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Pgim S&P 500 Buffer 20 ETF - (PBMR)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
JIM Saulnier & Associates, LLC
DECREASED
Shares87,471 from 91,628
Change-4,157 (-5%)
Value$2.9M (-$72.1K)
Filed 2026-11-04
Commonwealth Equity Services, LLC
DECREASED
Shares53,673 from 55,159
Change-1,486 (-3%)
Value$1.8M (-$10.1K)
Filed 2026-11-02
Spire Wealth Management
DECREASED
Shares35,002 from 37,553
Change-2,551 (-7%)
Value$1.1M (-$57.4K)
Filed 2026-10-30
Concurrent Investment Advisors, LLC
NEW
Shares34,998
Change+34,998
Value$1.1M
Filed 2026-10-16
Kingswood Wealth Advisors, LLC
UNCHANGED
Shares12,182 from 12,182
Change0 (0%)
Value$399.5K (+$8.5K)
Filed 2026-10-23
Dhjj Financial Advisors, Ltd.
UNCHANGED
Shares12,123 from 12,123
Change0 (0%)
Value$397.6K (+$8.5K)
Filed 2026-10-23
Kestra Advisory Services, LLC
UNCHANGED
Shares11,188 from 11,188
Change0 (0%)
Value$366.9K (+$7.8K)
Filed 2026-11-02
Three Seasons Wealth, LLC
UNCHANGED
Shares9,269 from 9,269
Change0 (0%)
Value$304.0K (+$6.5K)
Filed 2026-11-03
Blue Water Asset Management
CLOSED
Shares0 from 15,296
Change-15,296 (-100%)
Value$0 (-$490.9K)
Filed 2026-11-04
Prudential Financial Inc
N/A
Shares— from 472,311
Change-472,311 (-100%)
Value—
Smith, Moore & Co.
N/A
Shares— from 105,904
Change-105,904 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 18,231
Change-18,231 (-100%)
Value—
Kintra Wealth, LLC
N/A
Shares— from 16,330
Change-16,330 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 13,051
Change-13,051 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 6,521
Change-6,521 (-100%)
Value—
Centaurus Financial, Inc.
N/A
Shares— from 4,334
Change-4,334 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 3,768
Change-3,768 (-100%)
Value—
Status
JIM Saulnier & Associates, LLC
DECREASED87,47191,628-4,157-5%$2.9M$2.9M-$72.1K2026-11-04
Commonwealth Equity Services, LLC
DECREASED53,67355,159-1,486-3%$1.8M$1.8M-$10.1K2026-11-02
Spire Wealth Management
DECREASED35,00237,553-2,551-7%$1.2M$1.1M-$57.4K2026-10-30
Concurrent Investment Advisors, LLC
NEW34,998—+34,998——$1.1M—2026-10-16
Kingswood Wealth Advisors, LLC
UNCHANGED12,18212,18200%$391.0K$399.5K+$8.5K2026-10-23
Dhjj Financial Advisors, Ltd.
UNCHANGED12,12312,12300%$389.1K$397.6K+$8.5K2026-10-23
Kestra Advisory Services, LLC
UNCHANGED11,18811,18800%$359.1K$366.9K+$7.8K2026-11-02
Three Seasons Wealth, LLC
UNCHANGED9,2699,26900%$297.5K$304.0K+$6.5K2026-11-03
Blue Water Asset Management
CLOSED015,296-15,296-100%$490.9K$0-$490.9K2026-11-04
Prudential Financial Inc
N/A—472,311-472,311-100%$15.2M———
Smith, Moore & Co.
N/A—105,904-105,904-100%$3.4M———
Cetera Investment Advisers
N/A—18,231-18,231-100%$585.1K———
Kintra Wealth, LLC
N/A—16,330-16,330-100%$532.4K———
Raymond James Financial Inc
N/A—13,051-13,051-100%$418.9K———
Old Mission Capital LLC
N/A—6,521-6,521-100%$209.3K———
Centaurus Financial, Inc.
N/A—4,334-4,334-100%$139.0K———
Royal Bank of Canada
N/A—3,768-3,768-100%$121.0K———
Showing 17 of 17 institutions