Oxford Lane Capital Corp (OXLC)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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J.W. Cole Advisors, Inc.

INCREASED

Shares171,814 from 167,521

Change+4,293 (+3%)

Value$1.5M (+$80.6K)

Filed 2026-11-05

Kestra Advisory Services, LLC

INCREASED

Shares77,585 from 59,309

Change+18,276 (+31%)

Value$699.0K (+$179.5K)

Filed 2026-11-02

Arlington Capital Management Inc

NEW

Shares57,915

Change+57,915

Value$521.8K

Filed 2026-10-30

Wedbush Securities Inc

DECREASED

Shares57,181 from 96,234

Change-39,053 (-41%)

Value$515 (-$842.5K)

Filed 2026-10-22

Advisory Solutions Group, LLC

DECREASED

Shares56,226 from 62,942

Change-6,716 (-11%)

Value$506.6K (-$44.8K)

Filed 2026-10-14

BI Asset Management Fondsmaeglerselskab A/S

INCREASED

Shares43,042 from 40,733

Change+2,309 (+6%)

Value$388 (-$356.6K)

Filed 2026-10-22

Apollon Wealth Management, LLC

INCREASED

Shares39,605 from 38,868

Change+737 (+2%)

Value$356.8K (+$16.4K)

Filed 2026-10-23

Cordoba Advisory Partners LLC

DECREASED

Shares36,803 from 42,881

Change-6,078 (-14%)

Value$331.6K (-$44.2K)

Filed 2026-10-19

Independent Financial Group, LLC

NEW

Shares30,961

Change+30,961

Value$279.0K

Filed 2026-10-13

Gibbs Wealth Management

INCREASED

Shares23,315 from 23,305

Change+10 (+0%)

Value$210.1K (+$5.9K)

Filed 2026-10-22

Samalin Investment Counsel, LLC

DECREASED

Shares22,150 from 46,529

Change-24,379 (-52%)

Value$199.6K (-$208.0K)

Filed 2026-10-23

Capital CS Group, LLC

INCREASED

Shares21,827 from 20,472

Change+1,355 (+7%)

Value$196.7K (+$17.3K)

Filed 2026-10-29

Abel Hall, LLC

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$180.2K (+$5.0K)

Filed 2026-10-19

Fermata Advisors, LLC

INCREASED

Shares17,540 from 17,297

Change+243 (+1%)

Value$158.0K (+$6.5K)

Filed 2026-10-13

Wealth Enhancement Advisory Services, LLC

INCREASED

Shares17,409 from 17,393

Change+16 (+0%)

Value$148.5K (-$10.3K)

Filed 2026-10-13

Attessa Capital LLC

UNCHANGED

Shares17,262 from 17,262

Change0 (0%)

Value$155.5K (+$4.3K)

Filed 2026-10-09

McAdam, LLC

NEW

Shares14,848

Change+14,848

Value$133.8K

Filed 2026-10-21

Brian LOW Financial Group, LLC

NEW

Shares14,000

Change+14,000

Value$126.1K

Filed 2026-10-28

Park Avenue Securities LLC

INCREASED

Shares13,644 from 12,128

Change+1,516 (+13%)

Value$123 (-$105.9K)

Filed 2026-10-26

Choreo, LLC

NEW

Shares12,910

Change+12,910

Value$116.3K

Filed 2026-10-28

StoneX Group Inc.

NEW

Shares12,516

Change+12,516

Value$114.4K

Filed 2026-11-03

NWF Advisory Services Inc.

INCREASED

Shares11,587 from 10,103

Change+1,484 (+15%)

Value$104.4K (+$15.9K)

Filed 2026-10-19

Commonwealth Equity Services, LLC

DECREASED

Shares10,346 from 18,474

Change-8,128 (-44%)

Value$93.2K (-$68.6K)

Filed 2026-11-02

Creative Financial Designs Inc

NEW

Shares10,000

Change+10,000

Value$90.1K

Filed 2026-11-04

Parisi Gray Wealth Management

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$90.1K (+$2.5K)

Filed 2026-10-16

Pinnacle Wealth Planning Services, Inc.

INCREASED

Shares8,597 from 7,381

Change+1,216 (+16%)

Value$77.5K (+$12.8K)

Filed 2026-10-27

WPG Advisers, LLC

INCREASED

Shares5,348 from 4,601

Change+747 (+16%)

Value$48.2K (+$7.9K)

Filed 2026-10-27

Triumph Capital Management

UNCHANGED

Shares4,336 from 4,336

Change0 (0%)

Value$39.1K (+$1.1K)

Filed 2026-10-14

Security National Bank

UNCHANGED

Shares4,000 from 4,000

Change0 (0%)

Value$36.0K (+$1.0K)

Filed 2026-10-26

Fifth Third Bancorp

INCREASED

Shares2,294 from 1,930

Change+364 (+19%)

Value$20.7K (+$3.8K)

Filed 2026-11-05

Larson Financial Group LLC

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$9.0K (+$250)

Filed 2026-11-05

CoreCap Advisors, LLC

DECREASED

Shares967 from 2,362

Change-1,395 (-59%)

Value$8.7K (-$12.0K)

Filed 2026-10-08

Highline Wealth Partners LLC

UNCHANGED

Shares600 from 600

Change0 (0%)

Value$5.4K (+$150)

Filed 2026-10-19

Avion Wealth

INCREASED

Shares404 from 379

Change+25 (+7%)

Value$3 ($0)

Filed 2026-11-04

IFP Advisors, Inc

UNCHANGED

Shares400 from 400

Change0 (0%)

Value$3.6K (+$100)

Filed 2026-10-16

NBH Bank

NEW

Shares336

Change+336

Value$3.0K

Filed 2026-11-05

Farther Finance Advisors, LLC

INCREASED

Shares111 from 104

Change+7 (+7%)

Value$997 (+$88)

Filed 2026-10-08

Wesbanco Bank Inc

CLOSED

Shares0 from 32,090

Change-32,090 (-100%)

Value$0 (-$281.1K)

Filed 2026-11-04

Prospera Financial Services Inc

CLOSED

Shares0 from 22,192

Change-22,192 (-100%)

Value$0 (-$194.4K)

Filed 2026-11-04

Kestra Private Wealth Services, LLC

CLOSED

Shares0 from 10,055

Change-10,055 (-100%)

Value$0 (-$88.1K)

Filed 2026-10-30

AdvisorNet Financial, Inc

CLOSED

Shares0 from 2,863

Change-2,863 (-100%)

Value$0 (-$25.1K)

Filed 2026-10-15

International Assets Investment Management, LLC

CLOSED

Shares0 from 2,205

Change-2,205 (-100%)

Value$0 (-$19.4K)

Filed 2026-11-02

Bangor Savings Bank

CLOSED

Shares0 from 150

Change-150 (-100%)

Value$0 (-$1.3K)

Filed 2026-10-06

JFS Wealth Advisors, LLC

CLOSED

Shares0 from 26

Change-26 (-100%)

Value$0 (-$228)

Filed 2026-11-03

Morgan Stanley

N/A

Shares— from 3,840,792

Change-3,840,792 (-100%)

Value—

Polar Asset Management Partners Inc.

N/A

Shares— from 2,350,000

Change-2,350,000 (-100%)

Value—

Kohlberg Kravis Roberts & Co. L.P.

N/A

Shares— from 1,771,302

Change-1,771,302 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 1,703,401

Change-1,703,401 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 1,452,349

Change-1,452,349 (-100%)

Value—

Jain Global LLC

N/A

Shares— from 1,017,585

Change-1,017,585 (-100%)

Value—

Blackstone Inc.

N/A

Shares— from 910,000

Change-910,000 (-100%)

Value—

Barclays PLC

N/A

Shares— from 850,002

Change-850,002 (-100%)

Value—

Eagle Point Credit Management LLC

N/A

Shares— from 834,459

Change-834,459 (-100%)

Value—

Ares Management LLC

N/A

Shares— from 268,564

Change-268,564 (-100%)

Value—

Freestone Capital Holdings, LLC

N/A

Shares— from 211,424

Change-211,424 (-100%)

Value—

Alpine Global Management, LLC

N/A

Shares— from 198,112

Change-198,112 (-100%)

Value—

Virtus Investment Advisers, LLC

N/A

Shares— from 153,504

Change-153,504 (-100%)

Value—

Delphi Financial Group, Inc.

N/A

Shares— from 145,030

Change-145,030 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 110,333

Change-110,333 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 91,451

Change-91,451 (-100%)

Value—

Founders Financial Alliance, LLC

N/A

Shares— from 88,808

Change-88,808 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 84,148

Change-84,148 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 83,655

Change-83,655 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 82,446

Change-82,446 (-100%)

Value—

Varcov Co.

N/A

Shares— from 73,928

Change-73,928 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 51,066

Change-51,066 (-100%)

Value—

DRW Securities, LLC

N/A

Shares— from 49,458

Change-49,458 (-100%)

Value—

OneAscent Family Office, LLC

N/A

Shares— from 46,457

Change-46,457 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 40,527

Change-40,527 (-100%)

Value—

Marex Group Ltd

N/A

Shares— from 33,905

Change-33,905 (-100%)

Value—

M&T Bank Corp

N/A

Shares— from 30,927

Change-30,927 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 29,754

Change-29,754 (-100%)

Value—

Snowden Capital Advisors LLC

N/A

Shares— from 27,140

Change-27,140 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 26,969

Change-26,969 (-100%)

Value—

HRT Financial LP

N/A

Shares— from 26,226

Change-26,226 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 25,487

Change-25,487 (-100%)

Value—

Eight 31 Financial, LLC

N/A

Shares— from 25,253

Change-25,253 (-100%)

Value—

Two Sigma Securities, LLC

N/A

Shares— from 22,057

Change-22,057 (-100%)

Value—

Ausdal Financial Partners, Inc.

N/A

Shares— from 15,996

Change-15,996 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 13,790

Change-13,790 (-100%)

Value—

Sanctuary Advisors, LLC

N/A

Shares— from 11,300

Change-11,300 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 10,733

Change-10,733 (-100%)

Value—

Cura Wealth Advisors, LLC

N/A

Shares— from 10,247

Change-10,247 (-100%)

Value—

Allworth Financial LP

N/A

Shares— from 9,994

Change-9,994 (-100%)

Value—

Strategic Wealth Partners, Ltd.

N/A

Shares— from 8,640

Change-8,640 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 7,780

Change-7,780 (-100%)

Value—

UBS Group AG

N/A

Shares— from 3,861

Change-3,861 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 2,107

Change-2,107 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 1,940

Change-1,940 (-100%)

Value—

Swan Capital LLC

N/A

Shares— from 1,232

Change-1,232 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 641

Change-641 (-100%)

Value—

Highland Investment Advisors LLC

N/A

Shares— from 611

Change-611 (-100%)

Value—

Whittier Trust Co of Nevada Inc

N/A

Shares— from 498

Change-498 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 452

Change-452 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 300

Change-300 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 258

Change-258 (-100%)

Value—

Continuum Advisory, LLC

N/A

Shares— from 146

Change-146 (-100%)

Value—

Elequin Capital, LP

N/A

Shares— from 124

Change-124 (-100%)

Value—

Federation des caisses Desjardins du Quebec

N/A

Shares— from 100

Change-100 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 94

Change-94 (-100%)

Value—

Quarry LP

N/A

Shares— from 4

Change-4 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 1

Change-1 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 1

Change-1 (-100%)

Value—

	Status
J.W. Cole Advisors, Inc.	INCREASED	171,814	167,521	+4,293	+3%	$1.5M	$1.5M	+$80.6K	2026-11-05
Kestra Advisory Services, LLC	INCREASED	77,585	59,309	+18,276	+31%	$519.6K	$699.0K	+$179.5K	2026-11-02
Arlington Capital Management Inc	NEW	57,915	—	+57,915	—	—	$521.8K	—	2026-10-30
Wedbush Securities Inc	DECREASED	57,181	96,234	-39,053	-41%	$843.0K	$515	-$842.5K	2026-10-22
Advisory Solutions Group, LLC	DECREASED	56,226	62,942	-6,716	-11%	$551.4K	$506.6K	-$44.8K	2026-10-14
BI Asset Management Fondsmaeglerselskab A/S	INCREASED	43,042	40,733	+2,309	+6%	$357.0K	$388	-$356.6K	2026-10-22
Apollon Wealth Management, LLC	INCREASED	39,605	38,868	+737	+2%	$340.5K	$356.8K	+$16.4K	2026-10-23
Cordoba Advisory Partners LLC	DECREASED	36,803	42,881	-6,078	-14%	$375.8K	$331.6K	-$44.2K	2026-10-19
Independent Financial Group, LLC	NEW	30,961	—	+30,961	—	—	$279.0K	—	2026-10-13
Gibbs Wealth Management	INCREASED	23,315	23,305	+10	+0%	$204.1K	$210.1K	+$5.9K	2026-10-22
Samalin Investment Counsel, LLC	DECREASED	22,150	46,529	-24,379	-52%	$407.6K	$199.6K	-$208.0K	2026-10-23
Capital CS Group, LLC	INCREASED	21,827	20,472	+1,355	+7%	$179.3K	$196.7K	+$17.3K	2026-10-29
Abel Hall, LLC	UNCHANGED	20,000	20,000	0	0%	$175.2K	$180.2K	+$5.0K	2026-10-19
Fermata Advisors, LLC	INCREASED	17,540	17,297	+243	+1%	$151.5K	$158.0K	+$6.5K	2026-10-13
Wealth Enhancement Advisory Services, LLC	INCREASED	17,409	17,393	+16	+0%	$158.8K	$148.5K	-$10.3K	2026-10-13
Attessa Capital LLC	UNCHANGED	17,262	17,262	0	0%	$151.2K	$155.5K	+$4.3K	2026-10-09
McAdam, LLC	NEW	14,848	—	+14,848	—	—	$133.8K	—	2026-10-21
Brian LOW Financial Group, LLC	NEW	14,000	—	+14,000	—	—	$126.1K	—	2026-10-28
Park Avenue Securities LLC	INCREASED	13,644	12,128	+1,516	+13%	$106.0K	$123	-$105.9K	2026-10-26
Choreo, LLC	NEW	12,910	—	+12,910	—	—	$116.3K	—	2026-10-28
StoneX Group Inc.	NEW	12,516	—	+12,516	—	—	$114.4K	—	2026-11-03
NWF Advisory Services Inc.	INCREASED	11,587	10,103	+1,484	+15%	$88.5K	$104.4K	+$15.9K	2026-10-19
Commonwealth Equity Services, LLC	DECREASED	10,346	18,474	-8,128	-44%	$161.8K	$93.2K	-$68.6K	2026-11-02
Creative Financial Designs Inc	NEW	10,000	—	+10,000	—	—	$90.1K	—	2026-11-04
Parisi Gray Wealth Management	UNCHANGED	10,000	10,000	0	0%	$87.6K	$90.1K	+$2.5K	2026-10-16
Pinnacle Wealth Planning Services, Inc.	INCREASED	8,597	7,381	+1,216	+16%	$64.7K	$77.5K	+$12.8K	2026-10-27
WPG Advisers, LLC	INCREASED	5,348	4,601	+747	+16%	$40.3K	$48.2K	+$7.9K	2026-10-27
Triumph Capital Management	UNCHANGED	4,336	4,336	0	0%	$38.0K	$39.1K	+$1.1K	2026-10-14
Security National Bank	UNCHANGED	4,000	4,000	0	0%	$35.0K	$36.0K	+$1.0K	2026-10-26
Fifth Third Bancorp	INCREASED	2,294	1,930	+364	+19%	$16.9K	$20.7K	+$3.8K	2026-11-05
Larson Financial Group LLC	UNCHANGED	1,000	1,000	0	0%	$8.8K	$9.0K	+$250	2026-11-05
CoreCap Advisors, LLC	DECREASED	967	2,362	-1,395	-59%	$20.7K	$8.7K	-$12.0K	2026-10-08
Highline Wealth Partners LLC	UNCHANGED	600	600	0	0%	$5.3K	$5.4K	+$150	2026-10-19
Avion Wealth	INCREASED	404	379	+25	+7%	$3	$3	$0	2026-11-04
IFP Advisors, Inc	UNCHANGED	400	400	0	0%	$3.5K	$3.6K	+$100	2026-10-16
NBH Bank	NEW	336	—	+336	—	—	$3.0K	—	2026-11-05
Farther Finance Advisors, LLC	INCREASED	111	104	+7	+7%	$909	$997	+$88	2026-10-08
Wesbanco Bank Inc	CLOSED	0	32,090	-32,090	-100%	$281.1K	$0	-$281.1K	2026-11-04
Prospera Financial Services Inc	CLOSED	0	22,192	-22,192	-100%	$194.4K	$0	-$194.4K	2026-11-04
Kestra Private Wealth Services, LLC	CLOSED	0	10,055	-10,055	-100%	$88.1K	$0	-$88.1K	2026-10-30
AdvisorNet Financial, Inc	CLOSED	0	2,863	-2,863	-100%	$25.1K	$0	-$25.1K	2026-10-15
International Assets Investment Management, LLC	CLOSED	0	2,205	-2,205	-100%	$19.4K	$0	-$19.4K	2026-11-02
Bangor Savings Bank	CLOSED	0	150	-150	-100%	$1.3K	$0	-$1.3K	2026-10-06
JFS Wealth Advisors, LLC	CLOSED	0	26	-26	-100%	$228	$0	-$228	2026-11-03
Morgan Stanley	N/A	—	3,840,792	-3,840,792	-100%	$33.6M	—	—	—
Polar Asset Management Partners Inc.	N/A	—	2,350,000	-2,350,000	-100%	$20.6M	—	—	—
Kohlberg Kravis Roberts & Co. L.P.	N/A	—	1,771,302	-1,771,302	-100%	$15.5M	—	—	—
Citadel Advisors LLC	N/A	—	1,703,401	-1,703,401	-100%	$14.9M	—	—	—
Goldman Sachs Group Inc	N/A	—	1,452,349	-1,452,349	-100%	$12.7M	—	—	—
Jain Global LLC	N/A	—	1,017,585	-1,017,585	-100%	$8.9M	—	—	—
Blackstone Inc.	N/A	—	910,000	-910,000	-100%	$8.0M	—	—	—
Barclays PLC	N/A	—	850,002	-850,002	-100%	$7.4M	—	—	—
Eagle Point Credit Management LLC	N/A	—	834,459	-834,459	-100%	$7.3M	—	—	—
Ares Management LLC	N/A	—	268,564	-268,564	-100%	$2.4M	—	—	—
Freestone Capital Holdings, LLC	N/A	—	211,424	-211,424	-100%	$1.9M	—	—	—
Alpine Global Management, LLC	N/A	—	198,112	-198,112	-100%	$1.7M	—	—	—
Virtus Investment Advisers, LLC	N/A	—	153,504	-153,504	-100%	$1.3M	—	—	—
Delphi Financial Group, Inc.	N/A	—	145,030	-145,030	-100%	$1.3M	—	—	—
Susquehanna International Group, LLP	N/A	—	110,333	-110,333	-100%	$966.5K	—	—	—
Osaic Holdings, Inc.	N/A	—	91,451	-91,451	-100%	$801.1K	—	—	—
Founders Financial Alliance, LLC	N/A	—	88,808	-88,808	-100%	$778.0K	—	—	—
LPL Financial LLC	N/A	—	84,148	-84,148	-100%	$737.1K	—	—	—
Envestnet Asset Management Inc	N/A	—	83,655	-83,655	-100%	$732.8K	—	—	—
Jane Street Group, LLC	N/A	—	82,446	-82,446	-100%	$722.2K	—	—	—
Varcov Co.	N/A	—	73,928	-73,928	-100%	$647.6K	—	—	—
Private Advisor Group, LLC	N/A	—	51,066	-51,066	-100%	$447.3K	—	—	—
DRW Securities, LLC	N/A	—	49,458	-49,458	-100%	$433.3K	—	—	—
OneAscent Family Office, LLC	N/A	—	46,457	-46,457	-100%	$407.0K	—	—	—
Cetera Investment Advisers	N/A	—	40,527	-40,527	-100%	$355.0K	—	—	—
Marex Group Ltd	N/A	—	33,905	-33,905	-100%	$297.0K	—	—	—
M&T Bank Corp	N/A	—	30,927	-30,927	-100%	$270.9K	—	—	—
Mariner, LLC	N/A	—	29,754	-29,754	-100%	$260.6K	—	—	—
Snowden Capital Advisors LLC	N/A	—	27,140	-27,140	-100%	$237.7K	—	—	—
Raymond James Financial Inc	N/A	—	26,969	-26,969	-100%	$236.2K	—	—	—
HRT Financial LP	N/A	—	26,226	-26,226	-100%	$229.0K	—	—	—
Global Retirement Partners, LLC	N/A	—	25,487	-25,487	-100%	$223.3K	—	—	—
Eight 31 Financial, LLC	N/A	—	25,253	-25,253	-100%	$221.2K	—	—	—
Two Sigma Securities, LLC	N/A	—	22,057	-22,057	-100%	$193.2K	—	—	—
Ausdal Financial Partners, Inc.	N/A	—	15,996	-15,996	-100%	$140.1K	—	—	—
XTX Topco Ltd	N/A	—	13,790	-13,790	-100%	$120.8K	—	—	—
Sanctuary Advisors, LLC	N/A	—	11,300	-11,300	-100%	$99.0K	—	—	—
BNP Paribas Financial Markets	N/A	—	10,733	-10,733	-100%	$94.0K	—	—	—
Cura Wealth Advisors, LLC	N/A	—	10,247	-10,247	-100%	$89.8K	—	—	—
Allworth Financial LP	N/A	—	9,994	-9,994	-100%	$87.5K	—	—	—
Strategic Wealth Partners, Ltd.	N/A	—	8,640	-8,640	-100%	$75.7K	—	—	—
JPMorgan Chase & Co	N/A	—	7,780	-7,780	-100%	$68.5K	—	—	—
UBS Group AG	N/A	—	3,861	-3,861	-100%	$33.8K	—	—	—
Royal Bank of Canada	N/A	—	2,107	-2,107	-100%	$18.0K	—	—	—
NewEdge Advisors, LLC	N/A	—	1,940	-1,940	-100%	$17.0K	—	—	—
Swan Capital LLC	N/A	—	1,232	-1,232	-100%	$10.8K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	641	-641	-100%	$5.6K	—	—	—
Highland Investment Advisors LLC	N/A	—	611	-611	-100%	$5.4K	—	—	—
Whittier Trust Co of Nevada Inc	N/A	—	498	-498	-100%	$4.4K	—	—	—
Wells Fargo & Company	N/A	—	452	-452	-100%	$4.0K	—	—	—
IFG Advisory, LLC	N/A	—	300	-300	-100%	$2.6K	—	—	—
Arax Advisory Partners	N/A	—	258	-258	-100%	$2.3K	—	—	—
Continuum Advisory, LLC	N/A	—	146	-146	-100%	$1.3K	—	—	—
Elequin Capital, LP	N/A	—	124	-124	-100%	$1.1K	—	—	—
Federation des caisses Desjardins du Quebec	N/A	—	100	-100	-100%	$876	—	—	—
Rockefeller Capital Management L.P.	N/A	—	94	-94	-100%	$823	—	—	—
Quarry LP	N/A	—	4	-4	-100%	$35	—	—	—
BlackRock, Inc.	N/A	—	1	-1	-100%	$9	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	1	-1	-100%	$9	—	—	—

Showing 103 of 103 institutions