Nuveen CA Select Quality MUN

Q4 2013 vs Q1 2014

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Guggenheim Capital LLC

DECREASED

Shares320,992 from 344,072

Change-23,080 (-7%)

Value$4.6K (-$101)

Filed 2014-05-16

Horizon Kinetics LLC

INCREASED

Shares251,719 from 17,420

Change+234,299 (+1345%)

Value$17 (-$223)

Filed 2014-05-14

Invesco Ltd.

DECREASED

Shares110,752 from 127,063

Change-16,311 (-13%)

Value$1.6K (-$150)

Filed 2014-05-15

Advisors Asset Management, Inc.

DECREASED

Shares80,785 from 89,642

Change-8,857 (-10%)

Value$1.2K (-$67)

Filed 2014-05-15

UBS AG

DECREASED

Shares78,671 from 93,510

Change-14,839 (-16%)

Value$1.1K (-$150)

Filed 2014-05-16

LPL Financial LLC

INCREASED

Shares75,813 from 75,046

Change+767 (+1%)

Value$1.1K (+$63)

Filed 2014-05-12

Morgan Stanley

INCREASED

Shares70,310 from 64,492

Change+5,818 (+9%)

Value$1.0K (+$128)

Filed 2014-05-13

Whittier Trust Co

DECREASED

Shares54,386 from 57,817

Change-3,431 (-6%)

Value$786 (-$10)

Filed 2014-05-01

Goldman Sachs Group Inc

DECREASED

Shares49,150 from 49,250

Change-100 (0%)

Value$710 (+$32)

Filed 2014-05-15

Bank of America Corp

NEW

Shares30,485

Change+30,485

Value$441

Filed 2014-05-15

Wells Fargo & Company

DECREASED

Shares26,822 from 35,752

Change-8,930 (-25%)

Value$388 (-$104)

Filed 2014-08-12

Hollencrest Capital Management

UNCHANGED

Shares13,150 from 13,150

Change0 (0%)

Value$190 (+$9)

Filed 2014-05-01

First Allied Advisory Services, Inc.

INCREASED

Shares12,575 from 11,550

Change+1,025 (+9%)

Value$182 (+$24)

Filed 2014-05-15

Concert Wealth Management Inc.

UNCHANGED

Shares11,300 from 11,300

Change0 (0%)

Value$162 (+$7)

Filed 2014-05-13

TFS Capital LLC

NEW

Shares10,021

Change+10,021

Value$145

Filed 2014-05-05

Creative Planning

UNCHANGED

Shares8,062 from 8,062

Change0 (0%)

Value$117 (+$6)

Filed 2014-04-11

Royal Bank of Canada

UNCHANGED

Shares8,051 from 8,051

Change0 (0%)

Value$116 (+$5)

Filed 2014-05-15

Citigroup Inc

NEW

Shares6,305

Change+6,305

Value$91

Filed 2014-05-15

Whittier Trust Co of Nevada Inc

UNCHANGED

Shares6,050 from 6,050

Change0 (0%)

Value$87 (+$4)

Filed 2014-05-01

Tradewinds Capital Management, LLC

UNCHANGED

Shares5,100 from 5,100

Change0 (0%)

Value$74 (+$4)

Filed 2014-09-09

WFG Advisors, LP

INCREASED

Shares2,189 from 2,164

Change+25 (+1%)

Value$32 (+$2)

Filed 2014-04-24

Efficient Market Advisors, LLC

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$14 ($0)

Filed 2014-05-02

Unionbancal Corp

UNCHANGED

Shares800 from 800

Change0 (0%)

Value$12 (+$1)

Filed 2014-05-05

D.A. Davidson & Co.

UNCHANGED

Shares700 from 700

Change0 (0%)

Value$10 (+$1)

Filed 2014-05-05

Weiss Asset Management LP

CLOSED

Shares0 from 27,983

Change-27,983 (-100%)

Value$0 (-$385)

Filed 2014-05-14

KCG Holdings, Inc.

CLOSED

Shares0 from 16,312

Change-16,312 (-100%)

Value$0 (-$225)

Filed 2014-05-15

Cetera Advisor Networks LLC

CLOSED

Shares0 from 14,375

Change-14,375 (-100%)

Value$0 (-$198)

Filed 2014-05-15

SG Americas Securities, LLC

CLOSED

Shares0 from 14,149

Change-14,149 (-100%)

Value$0 (-$195)

Filed 2014-05-14

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 800

Change-800 (-100%)

Value$0 (-$11)

Filed 2014-05-02

	Status
Guggenheim Capital LLC	DECREASED	320,992	344,072	-23,080	-7%	$4.7K	$4.6K	-$101	2014-05-16
Horizon Kinetics LLC	INCREASED	251,719	17,420	+234,299	+1345%	$240	$17	-$223	2014-05-14
Invesco Ltd.	DECREASED	110,752	127,063	-16,311	-13%	$1.8K	$1.6K	-$150	2014-05-15
Advisors Asset Management, Inc.	DECREASED	80,785	89,642	-8,857	-10%	$1.2K	$1.2K	-$67	2014-05-15
UBS AG	DECREASED	78,671	93,510	-14,839	-16%	$1.3K	$1.1K	-$150	2014-05-16
LPL Financial LLC	INCREASED	75,813	75,046	+767	+1%	$1.0K	$1.1K	+$63	2014-05-12
Morgan Stanley	INCREASED	70,310	64,492	+5,818	+9%	$888	$1.0K	+$128	2014-05-13
Whittier Trust Co	DECREASED	54,386	57,817	-3,431	-6%	$796	$786	-$10	2014-05-01
Goldman Sachs Group Inc	DECREASED	49,150	49,250	-100	0%	$678	$710	+$32	2014-05-15
Bank of America Corp	NEW	30,485	—	+30,485	—	—	$441	—	2014-05-15
Wells Fargo & Company	DECREASED	26,822	35,752	-8,930	-25%	$492	$388	-$104	2014-08-12
Hollencrest Capital Management	UNCHANGED	13,150	13,150	0	0%	$181	$190	+$9	2014-05-01
First Allied Advisory Services, Inc.	INCREASED	12,575	11,550	+1,025	+9%	$158	$182	+$24	2014-05-15
Concert Wealth Management Inc.	UNCHANGED	11,300	11,300	0	0%	$155	$162	+$7	2014-05-13
TFS Capital LLC	NEW	10,021	—	+10,021	—	—	$145	—	2014-05-05
Creative Planning	UNCHANGED	8,062	8,062	0	0%	$111	$117	+$6	2014-04-11
Royal Bank of Canada	UNCHANGED	8,051	8,051	0	0%	$111	$116	+$5	2014-05-15
Citigroup Inc	NEW	6,305	—	+6,305	—	—	$91	—	2014-05-15
Whittier Trust Co of Nevada Inc	UNCHANGED	6,050	6,050	0	0%	$83	$87	+$4	2014-05-01
Tradewinds Capital Management, LLC	UNCHANGED	5,100	5,100	0	0%	$70	$74	+$4	2014-09-09
WFG Advisors, LP	INCREASED	2,189	2,164	+25	+1%	$30	$32	+$2	2014-04-24
Efficient Market Advisors, LLC	UNCHANGED	1,000	1,000	0	0%	$14	$14	$0	2014-05-02
Unionbancal Corp	UNCHANGED	800	800	0	0%	$11	$12	+$1	2014-05-05
D.A. Davidson & Co.	UNCHANGED	700	700	0	0%	$9	$10	+$1	2014-05-05
Weiss Asset Management LP	CLOSED	0	27,983	-27,983	-100%	$385	$0	-$385	2014-05-14
KCG Holdings, Inc.	CLOSED	0	16,312	-16,312	-100%	$225	$0	-$225	2014-05-15
Cetera Advisor Networks LLC	CLOSED	0	14,375	-14,375	-100%	$198	$0	-$198	2014-05-15
SG Americas Securities, LLC	CLOSED	0	14,149	-14,149	-100%	$195	$0	-$195	2014-05-14
Tower Research Capital LLC (TRC)	CLOSED	0	800	-800	-100%	$11	$0	-$11	2014-05-02

Showing 29 of 29 institutions