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Nuveen Quality Income MUN FD

Q4 2015 vs Q1 2016

Comparing institutional holders between quarters

Quarters

Q1 2016Q4 2015Q3 2015Q2 2015Q1 2015
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Morgan Stanley
DECREASED
Shares1,014,107 from 1,015,343
Change-1,236 (0%)
Value$14.9K (+$531)
Filed 2016-05-12
Wells Fargo & Company
INCREASED
Shares1,012,268 from 944,334
Change+67,934 (+7%)
Value$14.9K (+$1.5K)
Filed 2016-05-16
Karpus Management, Inc.
DECREASED
Shares715,252 from 1,026,544
Change-311,292 (-30%)
Value$10.5K (-$4.0K)
Filed 2016-05-13
UBS Group AG
INCREASED
Shares505,841 from 440,950
Change+64,891 (+15%)
Value$7.4K (+$1.2K)
Filed 2016-05-12
Guggenheim Capital LLC
INCREASED
Shares333,944 from 213,176
Change+120,768 (+57%)
Value$4.9K (+$1.9K)
Filed 2016-05-16
Parametric Portfolio Associates LLC
INCREASED
Shares323,823 from 234,251
Change+89,572 (+38%)
Value$4.8K (+$1.4K)
Filed 2016-05-13
Advisors Asset Management, Inc.
INCREASED
Shares291,288 from 197,537
Change+93,751 (+47%)
Value$4.3K (+$1.5K)
Filed 2016-05-16
Robinson Capital Management, LLC
UNCHANGED
Shares215,375 from 215,375
Change0 (0%)
Value$3.2K (+$116)
Filed 2016-05-16
LPL Financial LLC
INCREASED
Shares176,061 from 131,065
Change+44,996 (+34%)
Value$2.6K (+$761)
Filed 2016-05-16
Van Eck Associates Corp
INCREASED
Shares130,371 from 95,562
Change+34,809 (+36%)
Value$1.9K (+$564)
Filed 2016-05-13
Commonwealth Equity Services, Inc
INCREASED
Shares126,814 from 124,370
Change+2,444 (+2%)
Value$1.9K (+$103)
Filed 2016-04-27
HighTower Advisors, LLC
INCREASED
Shares86,773 from 69,438
Change+17,335 (+25%)
Value$1.3K (+$297)
Filed 2016-05-16
Oxbow Advisors, LLC
DECREASED
Shares84,808 from 119,068
Change-34,260 (-29%)
Value$1.2K (-$440)
Filed 2016-05-02
PNC Financial Services Group, Inc.
DECREASED
Shares80,218 from 98,808
Change-18,590 (-19%)
Value$1.2K (-$221)
Filed 2016-05-06
St. James Investment Company, LLC
DECREASED
Shares59,303 from 66,708
Change-7,405 (-11%)
Value$873 (-$73)
Filed 2016-05-02
Vicus Capital
INCREASED
Shares59,172 from 52,377
Change+6,795 (+13%)
Value$871 (+$128)
Filed 2016-04-22
Capital Investment Advisors, LLC
DECREASED
Shares55,887 from 60,845
Change-4,958 (-8%)
Value$823 (-$40)
Filed 2016-04-14
Raymond James Financial Services Advisors, Inc.
NEW
Shares52,644
Change+52,644
Value$775
Filed 2016-08-12
OAK Hill Advisors LP
UNCHANGED
Shares50,189 from 50,189
Change0 (0%)
Value$739 (+$27)
Filed 2016-05-16
Bank of America Corp
INCREASED
Shares49,423 from 41,570
Change+7,853 (+19%)
Value$727 (+$137)
Filed 2016-05-13
Northwestern Mutual Wealth Management Co
INCREASED
Shares48,178 from 45,737
Change+2,441 (+5%)
Value$709 (+$60)
Filed 2016-05-16
Mariner Investment Group LLC
DECREASED
Shares38,136 from 111,178
Change-73,042 (-66%)
Value$561 (-$1.0K)
Filed 2016-05-03
First Foundation Advisors
NEW
Shares36,691
Change+36,691
Value$540
Filed 2016-05-13
Pine River Capital Management L.P.
UNCHANGED
Shares35,686 from 35,686
Change0 (0%)
Value$525 (+$20)
Filed 2017-05-15
Ladenburg Thalmann Financial Services Inc
DECREASED
Shares34,535 from 34,692
Change-157 (0%)
Value$509 (+$17)
Filed 2016-05-16
Private Harbour Investment Management & Counsel, LLC
DECREASED
Shares31,650 from 32,850
Change-1,200 (-4%)
Value$466 (+$1)
Filed 2016-05-09
Raymond James & Associates
INCREASED
Shares31,399 from 29,544
Change+1,855 (+6%)
Value$462 (+$43)
Filed 2016-05-12
Global Endowment Management, LP
DECREASED
Shares29,962 from 39,950
Change-9,988 (-25%)
Value$441 (-$125)
Filed 2016-05-13
Northern Trust Corp
INCREASED
Shares29,500 from 24,900
Change+4,600 (+18%)
Value$4 (+$1)
Filed 2016-08-19
Citigroup Inc
INCREASED
Shares28,990 from 26,934
Change+2,056 (+8%)
Value$426 (+$44)
Filed 2016-05-13
Rehmann Capital Advisory Group
UNCHANGED
Shares28,000 from 28,000
Change0 (0%)
Value$412 (+$15)
Filed 2016-05-09
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares24,583 from 12,310
Change+12,273 (+100%)
Value$362 (+$187)
Filed 2016-05-03
Royal Bank of Canada
DECREASED
Shares23,484 from 40,336
Change-16,852 (-42%)
Value$346 (-$226)
Filed 2016-06-08
Wedbush Securities Inc
DECREASED
Shares19,270 from 21,467
Change-2,197 (-10%)
Value$284 (-$20)
Filed 2016-05-02
Horizon Kinetics LLC
INCREASED
Shares17,200 from 15,400
Change+1,800 (+12%)
Value$253 (+$35)
Filed 2016-04-15
SignalPoint Asset Management, LLC
UNCHANGED
Shares16,700 from 16,700
Change0 (0%)
Value$246 (+$9)
Filed 2016-04-26
American International Group, Inc.
INCREASED
Shares15,933 from 13,483
Change+2,450 (+18%)
Value$234.0K (+$43.0K)
Filed 2016-05-12
Ameriprise Financial Inc
INCREASED
Shares15,731 from 15,658
Change+73 (+0%)
Value$232 (+$10)
Filed 2016-05-12
Bank of Montreal
UNCHANGED
Shares15,200 from 15,200
Change0 (0%)
Value$224 (+$8)
Filed 2016-04-29
Mutual of Omaha Bank Wealth Management
UNCHANGED
Shares14,000 from 14,000
Change0 (0%)
Value$206 (+$7)
Filed 2016-05-05
Folger Nolan Fleming Douglas Capital Management, Inc
UNCHANGED
Shares13,700 from 13,700
Change0 (0%)
Value$202 (+$8)
Filed 2016-05-10
Great Lakes Advisors, LLC
UNCHANGED
Shares12,700 from 12,700
Change0 (0%)
Value$187 (+$7)
Filed 2016-05-11
Nwam LLC
UNCHANGED
Shares12,399 from 12,399
Change0 (0%)
Value$183 (+$7)
Filed 2016-05-16
Next Financial Group, Inc
INCREASED
Shares12,351 from 11,065
Change+1,286 (+12%)
Value$181 (+$25)
Filed 2016-04-20
Allen Investment Management, LLC
UNCHANGED
Shares11,866 from 11,866
Change0 (0%)
Value$175 (+$7)
Filed 2017-09-22
M&T Bank Corp
NEW
Shares11,679
Change+11,679
Value$172
Filed 2016-05-11
US Bancorp \de\
INCREASED
Shares10,979 from 5,759
Change+5,220 (+91%)
Value$162 (+$80)
Filed 2016-05-13
Stratos Wealth Partners, Ltd.
DECREASED
Shares10,051 from 13,377
Change-3,326 (-25%)
Value$148 (-$42)
Filed 2016-05-09
MetLife Securities, Inc
INCREASED
Shares9,725 from 4,214
Change+5,511 (+131%)
Value$143 (+$83)
Filed 2016-04-22
Tradewinds Capital Management, LLC
UNCHANGED
Shares9,461 from 9,461
Change0 (0%)
Value$139 (+$5)
Filed 2016-05-04
Unionbancal Corp
UNCHANGED
Shares9,330 from 9,330
Change0 (0%)
Value$137 (+$5)
Filed 2016-05-11
Creative Planning
INCREASED
Shares7,792 from 3,608
Change+4,184 (+116%)
Value$115 (+$64)
Filed 2016-04-08
Fifth Third Bancorp
DECREASED
Shares7,500 from 13,037
Change-5,537 (-42%)
Value$110 (-$75)
Filed 2016-05-13
Thomas J. Herzfeld Advisors, Inc.
INCREASED
Shares6,000 from 4,000
Change+2,000 (+50%)
Value$88 (+$31)
Filed 2016-05-13
Benjamin F. Edwards & Company, Inc.
INCREASED
Shares5,667 from 5,635
Change+32 (+1%)
Value$83 (+$3)
Filed 2016-04-13
Apriem Advisors
UNCHANGED
Shares4,250 from 4,250
Change0 (0%)
Value$63 (+$3)
Filed 2016-05-13
SRH Advisors, LLC
UNCHANGED
Shares4,000 from 4,000
Change0 (0%)
Value$59 (+$2)
Filed 2016-05-16
Thrivent Financial for Lutherans
INCREASED
Shares3,570 from 1,070
Change+2,500 (+234%)
Value$53 (+$38)
Filed 2016-05-12
Monetary Management Group Inc
UNCHANGED
Shares2,665 from 2,665
Change0 (0%)
Value$39 (+$1)
Filed 2016-05-11
Partners Capital Investment Group LLC
INCREASED
Shares2,369 from 2,336
Change+33 (+1%)
Value$35 (+$2)
Filed 2016-05-11
Carnick & Company, LLC
NEW
Shares2,355
Change+2,355
Value$35
Filed 2016-05-12
Capital Advisors, Ltd. LLC
UNCHANGED
Shares2,035 from 2,035
Change0 (0%)
Value$30 (+$1)
Filed 2016-04-15
D.A. Davidson & Co.
UNCHANGED
Shares2,000 from 2,000
Change0 (0%)
Value$29 (+$1)
Filed 2016-05-13
Advantage Investment Management, LLC
UNCHANGED
Shares1,950 from 1,950
Change0 (0%)
Value$29 (+$1)
Filed 2017-03-27
Carroll Financial Associates, Inc.
UNCHANGED
Shares1,466 from 1,466
Change0 (0%)
Value$21 (+$1)
Filed 2016-04-20
Brick & Kyle, Associates
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$15 (+$1)
Filed 2016-05-04
First City Capital Management, Inc.
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$14.7K (+$540)
Filed 2016-05-12
Ropes Wealth Advisors LLC
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$15 (+$1)
Filed 2016-05-12
Ashurst Perkins Coie Trust Co
UNCHANGED
Shares510 from 510
Change0 (0%)
Value$8 (+$1)
Filed 2016-04-15
Reilly Financial Advisors, LLC
UNCHANGED
Shares300 from 300
Change0 (0%)
Value$4 ($0)
Filed 2016-04-20
Trust Department MB Financial Bank N A
UNCHANGED
Shares250 from 250
Change0 (0%)
Value$4 ($0)
Filed 2016-04-20
Farmers & Merchants Investments Inc
DECREASED
Shares233 from 300
Change-67 (-22%)
Value$3 (-$1)
Filed 2016-05-02
Kelman-Lazarov, Inc.
NEW
Shares125
Change+125
Value$2
Filed 2016-04-19
Advisory Services Network, LLC
NEW
Shares6
Change+6
Value$0
Filed 2016-04-21
First Manhattan Co. Llc.
UNCHANGED
Shares2 from 2
Change0 (0%)
Value$0 ($0)
Filed 2016-04-22
Mackay Shields LLC
CLOSED
Shares0 from 88,169
Change-88,169 (-100%)
Value$0 (-$1.3K)
Filed 2016-04-21
Rivernorth Capital Management, LLC
CLOSED
Shares0 from 81,451
Change-81,451 (-100%)
Value$0 (-$1.2K)
Filed 2016-05-16
Landscape Capital Management, L.L.C.
CLOSED
Shares0 from 75,212
Change-75,212 (-100%)
Value$0 (-$1.1K)
Filed 2016-05-11
AQR Arbitrage LLC
CLOSED
Shares0 from 71,725
Change-71,725 (-100%)
Value$0 (-$1.0K)
Filed 2016-05-16
National Planning Corp
CLOSED
Shares0 from 60,820
Change-60,820 (-100%)
Value$0 (-$885)
Filed 2016-05-16
SG Americas Securities, LLC
CLOSED
Shares0 from 32,036
Change-32,036 (-100%)
Value$0 (-$454)
Filed 2016-05-12
Weiss Asset Management LP
CLOSED
Shares0 from 27,150
Change-27,150 (-100%)
Value$0 (-$385)
Filed 2016-05-13
Cottage Street Advisors LLC
CLOSED
Shares0 from 25,752
Change-25,752 (-100%)
Value$0 (-$356)
Filed 2016-05-09
Newgate Capital Management LLC
CLOSED
Shares0 from 24,596
Change-24,596 (-100%)
Value$0 (-$347)
Filed 2016-04-29
IFP Advisors, Inc
CLOSED
Shares0 from 20,000
Change-20,000 (-100%)
Value$0 (-$284)
Filed 2019-06-03
Squarepoint Ops LLC
CLOSED
Shares0 from 14,400
Change-14,400 (-100%)
Value$0 (-$204)
Filed 2016-05-16
Stifel Financial Corp
CLOSED
Shares0 from 13,742
Change-13,742 (-100%)
Value$0 (-$195)
Filed 2016-05-16
Wolverine Asset Management LLC
CLOSED
Shares0 from 13,134
Change-13,134 (-100%)
Value$0 (-$186)
Filed 2016-05-16
Bank of New York Mellon Corp
CLOSED
Shares0 from 11,305
Change-11,305 (-100%)
Value$0 (-$161)
Filed 2016-05-16
Newman Dignan & Sheerar, Inc.
CLOSED
Shares0 from 10,368
Change-10,368 (-100%)
Value$0 (-$147)
Filed 2016-04-11
Ausdal Financial Partners, Inc.
CLOSED
Shares0 from 5,854
Change-5,854 (-100%)
Value$0 (-$83)
Filed 2016-05-05
Allegis Investment Advisors, LLC
CLOSED
Shares0 from 38
Change-38 (-100%)
Value$0 (-$1)
Filed 2016-05-09
WealthPLAN Partners, LLC
N/A
Shares— from 42,603
Change-42,603 (-100%)
Value—
Edelman Financial Group Inc.
N/A
Shares— from 8,582
Change-8,582 (-100%)
Value—
Status
Morgan Stanley
DECREASED1,014,1071,015,343-1,2360%$14.4K$14.9K+$5312016-05-12
Wells Fargo & Company
INCREASED1,012,268944,334+67,934+7%$13.4K$14.9K+$1.5K2016-05-16
Karpus Management, Inc.
DECREASED715,2521,026,544-311,292-30%$14.6K$10.5K-$4.0K2016-05-13
UBS Group AG
INCREASED505,841440,950+64,891+15%$6.3K$7.4K+$1.2K2016-05-12
Guggenheim Capital LLC
INCREASED333,944213,176+120,768+57%$3.0K$4.9K+$1.9K2016-05-16
Parametric Portfolio Associates LLC
INCREASED323,823234,251+89,572+38%$3.3K$4.8K+$1.4K2016-05-13
Advisors Asset Management, Inc.
INCREASED291,288197,537+93,751+47%$2.8K$4.3K+$1.5K2016-05-16
Robinson Capital Management, LLC
UNCHANGED215,375215,37500%$3.1K$3.2K+$1162016-05-16
LPL Financial LLC
INCREASED176,061131,065+44,996+34%$1.9K$2.6K+$7612016-05-16
Van Eck Associates Corp
INCREASED130,37195,562+34,809+36%$1.4K$1.9K+$5642016-05-13
Commonwealth Equity Services, Inc
INCREASED126,814124,370+2,444+2%$1.8K$1.9K+$1032016-04-27
HighTower Advisors, LLC
INCREASED86,77369,438+17,335+25%$986$1.3K+$2972016-05-16
Oxbow Advisors, LLC
DECREASED84,808119,068-34,260-29%$1.7K$1.2K-$4402016-05-02
PNC Financial Services Group, Inc.
DECREASED80,21898,808-18,590-19%$1.4K$1.2K-$2212016-05-06
St. James Investment Company, LLC
DECREASED59,30366,708-7,405-11%$946$873-$732016-05-02
Vicus Capital
INCREASED59,17252,377+6,795+13%$743$871+$1282016-04-22
Capital Investment Advisors, LLC
DECREASED55,88760,845-4,958-8%$863$823-$402016-04-14
Raymond James Financial Services Advisors, Inc.
NEW52,644—+52,644——$775—2016-08-12
OAK Hill Advisors LP
UNCHANGED50,18950,18900%$712$739+$272016-05-16
Bank of America Corp
INCREASED49,42341,570+7,853+19%$590$727+$1372016-05-13
Northwestern Mutual Wealth Management Co
INCREASED48,17845,737+2,441+5%$649$709+$602016-05-16
Mariner Investment Group LLC
DECREASED38,136111,178-73,042-66%$1.6K$561-$1.0K2016-05-03
First Foundation Advisors
NEW36,691—+36,691——$540—2016-05-13
Pine River Capital Management L.P.
UNCHANGED35,68635,68600%$505$525+$202017-05-15
Ladenburg Thalmann Financial Services Inc
DECREASED34,53534,692-1570%$492$509+$172016-05-16
Private Harbour Investment Management & Counsel, LLC
DECREASED31,65032,850-1,200-4%$465$466+$12016-05-09
Raymond James & Associates
INCREASED31,39929,544+1,855+6%$419$462+$432016-05-12
Global Endowment Management, LP
DECREASED29,96239,950-9,988-25%$566$441-$1252016-05-13
Northern Trust Corp
INCREASED29,50024,900+4,600+18%$3$4+$12016-08-19
Citigroup Inc
INCREASED28,99026,934+2,056+8%$382$426+$442016-05-13
Rehmann Capital Advisory Group
UNCHANGED28,00028,00000%$397$412+$152016-05-09
Cambridge Investment Research Advisors, Inc.
INCREASED24,58312,310+12,273+100%$175$362+$1872016-05-03
Royal Bank of Canada
DECREASED23,48440,336-16,852-42%$572$346-$2262016-06-08
Wedbush Securities Inc
DECREASED19,27021,467-2,197-10%$304$284-$202016-05-02
Horizon Kinetics LLC
INCREASED17,20015,400+1,800+12%$218$253+$352016-04-15
SignalPoint Asset Management, LLC
UNCHANGED16,70016,70000%$237$246+$92016-04-26
American International Group, Inc.
INCREASED15,93313,483+2,450+18%$191.0K$234.0K+$43.0K2016-05-12
Ameriprise Financial Inc
INCREASED15,73115,658+73+0%$222$232+$102016-05-12
Bank of Montreal
UNCHANGED15,20015,20000%$216$224+$82016-04-29
Mutual of Omaha Bank Wealth Management
UNCHANGED14,00014,00000%$199$206+$72016-05-05
Folger Nolan Fleming Douglas Capital Management, Inc
UNCHANGED13,70013,70000%$194$202+$82016-05-10
Great Lakes Advisors, LLC
UNCHANGED12,70012,70000%$180$187+$72016-05-11
Nwam LLC
UNCHANGED12,39912,39900%$176$183+$72016-05-16
Next Financial Group, Inc
INCREASED12,35111,065+1,286+12%$156$181+$252016-04-20
Allen Investment Management, LLC
UNCHANGED11,86611,86600%$168$175+$72017-09-22
M&T Bank Corp
NEW11,679—+11,679——$172—2016-05-11
US Bancorp \de\
INCREASED10,9795,759+5,220+91%$82$162+$802016-05-13
Stratos Wealth Partners, Ltd.
DECREASED10,05113,377-3,326-25%$190$148-$422016-05-09
MetLife Securities, Inc
INCREASED9,7254,214+5,511+131%$60$143+$832016-04-22
Tradewinds Capital Management, LLC
UNCHANGED9,4619,46100%$134$139+$52016-05-04
Unionbancal Corp
UNCHANGED9,3309,33000%$132$137+$52016-05-11
Creative Planning
INCREASED7,7923,608+4,184+116%$51$115+$642016-04-08
Fifth Third Bancorp
DECREASED7,50013,037-5,537-42%$185$110-$752016-05-13
Thomas J. Herzfeld Advisors, Inc.
INCREASED6,0004,000+2,000+50%$57$88+$312016-05-13
Benjamin F. Edwards & Company, Inc.
INCREASED5,6675,635+32+1%$80$83+$32016-04-13
Apriem Advisors
UNCHANGED4,2504,25000%$60$63+$32016-05-13
SRH Advisors, LLC
UNCHANGED4,0004,00000%$57$59+$22016-05-16
Thrivent Financial for Lutherans
INCREASED3,5701,070+2,500+234%$15$53+$382016-05-12
Monetary Management Group Inc
UNCHANGED2,6652,66500%$38$39+$12016-05-11
Partners Capital Investment Group LLC
INCREASED2,3692,336+33+1%$33$35+$22016-05-11
Carnick & Company, LLC
NEW2,355—+2,355——$35—2016-05-12
Capital Advisors, Ltd. LLC
UNCHANGED2,0352,03500%$29$30+$12016-04-15
D.A. Davidson & Co.
UNCHANGED2,0002,00000%$28$29+$12016-05-13
Advantage Investment Management, LLC
UNCHANGED1,9501,95000%$28$29+$12017-03-27
Carroll Financial Associates, Inc.
UNCHANGED1,4661,46600%$20$21+$12016-04-20
Brick & Kyle, Associates
UNCHANGED1,0001,00000%$14$15+$12016-05-04
First City Capital Management, Inc.
UNCHANGED1,0001,00000%$14.2K$14.7K+$5402016-05-12
Ropes Wealth Advisors LLC
UNCHANGED1,0001,00000%$14$15+$12016-05-12
Ashurst Perkins Coie Trust Co
UNCHANGED51051000%$7$8+$12016-04-15
Reilly Financial Advisors, LLC
UNCHANGED30030000%$4$4$02016-04-20
Trust Department MB Financial Bank N A
UNCHANGED25025000%$4$4$02016-04-20
Farmers & Merchants Investments Inc
DECREASED233300-67-22%$4$3-$12016-05-02
Kelman-Lazarov, Inc.
NEW125—+125——$2—2016-04-19
Advisory Services Network, LLC
NEW6—+6——$0—2016-04-21
First Manhattan Co. Llc.
UNCHANGED2200%$0$0$02016-04-22
Mackay Shields LLC
CLOSED088,169-88,169-100%$1.3K$0-$1.3K2016-04-21
Rivernorth Capital Management, LLC
CLOSED081,451-81,451-100%$1.2K$0-$1.2K2016-05-16
Landscape Capital Management, L.L.C.
CLOSED075,212-75,212-100%$1.1K$0-$1.1K2016-05-11
AQR Arbitrage LLC
CLOSED071,725-71,725-100%$1.0K$0-$1.0K2016-05-16
National Planning Corp
CLOSED060,820-60,820-100%$885$0-$8852016-05-16
SG Americas Securities, LLC
CLOSED032,036-32,036-100%$454$0-$4542016-05-12
Weiss Asset Management LP
CLOSED027,150-27,150-100%$385$0-$3852016-05-13
Cottage Street Advisors LLC
CLOSED025,752-25,752-100%$356$0-$3562016-05-09
Newgate Capital Management LLC
CLOSED024,596-24,596-100%$347$0-$3472016-04-29
IFP Advisors, Inc
CLOSED020,000-20,000-100%$284$0-$2842019-06-03
Squarepoint Ops LLC
CLOSED014,400-14,400-100%$204$0-$2042016-05-16
Stifel Financial Corp
CLOSED013,742-13,742-100%$195$0-$1952016-05-16
Wolverine Asset Management LLC
CLOSED013,134-13,134-100%$186$0-$1862016-05-16
Bank of New York Mellon Corp
CLOSED011,305-11,305-100%$161$0-$1612016-05-16
Newman Dignan & Sheerar, Inc.
CLOSED010,368-10,368-100%$147$0-$1472016-04-11
Ausdal Financial Partners, Inc.
CLOSED05,854-5,854-100%$83$0-$832016-05-05
Allegis Investment Advisors, LLC
CLOSED038-38-100%$1$0-$12016-05-09
WealthPLAN Partners, LLC
N/A—42,603-42,603-100%$176.3K———
Edelman Financial Group Inc.
N/A—8,582-8,582-100%$0———
Showing 94 of 94 institutions