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Pgim Floating Rate Income ET (PFRL)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Moody National Bank Trust Division
INCREASED
Shares141,316 from 141,096
Change+220 (+0%)
Value$7.0M (+$20.0K)
Filed 2026-10-06
LPL Financial LLC
NEW
Shares141,010
Change+141,010
Value$7.0M
Filed 2026-11-06
Kestra Private Wealth Services, LLC
INCREASED
Shares55,062 from 51,397
Change+3,665 (+7%)
Value$2.7M (+$184.8K)
Filed 2026-11-06
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares27,555 from 23,755
Change+3,800 (+16%)
Value$1.4M (+$183.9K)
Filed 2026-10-13
Truist Financial Corp
INCREASED
Shares21,630 from 16,070
Change+5,560 (+35%)
Value$1.1M (+$276.3K)
Filed 2026-10-30
Oppenheimer & Co Inc
INCREASED
Shares21,543 from 17,998
Change+3,545 (+20%)
Value$1.1M (+$176.7K)
Filed 2026-10-26
Focus Financial Network, Inc.
INCREASED
Shares19,705 from 13,949
Change+5,756 (+41%)
Value$980.2K (+$287.3K)
Filed 2026-10-14
Sheets Smith Wealth Management
UNCHANGED
Shares18,899 from 18,899
Change0 (0%)
Value$935.7K (+$1.2K)
Filed 2026-10-16
Wealthcare Advisory Partners LLC
INCREASED
Shares15,002 from 15,001
Change+1 (+0%)
Value$742.7K (+$1.0K)
Filed 2026-10-21
Tactive Advisors, LLC
INCREASED
Shares14,661 from 8,262
Change+6,399 (+77%)
Value$725.9K (+$317.4K)
Filed 2026-10-08
Kestra Advisory Services, LLC
DECREASED
Shares12,133 from 13,539
Change-1,406 (-10%)
Value$603.5K (-$65.9K)
Filed 2026-11-02
Secure Asset Management, LLC
DECREASED
Shares7,783 from 8,933
Change-1,150 (-13%)
Value$385.3K (-$56.4K)
Filed 2026-10-19
Wedbush Securities Inc
UNCHANGED
Shares4,350 from 4,350
Change0 (0%)
Value$215 (-$214.8K)
Filed 2026-10-22
Manchester Capital Management LLC
NEW
Shares1,808
Change+1,808
Value$89.5K
Filed 2026-10-22
PNC Financial Services Group, Inc.
DECREASED
Shares1,631 from 2,134
Change-503 (-24%)
Value$80.7K (-$24.8K)
Filed 2026-11-06
Triumph Capital Management
UNCHANGED
Shares150 from 150
Change0 (0%)
Value$7.4K (+$9)
Filed 2026-10-14
Farther Finance Advisors, LLC
NEW
Shares47
Change+47
Value$2.3K
Filed 2026-10-08
Clearstead Advisors, LLC
CLOSED
Shares0 from 4,442
Change-4,442 (-100%)
Value$0 (-$219.6K)
Filed 2026-11-06
CoreCap Advisors, LLC
CLOSED
Shares0 from 640
Change-640 (-100%)
Value$0 (-$31.6K)
Filed 2026-10-08
International Assets Investment Management, LLC
CLOSED
Shares0 from 127
Change-127 (-100%)
Value$0 (-$6.3K)
Filed 2026-11-02
Prudential Financial Inc
N/A
Shares— from 577,097
Change-577,097 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 454,496
Change-454,496 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 76,114
Change-76,114 (-100%)
Value—
Inspire Advisors, LLC
N/A
Shares— from 38,596
Change-38,596 (-100%)
Value—
Mariner, LLC
N/A
Shares— from 38,074
Change-38,074 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 27,422
Change-27,422 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 13,408
Change-13,408 (-100%)
Value—
Summit Financial, LLC
N/A
Shares— from 10,177
Change-10,177 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 7,036
Change-7,036 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 4,233
Change-4,233 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 1,196
Change-1,196 (-100%)
Value—
Colonial Trust Advisors
N/A
Shares— from 448
Change-448 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 151
Change-151 (-100%)
Value—
Strategic Wealth Partners, Ltd.
N/A
Shares— from 100
Change-100 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 0
Change0
Value—
Status
Moody National Bank Trust Division
INCREASED141,316141,096+220+0%$7.0M$7.0M+$20.0K2026-10-06
LPL Financial LLC
NEW141,010—+141,010——$7.0M—2026-11-06
Kestra Private Wealth Services, LLC
INCREASED55,06251,397+3,665+7%$2.5M$2.7M+$184.8K2026-11-06
Wealth Enhancement Advisory Services, LLC
INCREASED27,55523,755+3,800+16%$1.2M$1.4M+$183.9K2026-10-13
Truist Financial Corp
INCREASED21,63016,070+5,560+35%$794.6K$1.1M+$276.3K2026-10-30
Oppenheimer & Co Inc
INCREASED21,54317,998+3,545+20%$889.9K$1.1M+$176.7K2026-10-26
Focus Financial Network, Inc.
INCREASED19,70513,949+5,756+41%$692.9K$980.2K+$287.3K2026-10-14
Sheets Smith Wealth Management
UNCHANGED18,89918,89900%$934.5K$935.7K+$1.2K2026-10-16
Wealthcare Advisory Partners LLC
INCREASED15,00215,001+1+0%$741.7K$742.7K+$1.0K2026-10-21
Tactive Advisors, LLC
INCREASED14,6618,262+6,399+77%$408.5K$725.9K+$317.4K2026-10-08
Kestra Advisory Services, LLC
DECREASED12,13313,539-1,406-10%$669.4K$603.5K-$65.9K2026-11-02
Secure Asset Management, LLC
DECREASED7,7838,933-1,150-13%$441.7K$385.3K-$56.4K2026-10-19
Wedbush Securities Inc
UNCHANGED4,3504,35000%$215.0K$215-$214.8K2026-10-22
Manchester Capital Management LLC
NEW1,808—+1,808——$89.5K—2026-10-22
PNC Financial Services Group, Inc.
DECREASED1,6312,134-503-24%$105.5K$80.7K-$24.8K2026-11-06
Triumph Capital Management
UNCHANGED15015000%$7.4K$7.4K+$92026-10-14
Farther Finance Advisors, LLC
NEW47—+47——$2.3K—2026-10-08
Clearstead Advisors, LLC
CLOSED04,442-4,442-100%$219.6K$0-$219.6K2026-11-06
CoreCap Advisors, LLC
CLOSED0640-640-100%$31.6K$0-$31.6K2026-10-08
International Assets Investment Management, LLC
CLOSED0127-127-100%$6.3K$0-$6.3K2026-11-02
Prudential Financial Inc
N/A—577,097-577,097-100%$28.5M———
Raymond James Financial Inc
N/A—454,496-454,496-100%$22.5M———
Osaic Holdings, Inc.
N/A—76,114-76,114-100%$3.8M———
Inspire Advisors, LLC
N/A—38,596-38,596-100%$1.9M———
Mariner, LLC
N/A—38,074-38,074-100%$1.9M———
Cetera Investment Advisers
N/A—27,422-27,422-100%$1.4M———
Goldman Sachs Group Inc
N/A—13,408-13,408-100%$663.0K———
Summit Financial, LLC
N/A—10,177-10,177-100%$505.6K———
Envestnet Asset Management Inc
N/A—7,036-7,036-100%$347.9K———
MML Investors Services, LLC
N/A—4,233-4,233-100%$209.3K———
Royal Bank of Canada
N/A—1,196-1,196-100%$59.0K———
Colonial Trust Advisors
N/A—448-448-100%$22.2K———
Morgan Stanley
N/A—151-151-100%$7.5K———
Strategic Wealth Partners, Ltd.
N/A—100-100-100%$4.9K———
Wells Fargo & Company
N/A—00—$16———
Showing 35 of 35 institutions