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Nuveen Preferred & Income (NPFI)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
MBL Wealth, LLC
INCREASED
Shares291,030 from 83,617
Change+207,413 (+248%)
Value$7.3M (+$5.1M)
Filed 2026-10-22
Maia Wealth LLC
INCREASED
Shares151,096 from 110,372
Change+40,724 (+37%)
Value$3.8M (+$910.9K)
Filed 2026-10-19
LPL Financial LLC
INCREASED
Shares97,102 from 72,768
Change+24,334 (+33%)
Value$2.4M (+$537.4K)
Filed 2026-11-06
Krilogy Financial LLC
INCREASED
Shares39,700 from 38,000
Change+1,700 (+4%)
Value$995.3K (+$1.6K)
Filed 2026-10-13
Flagship Harbor Advisors, LLC
NEW
Shares13,313
Change+13,313
Value$334.6K
Filed 2026-10-26
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares11,710 from 8,655
Change+3,055 (+35%)
Value$294 (-$225.7K)
Filed 2026-11-02
D.A. Davidson & Co.
NEW
Shares8,600
Change+8,600
Value$216.1K
Filed 2026-10-28
MassMutual Private Wealth & Trust, FSB
DECREASED
Shares7,054 from 13,496
Change-6,442 (-48%)
Value$177.3K (-$175.6K)
Filed 2026-10-05
IFS Advisors, LLC
NEW
Shares4,012
Change+4,012
Value$100.8K
Filed 2026-10-14
Allworth Financial LP
UNCHANGED
Shares1,157 from 1,157
Change0 (0%)
Value$30.3K ($0)
Filed 2026-11-06
Richardson Financial Services Inc.
DECREASED
Shares163 from 172
Change-9 (-5%)
Value$4.1K (-$402)
Filed 2026-10-30
Jefferies Financial Group Inc.
CLOSED
Shares0 from 26,870
Change-26,870 (-100%)
Value$0 (-$702.6K)
Filed 2026-11-05
Commonwealth Equity Services, LLC
CLOSED
Shares0 from 8,975
Change-8,975 (-100%)
Value$0 (-$234.7K)
Filed 2026-11-02
Berger Financial Group, Inc
N/A
Shares— from 574,054
Change-574,054 (-100%)
Value—
Astoria Portfolio Advisors Llc.
N/A
Shares— from 182,038
Change-182,038 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 71,786
Change-71,786 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 46,183
Change-46,183 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 26,879
Change-26,879 (-100%)
Value—
Buckley Wealth Management, LLC
N/A
Shares— from 20,936
Change-20,936 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 10,744
Change-10,744 (-100%)
Value—
Arkadios Wealth Advisors
N/A
Shares— from 9,674
Change-9,674 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 500
Change-500 (-100%)
Value—
UBS Group AG
N/A
Shares— from 357
Change-357 (-100%)
Value—
Truvestments Capital LLC
N/A
Shares— from 141
Change-141 (-100%)
Value—
Status
MBL Wealth, LLC
INCREASED291,03083,617+207,413+248%$2.2M$7.3M+$5.1M2026-10-22
Maia Wealth LLC
INCREASED151,096110,372+40,724+37%$2.9M$3.8M+$910.9K2026-10-19
LPL Financial LLC
INCREASED97,10272,768+24,334+33%$1.9M$2.4M+$537.4K2026-11-06
Krilogy Financial LLC
INCREASED39,70038,000+1,700+4%$993.7K$995.3K+$1.6K2026-10-13
Flagship Harbor Advisors, LLC
NEW13,313—+13,313——$334.6K—2026-10-26
Cambridge Investment Research Advisors, Inc.
INCREASED11,7108,655+3,055+35%$226.0K$294-$225.7K2026-11-02
D.A. Davidson & Co.
NEW8,600—+8,600——$216.1K—2026-10-28
MassMutual Private Wealth & Trust, FSB
DECREASED7,05413,496-6,442-48%$352.9K$177.3K-$175.6K2026-10-05
IFS Advisors, LLC
NEW4,012—+4,012——$100.8K—2026-10-14
Allworth Financial LP
UNCHANGED1,1571,15700%$30.3K$30.3K$02026-11-06
Richardson Financial Services Inc.
DECREASED163172-9-5%$4.5K$4.1K-$4022026-10-30
Jefferies Financial Group Inc.
CLOSED026,870-26,870-100%$702.6K$0-$702.6K2026-11-05
Commonwealth Equity Services, LLC
CLOSED08,975-8,975-100%$234.7K$0-$234.7K2026-11-02
Berger Financial Group, Inc
N/A—574,054-574,054-100%$15.0M———
Astoria Portfolio Advisors Llc.
N/A—182,038-182,038-100%$4.8M———
Integrated Wealth Concepts LLC
N/A—71,786-71,786-100%$1.9M———
Jane Street Group, LLC
N/A—46,183-46,183-100%$1.2M———
Envestnet Asset Management Inc
N/A—26,879-26,879-100%$702.8K———
Buckley Wealth Management, LLC
N/A—20,936-20,936-100%$547.5K———
MML Investors Services, LLC
N/A—10,744-10,744-100%$280.9K———
Arkadios Wealth Advisors
N/A—9,674-9,674-100%$253.0K———
Steward Partners Investment Advisory, LLC
N/A—500-500-100%$13.1K———
UBS Group AG
N/A—357-357-100%$9.3K———
Truvestments Capital LLC
N/A—141-141-100%$3.7K———
Showing 24 of 24 institutions