Oxford Lane Cap Corp

Q2 2025 vs Q3 2025

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Osaic Holdings, Inc.

DECREASED

Shares528,261 from 587,450

Change-59,189 (-10%)

Value$2.0M (-$486.3K)

Filed 2025-11-14

GatePass Capital, LLC

DECREASED

Shares47,400 from 62,900

Change-15,500 (-25%)

Value$802.5K (+$538.3K)

Filed 2025-10-29

Apollon Wealth Management, LLC

DECREASED

Shares28,209 from 93,118

Change-64,909 (-70%)

Value$477.6K (+$86.5K)

Filed 2025-10-17

Nicolet Advisory Services, LLC

NEW

Shares20,383

Change+20,383

Value$341.6K

Filed 2025-11-13

Sage Capital Advisors,llc

DECREASED

Shares13,948 from 65,940

Change-51,992 (-79%)

Value$236.1K (-$40.8K)

Filed 2025-10-07

WPG Advisers, LLC

DECREASED

Shares1,310 from 1,397

Change-87 (-6%)

Value$22.2K (+$16.3K)

Filed 2025-10-29

CWM, LLC

DECREASED

Shares106 from 349

Change-243 (-70%)

Value$2 (+$1)

Filed 2025-10-15

Blue Trust, Inc.

NEW

Shares60

Change+60

Value$1.0K

Filed 2025-10-16

Border to Coast Pensions Partnership Ltd

CLOSED

Shares0 from 2,200,000

Change-2,200,000 (-100%)

Value$0 (-$9.2K)

Filed 2025-11-05

Morgan Stanley

CLOSED

Shares0 from 1,954,687

Change-1,954,687 (-100%)

Value$0 (-$8.2M)

Filed 2026-05-27

Citadel Advisors LLC

CLOSED

Shares0 from 1,655,394

Change-1,655,394 (-100%)

Value$0 (-$7.0M)

Filed 2025-11-14

Wedbush Securities Inc

CLOSED

Shares0 from 1,516,297

Change-1,516,297 (-100%)

Value$0 (-$6.4K)

Filed 2025-11-06

Realta Investment Advisors

CLOSED

Shares0 from 1,243,900

Change-1,243,900 (-100%)

Value$0 (-$5.2M)

Filed 2025-10-23

LPL Financial LLC

CLOSED

Shares0 from 917,424

Change-917,424 (-100%)

Value$0 (-$3.9M)

Filed 2025-11-12

J.W. Cole Advisors, Inc.

CLOSED

Shares0 from 682,335

Change-682,335 (-100%)

Value$0 (-$2.9M)

Filed 2025-11-05

Jane Street Group, LLC

CLOSED

Shares0 from 594,696

Change-594,696 (-100%)

Value$0 (-$2.5M)

Filed 2025-11-14

Geneos Wealth Management Inc.

CLOSED

Shares0 from 579,347

Change-579,347 (-100%)

Value$0 (-$2.4M)

Filed 2025-10-22

Delphi Financial Group, Inc.

CLOSED

Shares0 from 560,153

Change-560,153 (-100%)

Value$0 (-$2.4M)

Filed 2025-11-14

Virtu Financial LLC

CLOSED

Shares0 from 454,325

Change-454,325 (-100%)

Value$0 (-$1.9K)

Filed 2025-11-14

Independent Financial Group, LLC

CLOSED

Shares0 from 445,323

Change-445,323 (-100%)

Value$0 (-$1.9M)

Filed 2026-05-15

Triumph Capital Management

CLOSED

Shares0 from 441,779

Change-441,779 (-100%)

Value$0 (-$1.9M)

Filed 2025-12-23

Transce3nd, LLC

CLOSED

Shares0 from 415,326

Change-415,326 (-100%)

Value$0 (-$1.7M)

Filed 2025-11-12

Freestone Capital Holdings, LLC

CLOSED

Shares0 from 355,605

Change-355,605 (-100%)

Value$0 (-$1.5M)

Filed 2025-11-12

Kestra Advisory Services, LLC

CLOSED

Shares0 from 347,344

Change-347,344 (-100%)

Value$0 (-$1.5M)

Filed 2025-11-14

Jump Financial, LLC

CLOSED

Shares0 from 331,928

Change-331,928 (-100%)

Value$0 (-$1.4M)

Filed 2026-08-13

M&T Bank Corp

CLOSED

Shares0 from 306,884

Change-306,884 (-100%)

Value$0 (-$1.3M)

Filed 2025-11-14

&partners

CLOSED

Shares0 from 305,307

Change-305,307 (-100%)

Value$0 (-$1.3M)

Filed 2025-11-14

Private Advisor Group, LLC

CLOSED

Shares0 from 276,514

Change-276,514 (-100%)

Value$0 (-$1.2M)

Filed 2025-11-13

Oppenheimer & Co Inc

CLOSED

Shares0 from 260,956

Change-260,956 (-100%)

Value$0 (-$1.1M)

Filed 2025-11-06

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 230,071

Change-230,071 (-100%)

Value$0 (-$966)

Filed 2025-11-12

Founders Financial Alliance, LLC

CLOSED

Shares0 from 225,578

Change-225,578 (-100%)

Value$0 (-$947.4K)

Filed 2025-11-07

Raymond James Financial Inc

CLOSED

Shares0 from 216,966

Change-216,966 (-100%)

Value$0 (-$911.3K)

Filed 2025-11-14

Samalin Investment Counsel, LLC

CLOSED

Shares0 from 195,696

Change-195,696 (-100%)

Value$0 (-$821.9K)

Filed 2025-10-30

Arlington Capital Management Inc

CLOSED

Shares0 from 183,979

Change-183,979 (-100%)

Value$0 (-$772.7K)

Filed 2025-11-14

Wesbanco Bank Inc

CLOSED

Shares0 from 147,409

Change-147,409 (-100%)

Value$0 (-$619.1K)

Filed 2025-11-06

Choreo, LLC

CLOSED

Shares0 from 146,408

Change-146,408 (-100%)

Value$0 (-$614.9K)

Filed 2025-11-12

Squarepoint Ops LLC

CLOSED

Shares0 from 137,834

Change-137,834 (-100%)

Value$0 (-$578.9K)

Filed 2025-11-14

Buska Wealth Management, LLC

CLOSED

Shares0 from 136,450

Change-136,450 (-100%)

Value$0 (-$573.1K)

Filed 2025-11-12

Aptus Capital Advisors, LLC

CLOSED

Shares0 from 136,048

Change-136,048 (-100%)

Value$0 (-$571.4K)

Filed 2025-11-12

Cetera Investment Advisers

CLOSED

Shares0 from 132,074

Change-132,074 (-100%)

Value$0 (-$554.7K)

Filed 2025-11-14

Commonwealth Equity Services, LLC

CLOSED

Shares0 from 128,318

Change-128,318 (-100%)

Value$0 (-$539)

Filed 2025-10-22

CastleKnight Management LP

CLOSED

Shares0 from 97,000

Change-97,000 (-100%)

Value$0 (-$407.4K)

Filed 2025-11-14

Allworth Financial LP

CLOSED

Shares0 from 95,209

Change-95,209 (-100%)

Value$0 (-$399.9K)

Filed 2025-12-02

Cura Wealth Advisors, LLC

CLOSED

Shares0 from 91,238

Change-91,238 (-100%)

Value$0 (-$383.2K)

Filed 2025-11-14

Eight 31 Financial, LLC

CLOSED

Shares0 from 90,163

Change-90,163 (-100%)

Value$0 (-$378.7K)

Filed 2025-11-13

Envestnet Asset Management Inc

CLOSED

Shares0 from 86,712

Change-86,712 (-100%)

Value$0 (-$355.8K)

Filed 2025-11-05

Prospera Financial Services Inc

CLOSED

Shares0 from 77,881

Change-77,881 (-100%)

Value$0 (-$327.1K)

Filed 2025-11-06

CFO4Life Group, LLC

CLOSED

Shares0 from 73,410

Change-73,410 (-100%)

Value$0 (-$308.3K)

Filed 2025-11-07

Susquehanna International Group, LLP

CLOSED

Shares0 from 70,351

Change-70,351 (-100%)

Value$0 (-$295.5K)

Filed 2025-11-14

National Bank of Canada

CLOSED

Shares0 from 69,423

Change-69,423 (-100%)

Value$0 (-$290.2K)

Filed 2025-11-14

Money Concepts Capital Corp

CLOSED

Shares0 from 62,665

Change-62,665 (-100%)

Value$0 (-$263.2K)

Filed 2025-11-04

BI Asset Management Fondsmaeglerselskab A/S

CLOSED

Shares0 from 62,164

Change-62,164 (-100%)

Value$0 (-$261)

Filed 2025-11-05

D.A. Davidson & Co.

CLOSED

Shares0 from 57,696

Change-57,696 (-100%)

Value$0 (-$242.3K)

Filed 2025-10-22

UBS Group AG

CLOSED

Shares0 from 57,007

Change-57,007 (-100%)

Value$0 (-$239.4K)

Filed 2025-11-13

Cary Street Partners Financial LLC

CLOSED

Shares0 from 56,455

Change-56,455 (-100%)

Value$0 (-$237.1K)

Filed 2025-11-10

Lido Advisors, LLC

CLOSED

Shares0 from 51,433

Change-51,433 (-100%)

Value$0 (-$216.0K)

Filed 2025-11-14

TT Capital Management LLC

CLOSED

Shares0 from 47,050

Change-47,050 (-100%)

Value$0 (-$197.6K)

Filed 2025-11-07

Partners Wealth Management, LLC

CLOSED

Shares0 from 46,702

Change-46,702 (-100%)

Value$0 (-$224.6K)

Filed 2025-10-29

Capital CS Group, LLC

CLOSED

Shares0 from 45,587

Change-45,587 (-100%)

Value$0 (-$191.5K)

Filed 2025-11-07

Wells Fargo & Company

CLOSED

Shares0 from 45,557

Change-45,557 (-100%)

Value$0 (-$191.3K)

Filed 2025-11-13

MGO One Seven LLC

CLOSED

Shares0 from 44,889

Change-44,889 (-100%)

Value$0 (-$188.5K)

Filed 2025-10-24

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 44,552

Change-44,552 (-100%)

Value$0 (-$187.1K)

Filed 2025-11-14

Fermata Advisors, LLC

CLOSED

Shares0 from 43,295

Change-43,295 (-100%)

Value$0 (-$181.8K)

Filed 2025-10-09

Mariner, LLC

CLOSED

Shares0 from 42,057

Change-42,057 (-100%)

Value$0 (-$176.6K)

Filed 2025-11-14

Kestra Private Wealth Services, LLC

CLOSED

Shares0 from 41,977

Change-41,977 (-100%)

Value$0 (-$176.3K)

Filed 2025-11-17

CoreCap Advisors, LLC

CLOSED

Shares0 from 40,485

Change-40,485 (-100%)

Value$0 (-$170.0K)

Filed 2025-10-22

Marks Wealth, LLC

CLOSED

Shares0 from 40,012

Change-40,012 (-100%)

Value$0 (-$168.1K)

Filed 2025-10-28

Summitry LLC

CLOSED

Shares0 from 40,000

Change-40,000 (-100%)

Value$0 (-$168.0K)

Filed 2025-11-07

Federation des caisses Desjardins du Quebec

CLOSED

Shares0 from 39,400

Change-39,400 (-100%)

Value$0 (-$164.7K)

Filed 2025-11-14

Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors

CLOSED

Shares0 from 36,904

Change-36,904 (-100%)

Value$0 (-$155.0K)

Filed 2025-10-24

International Assets Investment Management, LLC

CLOSED

Shares0 from 36,900

Change-36,900 (-100%)

Value$0 (-$133.6K)

Filed 2025-10-31

HighTower Advisors, LLC

CLOSED

Shares0 from 35,249

Change-35,249 (-100%)

Value$0 (-$148.0K)

Filed 2025-11-07

Essex Financial Services, Inc.

CLOSED

Shares0 from 34,089

Change-34,089 (-100%)

Value$0 (-$143.2K)

Filed 2025-11-07

Financial Guidance Group, Inc.

CLOSED

Shares0 from 33,924

Change-33,924 (-100%)

Value$0 (-$142.5K)

Filed 2025-11-05

L.M. Kohn & Company

CLOSED

Shares0 from 32,700

Change-32,700 (-100%)

Value$0 (-$137.3K)

Filed 2025-11-04

Parisi Gray Wealth Management

CLOSED

Shares0 from 32,000

Change-32,000 (-100%)

Value$0 (-$134.4K)

Filed 2025-10-17

Moors & Cabot, Inc.

CLOSED

Shares0 from 30,500

Change-30,500 (-100%)

Value$0 (-$128.1K)

Filed 2025-11-14

Integrated Wealth Concepts LLC

CLOSED

Shares0 from 30,000

Change-30,000 (-100%)

Value$0 (-$126.0K)

Filed 2025-11-14

Prime Capital Investment Advisors, LLC

CLOSED

Shares0 from 29,139

Change-29,139 (-100%)

Value$0 (-$122.4K)

Filed 2025-11-05

Waddell & Associates, LLC

CLOSED

Shares0 from 27,474

Change-27,474 (-100%)

Value$0 (-$115.4K)

Filed 2025-11-10

Two Sigma Securities, LLC

CLOSED

Shares0 from 27,313

Change-27,313 (-100%)

Value$0 (-$114.7K)

Filed 2025-11-14

Joule Financial, LLC

CLOSED

Shares0 from 26,794

Change-26,794 (-100%)

Value$0 (-$112.5K)

Filed 2025-11-03

Sanctuary Advisors, LLC

CLOSED

Shares0 from 26,790

Change-26,790 (-100%)

Value$0 (-$112.5K)

Filed 2026-01-13

Keybank National Association

CLOSED

Shares0 from 25,500

Change-25,500 (-100%)

Value$0 (-$107.1K)

Filed 2025-11-04

World Investment Advisors

CLOSED

Shares0 from 24,500

Change-24,500 (-100%)

Value$0 (-$102.9K)

Filed 2025-10-15

McIlrath & Eck, LLC

CLOSED

Shares0 from 23,464

Change-23,464 (-100%)

Value$0 (-$98.5K)

Filed 2025-10-22

Belpointe Asset Management LLC

CLOSED

Shares0 from 22,861

Change-22,861 (-100%)

Value$0 (-$96.0K)

Filed 2025-11-03

B. Riley Wealth Advisors, Inc.

CLOSED

Shares0 from 22,725

Change-22,725 (-100%)

Value$0 (-$95.4K)

Filed 2025-10-31

Stifel Financial Corp

CLOSED

Shares0 from 22,118

Change-22,118 (-100%)

Value$0 (-$92.9K)

Filed 2025-11-12

Firethorn Wealth Partners, LLC

CLOSED

Shares0 from 22,020

Change-22,020 (-100%)

Value$0 (-$92.5K)

Filed 2025-10-08

MAI Capital Management

CLOSED

Shares0 from 20,240

Change-20,240 (-100%)

Value$0 (-$85.0K)

Filed 2025-11-10

Abel Hall, LLC

CLOSED

Shares0 from 20,000

Change-20,000 (-100%)

Value$0 (-$84.0K)

Filed 2025-11-17

EverSource Wealth Advisors, LLC

CLOSED

Shares0 from 20,000

Change-20,000 (-100%)

Value$0 (-$84.0K)

Filed 2025-11-10

K2 Principal Fund, L.P.

CLOSED

Shares0 from 20,000

Change-20,000 (-100%)

Value$0 (-$84.0K)

Filed 2025-11-13

Avidian Wealth Enterprises, LLC

CLOSED

Shares0 from 19,976

Change-19,976 (-100%)

Value$0 (-$83.9K)

Filed 2025-10-30

Evoke Wealth, LLC

CLOSED

Shares0 from 19,687

Change-19,687 (-100%)

Value$0 (-$82.7K)

Filed 2025-11-14

Beacon Financial Advisory LLC

CLOSED

Shares0 from 19,392

Change-19,392 (-100%)

Value$0 (-$81.4K)

Filed 2025-10-29

Mutual Advisors, LLC

CLOSED

Shares0 from 17,621

Change-17,621 (-100%)

Value$0 (-$63.8K)

Filed 2025-11-04

Calton & Associates, Inc.

CLOSED

Shares0 from 17,606

Change-17,606 (-100%)

Value$0 (-$73.9K)

Filed 2025-11-07

Merit Financial Group, LLC

CLOSED

Shares0 from 17,047

Change-17,047 (-100%)

Value$0 (-$71.6K)

Filed 2025-11-07

NorthCoast Asset Management LLC

CLOSED

Shares0 from 16,761

Change-16,761 (-100%)

Value$0 (-$70.4K)

Filed 2025-11-10

XTX Topco Ltd

CLOSED

Shares0 from 16,518

Change-16,518 (-100%)

Value$0 (-$69.4K)

Filed 2025-11-14

Freestate Advisors LLC

CLOSED

Shares0 from 16,264

Change-16,264 (-100%)

Value$0 (-$68.3K)

Filed 2025-10-07

NewEdge Advisors, LLC

CLOSED

Shares0 from 15,843

Change-15,843 (-100%)

Value$0 (-$66.5K)

Filed 2025-11-17

Brookstone Capital Management

CLOSED

Shares0 from 15,560

Change-15,560 (-100%)

Value$0 (-$65.4K)

Filed 2025-10-15

One Capital Management, LLC

CLOSED

Shares0 from 15,360

Change-15,360 (-100%)

Value$0 (-$64.5K)

Filed 2025-11-14

Merkkuri Wealth Advisors LLC

CLOSED

Shares0 from 15,323

Change-15,323 (-100%)

Value$0 (-$64.4K)

Filed 2025-10-29

Tradewinds, Llc.

CLOSED

Shares0 from 15,323

Change-15,323 (-100%)

Value$0 (-$64.4K)

Filed 2025-10-29

Arkadios Wealth Advisors

CLOSED

Shares0 from 14,924

Change-14,924 (-100%)

Value$0 (-$62.7K)

Filed 2025-10-29

Waverly Advisors, LLC

CLOSED

Shares0 from 14,765

Change-14,765 (-100%)

Value$0 (-$62.0K)

Filed 2025-11-14

Basepoint Wealth LLC

CLOSED

Shares0 from 14,546

Change-14,546 (-100%)

Value$0 (-$61.1K)

Filed 2025-11-13

Bank of America Corp

CLOSED

Shares0 from 14,063

Change-14,063 (-100%)

Value$0 (-$59.1K)

Filed 2026-02-03

PFG Investments, LLC

CLOSED

Shares0 from 13,827

Change-13,827 (-100%)

Value$0 (-$58.1K)

Filed 2025-10-31

Creative Planning

CLOSED

Shares0 from 13,687

Change-13,687 (-100%)

Value$0 (-$57.5K)

Filed 2025-11-14

Foundations Investment Advisors, LLC

CLOSED

Shares0 from 13,156

Change-13,156 (-100%)

Value$0 (-$55.3K)

Filed 2025-11-03

MML Investors Services, LLC

CLOSED

Shares0 from 13,071

Change-13,071 (-100%)

Value$0 (-$55)

Filed 2025-11-14

Fingerlakes Wealth Management, Inc.

CLOSED

Shares0 from 12,874

Change-12,874 (-100%)

Value$0 (-$54.1K)

Filed 2025-10-24

Valtinson Bruner Financial Planning LLC

CLOSED

Shares0 from 12,622

Change-12,622 (-100%)

Value$0 (-$53.0K)

Filed 2025-11-04

National Wealth Management Group, LLC

CLOSED

Shares0 from 12,514

Change-12,514 (-100%)

Value$0 (-$52.6K)

Filed 2025-10-31

Barnes Wealth Management Group, Inc

CLOSED

Shares0 from 12,200

Change-12,200 (-100%)

Value$0 (-$51.2K)

Filed 2025-11-14

Precision Wealth Strategies, LLC

CLOSED

Shares0 from 12,000

Change-12,000 (-100%)

Value$0 (-$50.4K)

Filed 2025-10-16

GPS Wealth Strategies Group, LLC

CLOSED

Shares0 from 11,442

Change-11,442 (-100%)

Value$0 (-$48.1K)

Filed 2025-11-03

Focus Partners Advisor Solutions, LLC

CLOSED

Shares0 from 11,250

Change-11,250 (-100%)

Value$0 (-$47.3K)

Filed 2025-11-12

US Bancorp \de\

CLOSED

Shares0 from 10,685

Change-10,685 (-100%)

Value$0 (-$44.9K)

Filed 2025-11-12

Capital Investment Advisors, LLC

CLOSED

Shares0 from 10,634

Change-10,634 (-100%)

Value$0 (-$44.7K)

Filed 2025-10-23

Walkner Condon Financial Advisors LLC

CLOSED

Shares0 from 10,099

Change-10,099 (-100%)

Value$0 (-$42.4K)

Filed 2025-10-29

Captrust Financial Advisors

CLOSED

Shares0 from 10,099

Change-10,099 (-100%)

Value$0 (-$42.4K)

Filed 2025-11-19

Cornell Pochily Investment Advisors, Inc.

CLOSED

Shares0 from 10,064

Change-10,064 (-100%)

Value$0 (-$42.3K)

Filed 2025-10-27

Titleist Asset Management, LLC

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$42.0K)

Filed 2025-11-05

Quilter Plc

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$42.0K)

Filed 2025-10-31

Insigneo Advisory Services, LLC

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$42.0K)

Filed 2025-11-12

Farther Finance Advisors, LLC

CLOSED

Shares0 from 9,733

Change-9,733 (-100%)

Value$0 (-$40.9K)

Filed 2025-10-14

Nova Wealth Management, Inc.

CLOSED

Shares0 from 8,110

Change-8,110 (-100%)

Value$0 (-$34.1K)

Filed 2025-10-07

Aventura Private Wealth, LLC

CLOSED

Shares0 from 8,000

Change-8,000 (-100%)

Value$0 (-$33.6K)

Filed 2026-01-07

Cary Street Partners Investment Advisory LLC

CLOSED

Shares0 from 7,500

Change-7,500 (-100%)

Value$0 (-$31.5K)

Filed 2025-11-10

Ameritas Advisory Services, LLC

CLOSED

Shares0 from 6,736

Change-6,736 (-100%)

Value$0 (-$28.3K)

Filed 2025-11-06

AdvisorNet Financial, Inc

CLOSED

Shares0 from 6,198

Change-6,198 (-100%)

Value$0 (-$26.0K)

Filed 2025-10-09

Swan Capital LLC

CLOSED

Shares0 from 5,878

Change-5,878 (-100%)

Value$0 (-$24.7K)

Filed 2025-11-14

Red Tortoise LLC

CLOSED

Shares0 from 5,195

Change-5,195 (-100%)

Value$0 (-$21.8K)

Filed 2025-10-22

Royal Bank of Canada

CLOSED

Shares0 from 4,268

Change-4,268 (-100%)

Value$0 (-$18.0K)

Filed 2025-11-14

Cantor Fitzgerald, L. P.

CLOSED

Shares0 from 3,908

Change-3,908 (-100%)

Value$0 (-$16.4K)

Filed 2026-02-17

Sunbelt Securities, Inc.

CLOSED

Shares0 from 1,251

Change-1,251 (-100%)

Value$0 (-$6.3K)

Filed 2025-11-19

Accredited Wealth Management, LLC

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$4.2K)

Filed 2025-11-12

IMG Wealth Management, Inc.

CLOSED

Shares0 from 955

Change-955 (-100%)

Value$0 (-$4.0K)

Filed 2025-11-05

Glen Eagle Advisors, LLC

CLOSED

Shares0 from 943

Change-943 (-100%)

Value$0 (-$4.0K)

Filed 2025-11-14

Legacy Wealth Managment, LLC

CLOSED

Shares0 from 556

Change-556 (-100%)

Value$0 (-$2.3K)

Filed 2025-11-12

FMR LLC

CLOSED

Shares0 from 223

Change-223 (-100%)

Value$0 (-$937)

Filed 2025-11-13

BlackRock, Inc.

CLOSED

Shares0 from 7

Change-7 (-100%)

Value$0 (-$28)

Filed 2025-11-12

Danske Bank A/S

CLOSED

Shares0 from 5

Change-5 (-100%)

Value$0 (-$21)

Filed 2025-11-19

Semmax Financial Advisors Inc.

N/A

Shares— from 19,336

Change-19,336 (-100%)

Value—

Legacy Investment Solutions, LLC

N/A

Shares— from 556

Change-556 (-100%)

Value—

Proequities, Inc.

N/A

Shares— from 0

Change0

Value—

	Status
Osaic Holdings, Inc.	DECREASED	528,261	587,450	-59,189	-10%	$2.5M	$2.0M	-$486.3K	2025-11-14
GatePass Capital, LLC	DECREASED	47,400	62,900	-15,500	-25%	$264.2K	$802.5K	+$538.3K	2025-10-29
Apollon Wealth Management, LLC	DECREASED	28,209	93,118	-64,909	-70%	$391.1K	$477.6K	+$86.5K	2025-10-17
Nicolet Advisory Services, LLC	NEW	20,383	—	+20,383	—	—	$341.6K	—	2025-11-13
Sage Capital Advisors,llc	DECREASED	13,948	65,940	-51,992	-79%	$276.9K	$236.1K	-$40.8K	2025-10-07
WPG Advisers, LLC	DECREASED	1,310	1,397	-87	-6%	$5.9K	$22.2K	+$16.3K	2025-10-29
CWM, LLC	DECREASED	106	349	-243	-70%	$1	$2	+$1	2025-10-15
Blue Trust, Inc.	NEW	60	—	+60	—	—	$1.0K	—	2025-10-16
Border to Coast Pensions Partnership Ltd	CLOSED	0	2,200,000	-2,200,000	-100%	$9.2K	$0	-$9.2K	2025-11-05
Morgan Stanley	CLOSED	0	1,954,687	-1,954,687	-100%	$8.2M	$0	-$8.2M	2026-05-27
Citadel Advisors LLC	CLOSED	0	1,655,394	-1,655,394	-100%	$7.0M	$0	-$7.0M	2025-11-14
Wedbush Securities Inc	CLOSED	0	1,516,297	-1,516,297	-100%	$6.4K	$0	-$6.4K	2025-11-06
Realta Investment Advisors	CLOSED	0	1,243,900	-1,243,900	-100%	$5.2M	$0	-$5.2M	2025-10-23
LPL Financial LLC	CLOSED	0	917,424	-917,424	-100%	$3.9M	$0	-$3.9M	2025-11-12
J.W. Cole Advisors, Inc.	CLOSED	0	682,335	-682,335	-100%	$2.9M	$0	-$2.9M	2025-11-05
Jane Street Group, LLC	CLOSED	0	594,696	-594,696	-100%	$2.5M	$0	-$2.5M	2025-11-14
Geneos Wealth Management Inc.	CLOSED	0	579,347	-579,347	-100%	$2.4M	$0	-$2.4M	2025-10-22
Delphi Financial Group, Inc.	CLOSED	0	560,153	-560,153	-100%	$2.4M	$0	-$2.4M	2025-11-14
Virtu Financial LLC	CLOSED	0	454,325	-454,325	-100%	$1.9K	$0	-$1.9K	2025-11-14
Independent Financial Group, LLC	CLOSED	0	445,323	-445,323	-100%	$1.9M	$0	-$1.9M	2026-05-15
Triumph Capital Management	CLOSED	0	441,779	-441,779	-100%	$1.9M	$0	-$1.9M	2025-12-23
Transce3nd, LLC	CLOSED	0	415,326	-415,326	-100%	$1.7M	$0	-$1.7M	2025-11-12
Freestone Capital Holdings, LLC	CLOSED	0	355,605	-355,605	-100%	$1.5M	$0	-$1.5M	2025-11-12
Kestra Advisory Services, LLC	CLOSED	0	347,344	-347,344	-100%	$1.5M	$0	-$1.5M	2025-11-14
Jump Financial, LLC	CLOSED	0	331,928	-331,928	-100%	$1.4M	$0	-$1.4M	2026-08-13
M&T Bank Corp	CLOSED	0	306,884	-306,884	-100%	$1.3M	$0	-$1.3M	2025-11-14
&partners	CLOSED	0	305,307	-305,307	-100%	$1.3M	$0	-$1.3M	2025-11-14
Private Advisor Group, LLC	CLOSED	0	276,514	-276,514	-100%	$1.2M	$0	-$1.2M	2025-11-13
Oppenheimer & Co Inc	CLOSED	0	260,956	-260,956	-100%	$1.1M	$0	-$1.1M	2025-11-06
Cambridge Investment Research Advisors, Inc.	CLOSED	0	230,071	-230,071	-100%	$966	$0	-$966	2025-11-12
Founders Financial Alliance, LLC	CLOSED	0	225,578	-225,578	-100%	$947.4K	$0	-$947.4K	2025-11-07
Raymond James Financial Inc	CLOSED	0	216,966	-216,966	-100%	$911.3K	$0	-$911.3K	2025-11-14
Samalin Investment Counsel, LLC	CLOSED	0	195,696	-195,696	-100%	$821.9K	$0	-$821.9K	2025-10-30
Arlington Capital Management Inc	CLOSED	0	183,979	-183,979	-100%	$772.7K	$0	-$772.7K	2025-11-14
Wesbanco Bank Inc	CLOSED	0	147,409	-147,409	-100%	$619.1K	$0	-$619.1K	2025-11-06
Choreo, LLC	CLOSED	0	146,408	-146,408	-100%	$614.9K	$0	-$614.9K	2025-11-12
Squarepoint Ops LLC	CLOSED	0	137,834	-137,834	-100%	$578.9K	$0	-$578.9K	2025-11-14
Buska Wealth Management, LLC	CLOSED	0	136,450	-136,450	-100%	$573.1K	$0	-$573.1K	2025-11-12
Aptus Capital Advisors, LLC	CLOSED	0	136,048	-136,048	-100%	$571.4K	$0	-$571.4K	2025-11-12
Cetera Investment Advisers	CLOSED	0	132,074	-132,074	-100%	$554.7K	$0	-$554.7K	2025-11-14
Commonwealth Equity Services, LLC	CLOSED	0	128,318	-128,318	-100%	$539	$0	-$539	2025-10-22
CastleKnight Management LP	CLOSED	0	97,000	-97,000	-100%	$407.4K	$0	-$407.4K	2025-11-14
Allworth Financial LP	CLOSED	0	95,209	-95,209	-100%	$399.9K	$0	-$399.9K	2025-12-02
Cura Wealth Advisors, LLC	CLOSED	0	91,238	-91,238	-100%	$383.2K	$0	-$383.2K	2025-11-14
Eight 31 Financial, LLC	CLOSED	0	90,163	-90,163	-100%	$378.7K	$0	-$378.7K	2025-11-13
Envestnet Asset Management Inc	CLOSED	0	86,712	-86,712	-100%	$355.8K	$0	-$355.8K	2025-11-05
Prospera Financial Services Inc	CLOSED	0	77,881	-77,881	-100%	$327.1K	$0	-$327.1K	2025-11-06
CFO4Life Group, LLC	CLOSED	0	73,410	-73,410	-100%	$308.3K	$0	-$308.3K	2025-11-07
Susquehanna International Group, LLP	CLOSED	0	70,351	-70,351	-100%	$295.5K	$0	-$295.5K	2025-11-14
National Bank of Canada	CLOSED	0	69,423	-69,423	-100%	$290.2K	$0	-$290.2K	2025-11-14
Money Concepts Capital Corp	CLOSED	0	62,665	-62,665	-100%	$263.2K	$0	-$263.2K	2025-11-04
BI Asset Management Fondsmaeglerselskab A/S	CLOSED	0	62,164	-62,164	-100%	$261	$0	-$261	2025-11-05
D.A. Davidson & Co.	CLOSED	0	57,696	-57,696	-100%	$242.3K	$0	-$242.3K	2025-10-22
UBS Group AG	CLOSED	0	57,007	-57,007	-100%	$239.4K	$0	-$239.4K	2025-11-13
Cary Street Partners Financial LLC	CLOSED	0	56,455	-56,455	-100%	$237.1K	$0	-$237.1K	2025-11-10
Lido Advisors, LLC	CLOSED	0	51,433	-51,433	-100%	$216.0K	$0	-$216.0K	2025-11-14
TT Capital Management LLC	CLOSED	0	47,050	-47,050	-100%	$197.6K	$0	-$197.6K	2025-11-07
Partners Wealth Management, LLC	CLOSED	0	46,702	-46,702	-100%	$224.6K	$0	-$224.6K	2025-10-29
Capital CS Group, LLC	CLOSED	0	45,587	-45,587	-100%	$191.5K	$0	-$191.5K	2025-11-07
Wells Fargo & Company	CLOSED	0	45,557	-45,557	-100%	$191.3K	$0	-$191.3K	2025-11-13
MGO One Seven LLC	CLOSED	0	44,889	-44,889	-100%	$188.5K	$0	-$188.5K	2025-10-24
Tower Research Capital LLC (TRC)	CLOSED	0	44,552	-44,552	-100%	$187.1K	$0	-$187.1K	2025-11-14
Fermata Advisors, LLC	CLOSED	0	43,295	-43,295	-100%	$181.8K	$0	-$181.8K	2025-10-09
Mariner, LLC	CLOSED	0	42,057	-42,057	-100%	$176.6K	$0	-$176.6K	2025-11-14
Kestra Private Wealth Services, LLC	CLOSED	0	41,977	-41,977	-100%	$176.3K	$0	-$176.3K	2025-11-17
CoreCap Advisors, LLC	CLOSED	0	40,485	-40,485	-100%	$170.0K	$0	-$170.0K	2025-10-22
Marks Wealth, LLC	CLOSED	0	40,012	-40,012	-100%	$168.1K	$0	-$168.1K	2025-10-28
Summitry LLC	CLOSED	0	40,000	-40,000	-100%	$168.0K	$0	-$168.0K	2025-11-07
Federation des caisses Desjardins du Quebec	CLOSED	0	39,400	-39,400	-100%	$164.7K	$0	-$164.7K	2025-11-14
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors	CLOSED	0	36,904	-36,904	-100%	$155.0K	$0	-$155.0K	2025-10-24
International Assets Investment Management, LLC	CLOSED	0	36,900	-36,900	-100%	$133.6K	$0	-$133.6K	2025-10-31
HighTower Advisors, LLC	CLOSED	0	35,249	-35,249	-100%	$148.0K	$0	-$148.0K	2025-11-07
Essex Financial Services, Inc.	CLOSED	0	34,089	-34,089	-100%	$143.2K	$0	-$143.2K	2025-11-07
Financial Guidance Group, Inc.	CLOSED	0	33,924	-33,924	-100%	$142.5K	$0	-$142.5K	2025-11-05
L.M. Kohn & Company	CLOSED	0	32,700	-32,700	-100%	$137.3K	$0	-$137.3K	2025-11-04
Parisi Gray Wealth Management	CLOSED	0	32,000	-32,000	-100%	$134.4K	$0	-$134.4K	2025-10-17
Moors & Cabot, Inc.	CLOSED	0	30,500	-30,500	-100%	$128.1K	$0	-$128.1K	2025-11-14
Integrated Wealth Concepts LLC	CLOSED	0	30,000	-30,000	-100%	$126.0K	$0	-$126.0K	2025-11-14
Prime Capital Investment Advisors, LLC	CLOSED	0	29,139	-29,139	-100%	$122.4K	$0	-$122.4K	2025-11-05
Waddell & Associates, LLC	CLOSED	0	27,474	-27,474	-100%	$115.4K	$0	-$115.4K	2025-11-10
Two Sigma Securities, LLC	CLOSED	0	27,313	-27,313	-100%	$114.7K	$0	-$114.7K	2025-11-14
Joule Financial, LLC	CLOSED	0	26,794	-26,794	-100%	$112.5K	$0	-$112.5K	2025-11-03
Sanctuary Advisors, LLC	CLOSED	0	26,790	-26,790	-100%	$112.5K	$0	-$112.5K	2026-01-13
Keybank National Association	CLOSED	0	25,500	-25,500	-100%	$107.1K	$0	-$107.1K	2025-11-04
World Investment Advisors	CLOSED	0	24,500	-24,500	-100%	$102.9K	$0	-$102.9K	2025-10-15
McIlrath & Eck, LLC	CLOSED	0	23,464	-23,464	-100%	$98.5K	$0	-$98.5K	2025-10-22
Belpointe Asset Management LLC	CLOSED	0	22,861	-22,861	-100%	$96.0K	$0	-$96.0K	2025-11-03
B. Riley Wealth Advisors, Inc.	CLOSED	0	22,725	-22,725	-100%	$95.4K	$0	-$95.4K	2025-10-31
Stifel Financial Corp	CLOSED	0	22,118	-22,118	-100%	$92.9K	$0	-$92.9K	2025-11-12
Firethorn Wealth Partners, LLC	CLOSED	0	22,020	-22,020	-100%	$92.5K	$0	-$92.5K	2025-10-08
MAI Capital Management	CLOSED	0	20,240	-20,240	-100%	$85.0K	$0	-$85.0K	2025-11-10
Abel Hall, LLC	CLOSED	0	20,000	-20,000	-100%	$84.0K	$0	-$84.0K	2025-11-17
EverSource Wealth Advisors, LLC	CLOSED	0	20,000	-20,000	-100%	$84.0K	$0	-$84.0K	2025-11-10
K2 Principal Fund, L.P.	CLOSED	0	20,000	-20,000	-100%	$84.0K	$0	-$84.0K	2025-11-13
Avidian Wealth Enterprises, LLC	CLOSED	0	19,976	-19,976	-100%	$83.9K	$0	-$83.9K	2025-10-30
Evoke Wealth, LLC	CLOSED	0	19,687	-19,687	-100%	$82.7K	$0	-$82.7K	2025-11-14
Beacon Financial Advisory LLC	CLOSED	0	19,392	-19,392	-100%	$81.4K	$0	-$81.4K	2025-10-29
Mutual Advisors, LLC	CLOSED	0	17,621	-17,621	-100%	$63.8K	$0	-$63.8K	2025-11-04
Calton & Associates, Inc.	CLOSED	0	17,606	-17,606	-100%	$73.9K	$0	-$73.9K	2025-11-07
Merit Financial Group, LLC	CLOSED	0	17,047	-17,047	-100%	$71.6K	$0	-$71.6K	2025-11-07
NorthCoast Asset Management LLC	CLOSED	0	16,761	-16,761	-100%	$70.4K	$0	-$70.4K	2025-11-10
XTX Topco Ltd	CLOSED	0	16,518	-16,518	-100%	$69.4K	$0	-$69.4K	2025-11-14
Freestate Advisors LLC	CLOSED	0	16,264	-16,264	-100%	$68.3K	$0	-$68.3K	2025-10-07
NewEdge Advisors, LLC	CLOSED	0	15,843	-15,843	-100%	$66.5K	$0	-$66.5K	2025-11-17
Brookstone Capital Management	CLOSED	0	15,560	-15,560	-100%	$65.4K	$0	-$65.4K	2025-10-15
One Capital Management, LLC	CLOSED	0	15,360	-15,360	-100%	$64.5K	$0	-$64.5K	2025-11-14
Merkkuri Wealth Advisors LLC	CLOSED	0	15,323	-15,323	-100%	$64.4K	$0	-$64.4K	2025-10-29
Tradewinds, Llc.	CLOSED	0	15,323	-15,323	-100%	$64.4K	$0	-$64.4K	2025-10-29
Arkadios Wealth Advisors	CLOSED	0	14,924	-14,924	-100%	$62.7K	$0	-$62.7K	2025-10-29
Waverly Advisors, LLC	CLOSED	0	14,765	-14,765	-100%	$62.0K	$0	-$62.0K	2025-11-14
Basepoint Wealth LLC	CLOSED	0	14,546	-14,546	-100%	$61.1K	$0	-$61.1K	2025-11-13
Bank of America Corp	CLOSED	0	14,063	-14,063	-100%	$59.1K	$0	-$59.1K	2026-02-03
PFG Investments, LLC	CLOSED	0	13,827	-13,827	-100%	$58.1K	$0	-$58.1K	2025-10-31
Creative Planning	CLOSED	0	13,687	-13,687	-100%	$57.5K	$0	-$57.5K	2025-11-14
Foundations Investment Advisors, LLC	CLOSED	0	13,156	-13,156	-100%	$55.3K	$0	-$55.3K	2025-11-03
MML Investors Services, LLC	CLOSED	0	13,071	-13,071	-100%	$55	$0	-$55	2025-11-14
Fingerlakes Wealth Management, Inc.	CLOSED	0	12,874	-12,874	-100%	$54.1K	$0	-$54.1K	2025-10-24
Valtinson Bruner Financial Planning LLC	CLOSED	0	12,622	-12,622	-100%	$53.0K	$0	-$53.0K	2025-11-04
National Wealth Management Group, LLC	CLOSED	0	12,514	-12,514	-100%	$52.6K	$0	-$52.6K	2025-10-31
Barnes Wealth Management Group, Inc	CLOSED	0	12,200	-12,200	-100%	$51.2K	$0	-$51.2K	2025-11-14
Precision Wealth Strategies, LLC	CLOSED	0	12,000	-12,000	-100%	$50.4K	$0	-$50.4K	2025-10-16
GPS Wealth Strategies Group, LLC	CLOSED	0	11,442	-11,442	-100%	$48.1K	$0	-$48.1K	2025-11-03
Focus Partners Advisor Solutions, LLC	CLOSED	0	11,250	-11,250	-100%	$47.3K	$0	-$47.3K	2025-11-12
US Bancorp \de\	CLOSED	0	10,685	-10,685	-100%	$44.9K	$0	-$44.9K	2025-11-12
Capital Investment Advisors, LLC	CLOSED	0	10,634	-10,634	-100%	$44.7K	$0	-$44.7K	2025-10-23
Walkner Condon Financial Advisors LLC	CLOSED	0	10,099	-10,099	-100%	$42.4K	$0	-$42.4K	2025-10-29
Captrust Financial Advisors	CLOSED	0	10,099	-10,099	-100%	$42.4K	$0	-$42.4K	2025-11-19
Cornell Pochily Investment Advisors, Inc.	CLOSED	0	10,064	-10,064	-100%	$42.3K	$0	-$42.3K	2025-10-27
Titleist Asset Management, LLC	CLOSED	0	10,000	-10,000	-100%	$42.0K	$0	-$42.0K	2025-11-05
Quilter Plc	CLOSED	0	10,000	-10,000	-100%	$42.0K	$0	-$42.0K	2025-10-31
Insigneo Advisory Services, LLC	CLOSED	0	10,000	-10,000	-100%	$42.0K	$0	-$42.0K	2025-11-12
Farther Finance Advisors, LLC	CLOSED	0	9,733	-9,733	-100%	$40.9K	$0	-$40.9K	2025-10-14
Nova Wealth Management, Inc.	CLOSED	0	8,110	-8,110	-100%	$34.1K	$0	-$34.1K	2025-10-07
Aventura Private Wealth, LLC	CLOSED	0	8,000	-8,000	-100%	$33.6K	$0	-$33.6K	2026-01-07
Cary Street Partners Investment Advisory LLC	CLOSED	0	7,500	-7,500	-100%	$31.5K	$0	-$31.5K	2025-11-10
Ameritas Advisory Services, LLC	CLOSED	0	6,736	-6,736	-100%	$28.3K	$0	-$28.3K	2025-11-06
AdvisorNet Financial, Inc	CLOSED	0	6,198	-6,198	-100%	$26.0K	$0	-$26.0K	2025-10-09
Swan Capital LLC	CLOSED	0	5,878	-5,878	-100%	$24.7K	$0	-$24.7K	2025-11-14
Red Tortoise LLC	CLOSED	0	5,195	-5,195	-100%	$21.8K	$0	-$21.8K	2025-10-22
Royal Bank of Canada	CLOSED	0	4,268	-4,268	-100%	$18.0K	$0	-$18.0K	2025-11-14
Cantor Fitzgerald, L. P.	CLOSED	0	3,908	-3,908	-100%	$16.4K	$0	-$16.4K	2026-02-17
Sunbelt Securities, Inc.	CLOSED	0	1,251	-1,251	-100%	$6.3K	$0	-$6.3K	2025-11-19
Accredited Wealth Management, LLC	CLOSED	0	1,000	-1,000	-100%	$4.2K	$0	-$4.2K	2025-11-12
IMG Wealth Management, Inc.	CLOSED	0	955	-955	-100%	$4.0K	$0	-$4.0K	2025-11-05
Glen Eagle Advisors, LLC	CLOSED	0	943	-943	-100%	$4.0K	$0	-$4.0K	2025-11-14
Legacy Wealth Managment, LLC	CLOSED	0	556	-556	-100%	$2.3K	$0	-$2.3K	2025-11-12
FMR LLC	CLOSED	0	223	-223	-100%	$937	$0	-$937	2025-11-13
BlackRock, Inc.	CLOSED	0	7	-7	-100%	$28	$0	-$28	2025-11-12
Danske Bank A/S	CLOSED	0	5	-5	-100%	$21	$0	-$21	2025-11-19
Semmax Financial Advisors Inc.	N/A	—	19,336	-19,336	-100%	$64.2K	—	—	—
Legacy Investment Solutions, LLC	N/A	—	556	-556	-100%	$2.3K	—	—	—
Proequities, Inc.	N/A	—	0	0	—	$0	—	—	—

Showing 152 of 152 institutions