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Pgim S&P 500 Buffer 20 ETF - (PBFB)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
JIM Saulnier & Associates, LLC
UNCHANGED
Shares93,746 from 93,746
Change0 (0%)
Value$3.1M (+$67.6K)
Filed 2026-11-04
Concurrent Investment Advisors, LLC
NEW
Shares74,335
Change+74,335
Value$2.4M
Filed 2026-10-16
Spire Wealth Management
DECREASED
Shares74,333 from 94,668
Change-20,335 (-21%)
Value$2.4M (-$595.6K)
Filed 2026-10-30
Commonwealth Equity Services, LLC
DECREASED
Shares31,790 from 33,922
Change-2,132 (-6%)
Value$1.0M (-$45.1K)
Filed 2026-11-02
Kestra Advisory Services, LLC
DECREASED
Shares26,746 from 32,476
Change-5,730 (-18%)
Value$873.0K (-$163.6K)
Filed 2026-11-02
Blue Water Asset Management
UNCHANGED
Shares25,963 from 25,963
Change0 (0%)
Value$847.4K (+$18.7K)
Filed 2026-11-04
Three Seasons Wealth, LLC
UNCHANGED
Shares20,953 from 20,953
Change0 (0%)
Value$683.9K (+$15.1K)
Filed 2026-11-03
Dhjj Financial Advisors, Ltd.
DECREASED
Shares9,873 from 10,048
Change-175 (-2%)
Value$322.2K (+$1.5K)
Filed 2026-10-23
Sagespring Wealth Partners, LLC
UNCHANGED
Shares6,742 from 6,742
Change0 (0%)
Value$220.0K (+$4.9K)
Filed 2026-10-22
PNC Financial Services Group, Inc.
UNCHANGED
Shares1,016 from 1,016
Change0 (0%)
Value$33.2K (+$733)
Filed 2026-11-06
Prudential Financial Inc
N/A
Shares— from 475,014
Change-475,014 (-100%)
Value—
American Asset Management Inc.
N/A
Shares— from 82,989
Change-82,989 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 23,953
Change-23,953 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 20,997
Change-20,997 (-100%)
Value—
Kintra Wealth, LLC
N/A
Shares— from 16,300
Change-16,300 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 12,867
Change-12,867 (-100%)
Value—
Berthel, Fisher & Company Financial Services, Inc.
N/A
Shares— from 9,755
Change-9,755 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 9,755
Change-9,755 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 7,269
Change-7,269 (-100%)
Value—
ST Germain D J Co Inc
N/A
Shares— from 485
Change-485 (-100%)
Value—
Status
JIM Saulnier & Associates, LLC
UNCHANGED93,74693,74600%$3.0M$3.1M+$67.6K2026-11-04
Concurrent Investment Advisors, LLC
NEW74,335—+74,335——$2.4M—2026-10-16
Spire Wealth Management
DECREASED74,33394,668-20,335-21%$3.0M$2.4M-$595.6K2026-10-30
Commonwealth Equity Services, LLC
DECREASED31,79033,922-2,132-6%$1.1M$1.0M-$45.1K2026-11-02
Kestra Advisory Services, LLC
DECREASED26,74632,476-5,730-18%$1.0M$873.0K-$163.6K2026-11-02
Blue Water Asset Management
UNCHANGED25,96325,96300%$828.7K$847.4K+$18.7K2026-11-04
Three Seasons Wealth, LLC
UNCHANGED20,95320,95300%$668.8K$683.9K+$15.1K2026-11-03
Dhjj Financial Advisors, Ltd.
DECREASED9,87310,048-175-2%$320.7K$322.2K+$1.5K2026-10-23
Sagespring Wealth Partners, LLC
UNCHANGED6,7426,74200%$215.2K$220.0K+$4.9K2026-10-22
PNC Financial Services Group, Inc.
UNCHANGED1,0161,01600%$32.4K$33.2K+$7332026-11-06
Prudential Financial Inc
N/A—475,014-475,014-100%$15.2M———
American Asset Management Inc.
N/A—82,989-82,989-100%$2.6M———
Cetera Investment Advisers
N/A—23,953-23,953-100%$764.5K———
Raymond James Financial Inc
N/A—20,997-20,997-100%$670.2K———
Kintra Wealth, LLC
N/A—16,300-16,300-100%$529.2K———
MML Investors Services, LLC
N/A—12,867-12,867-100%$410.7K———
Berthel, Fisher & Company Financial Services, Inc.
N/A—9,755-9,755-100%$311.4K———
BFC Planning, Inc.
N/A—9,755-9,755-100%$311.4K———
Royal Bank of Canada
N/A—7,269-7,269-100%$232.0K———
ST Germain D J Co Inc
N/A—485-485-100%$15.5K———
Showing 20 of 20 institutions