Oculus Innovative Sciences I

CUSIP: 67575P306 | 21 institutional holders

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Institutional Holders — Q3 2016

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Bard Associates Inc115,424

0.0% of portfolio$501

Vanguard Group Inc108,042

0.0% of portfolio$468

BlackRock Institutional Trust Company, N.A.25,523

0.0% of portfolio$111

Geode Capital Management, LLC13,437

0.0% of portfolio$58

Susquehanna International Group, LLP10,775

0.0% of portfolio$47

UBS Group AG4,170

0.0% of portfolio$18

Morgan Stanley1,445

0.0% of portfolio$6

Wells Fargo & Company1,014

0.0% of portfolio$4

BlackRock Fund Advisors1,009

0.0% of portfolio$4

Advisor Group, Inc.985

0.0% of portfolio$4

Bank of Montreal564

0.0% of portfolio$2

Tower Research Capital LLC (TRC)400

0.0% of portfolio$2

Bronfman E.L. Rothschild, L.P.128

0.0% of portfolio$1

Ladenburg Thalmann Financial Services Inc128

0.0% of portfolio$0

Royal Bank of Canada124

0.0% of portfolio$1

Advantage Investment Management, LLC100

0.0% of portfolio$0

MetLife Securities, Inc88

0.0% of portfolio$0

Allworth Financial LP62

0.0% of portfolio$0

Citigroup Inc34

0.0% of portfolio$0

				Style	Turnover	Location	Filed
Bard Associates Inc	115,424	$501	0.0%	GARP	Medium	Chicago, IL	2016-11-14
Vanguard Group Inc	108,042	$468	0.0%	N/A	N/A	Valley Forge, PA	2016-11-14
BlackRock Institutional Trust Company, N.A.	25,523	$111	0.0%	N/A	N/A	San Francisco, CA	2016-11-08
Geode Capital Management, LLC	13,437	$58	0.0%	Index	Very Low	Boston, MA	2016-11-10
Susquehanna International Group, LLP	10,775	$47	0.0%	Growth	High	Bala Cynwyd, PA	2016-11-14
UBS Group AG	4,170	$18	0.0%	Core	Medium	Zurich, Switzerland	2016-11-14
Morgan Stanley	1,445	$6	0.0%	Core	Low	New York, NY	2016-11-10
Wells Fargo & Company	1,014	$4	0.0%	Core	Low	San Francisco, CA	2016-10-31
BlackRock Fund Advisors	1,009	$4	0.0%	N/A	N/A	San Francisco, CA	2016-11-08
Advisor Group, Inc.	985	$4	0.0%	N/A	N/A	Phoenix, AZ	2017-11-02
Bank of Montreal	564	$2	0.0%	Core	Medium	Toronto, Australia	2016-10-19
Tower Research Capital LLC (TRC)	400	$2	0.0%	GARP	Very High	New York, NY	2016-11-08
Bronfman E.L. Rothschild, L.P.	128	$1	0.0%	N/A	N/A	Rockville, MD	2016-11-04
Ladenburg Thalmann Financial Services Inc	128	$0	0.0%	N/A	N/A	Miami, FL	2016-11-14
Royal Bank of Canada	124	$1	0.0%	Core	Low	Toronto, Australia	2016-11-14
Advantage Investment Management, LLC	100	$0	0.0%	N/A	N/A	Cedar Rapids, IA	2017-03-27
MetLife Securities, Inc	88	$0	0.0%	N/A	N/A	New York, NY	2016-10-13
Allworth Financial LP	62	$0	0.0%	ETF	Low	Folsom, CA	2017-02-07
Citigroup Inc	34	$0	0.0%	Core	Medium	New York, NY	2016-11-10