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Nuveen Calif Quality Incm MU

Q4 2013 vs Q1 2014

Comparing institutional holders between quarters

Quarters

Q1 2014Q4 2013Q3 2013Q2 2013Q1 2013
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Guggenheim Capital LLC
DECREASED
Shares321,980 from 344,244
Change-22,264 (-6%)
Value$4.8K (-$172)
Filed 2014-05-16
Invesco Ltd.
DECREASED
Shares116,363 from 164,113
Change-47,750 (-29%)
Value$1.7K (-$633)
Filed 2014-05-15
Bank of America Corp
NEW
Shares65,143
Change+65,143
Value$965
Filed 2014-05-15
Credit Suisse AG/
DECREASED
Shares60,501 from 60,812
Change-311 (-1%)
Value$897 (+$24)
Filed 2014-05-15
UBS AG
INCREASED
Shares58,518 from 49,700
Change+8,818 (+18%)
Value$867 (+$153)
Filed 2014-05-16
Morgan Stanley
DECREASED
Shares47,820 from 49,865
Change-2,045 (-4%)
Value$708 (-$8)
Filed 2014-05-13
LPL Financial LLC
DECREASED
Shares39,814 from 44,837
Change-5,023 (-11%)
Value$590 (-$54)
Filed 2014-05-12
Wells Fargo & Company
DECREASED
Shares26,338 from 28,497
Change-2,159 (-8%)
Value$391 (-$18)
Filed 2014-08-12
Whittier Trust Co
UNCHANGED
Shares21,340 from 21,340
Change0 (0%)
Value$316 (+$10)
Filed 2014-05-01
Hollencrest Capital Management
UNCHANGED
Shares14,450 from 14,450
Change0 (0%)
Value$214 (+$6)
Filed 2014-05-01
Whittier Trust Co of Nevada Inc
DECREASED
Shares13,150 from 15,650
Change-2,500 (-16%)
Value$195 (-$29)
Filed 2014-05-01
Boston Private Bank & Trust Co
UNCHANGED
Shares11,880 from 11,880
Change0 (0%)
Value$176 (+$5)
Filed 2014-04-15
Royal Bank of Canada
INCREASED
Shares11,075 from 9,325
Change+1,750 (+19%)
Value$164 (+$30)
Filed 2014-05-15
Creative Planning
UNCHANGED
Shares9,071 from 9,071
Change0 (0%)
Value$134 (+$4)
Filed 2014-04-11
Citigroup Inc
INCREASED
Shares8,197 from 4,390
Change+3,807 (+87%)
Value$121 (+$58)
Filed 2014-05-15
Ladenburg Thalmann Financial Services Inc
INCREASED
Shares7,600 from 6,600
Change+1,000 (+15%)
Value$113 (+$18)
Filed 2014-05-15
Apriem Advisors
UNCHANGED
Shares3,904 from 3,904
Change0 (0%)
Value$58 (+$2)
Filed 2014-05-13
KCG Holdings, Inc.
CLOSED
Shares0 from 26,764
Change-26,764 (-100%)
Value$0 (-$384)
Filed 2014-05-15
Cetera Advisor Networks LLC
CLOSED
Shares0 from 16,240
Change-16,240 (-100%)
Value$0 (-$234)
Filed 2014-05-15
SG Americas Securities, LLC
CLOSED
Shares0 from 10,742
Change-10,742 (-100%)
Value$0 (-$154)
Filed 2014-05-14
Thomas J. Herzfeld Advisors, Inc.
CLOSED
Shares0 from 1,500
Change-1,500 (-100%)
Value$0 (-$22)
Filed 2014-05-14
Status
Guggenheim Capital LLC
DECREASED321,980344,244-22,264-6%$4.9K$4.8K-$1722014-05-16
Invesco Ltd.
DECREASED116,363164,113-47,750-29%$2.4K$1.7K-$6332014-05-15
Bank of America Corp
NEW65,143—+65,143——$965—2014-05-15
Credit Suisse AG/
DECREASED60,50160,812-311-1%$873$897+$242014-05-15
UBS AG
INCREASED58,51849,700+8,818+18%$714$867+$1532014-05-16
Morgan Stanley
DECREASED47,82049,865-2,045-4%$716$708-$82014-05-13
LPL Financial LLC
DECREASED39,81444,837-5,023-11%$644$590-$542014-05-12
Wells Fargo & Company
DECREASED26,33828,497-2,159-8%$409$391-$182014-08-12
Whittier Trust Co
UNCHANGED21,34021,34000%$306$316+$102014-05-01
Hollencrest Capital Management
UNCHANGED14,45014,45000%$208$214+$62014-05-01
Whittier Trust Co of Nevada Inc
DECREASED13,15015,650-2,500-16%$224$195-$292014-05-01
Boston Private Bank & Trust Co
UNCHANGED11,88011,88000%$171$176+$52014-04-15
Royal Bank of Canada
INCREASED11,0759,325+1,750+19%$134$164+$302014-05-15
Creative Planning
UNCHANGED9,0719,07100%$130$134+$42014-04-11
Citigroup Inc
INCREASED8,1974,390+3,807+87%$63$121+$582014-05-15
Ladenburg Thalmann Financial Services Inc
INCREASED7,6006,600+1,000+15%$95$113+$182014-05-15
Apriem Advisors
UNCHANGED3,9043,90400%$56$58+$22014-05-13
KCG Holdings, Inc.
CLOSED026,764-26,764-100%$384$0-$3842014-05-15
Cetera Advisor Networks LLC
CLOSED016,240-16,240-100%$234$0-$2342014-05-15
SG Americas Securities, LLC
CLOSED010,742-10,742-100%$154$0-$1542014-05-14
Thomas J. Herzfeld Advisors, Inc.
CLOSED01,500-1,500-100%$22$0-$222014-05-14
Showing 21 of 21 institutions