666	-666	-100%	$31.3K	—	—	—
Front Row Advisors LLC	N/A	—	505	-505	-100%	$24.5K	—	—	—
Urban Financial Advisory Corp	N/A	—	479	-479	-100%	$22.5K	—	—	—
Tiaa Wealth Investment Management LLC	N/A	—	442	-442	-100%	$20.8K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	413	-413	-100%	$19.4K	—	—	—
Three Bearings Fiduciary Advisors, Inc.	N/A	—	353	-353	-100%	$16.6K	—	—	—
Crewe Advisors LLC	N/A	—	303	-303	-100%	$14.2K	—	—	—
Aptus Capital Advisors, LLC	N/A	—	107	-107	-100%	$5.0K	—	—	—
Global Retirement Partners, LLC	N/A	—	19	-19	-100%	$892	—	—	—
Vanguard Advisers Inc	N/A	—	18	-18	-100%	$845	—	—	—
BlackRock, Inc.	N/A	—	2	-2	-100%	$80	—	—	—

Showing 137 of 137 institutions