IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Pgim Laddered S&P 500 Buffer (BUFP)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares1,494,487 from 695,610
Change+798,877 (+115%)
Value$49.1M (+$26.8M)
Filed 2026-11-06
Commonwealth Equity Services, LLC
INCREASED
Shares594,773 from 421,690
Change+173,083 (+41%)
Value$19.6M (+$6.0M)
Filed 2026-11-02
Kestra Advisory Services, LLC
INCREASED
Shares452,604 from 449,822
Change+2,782 (+1%)
Value$14.9M (+$460.3K)
Filed 2026-11-02
AA Financial Advisors, LLC
DECREASED
Shares323,657 from 325,348
Change-1,691 (-1%)
Value$10.6M (+$211.2K)
Filed 2026-10-19
Fermata Advisors, LLC
DECREASED
Shares187,996 from 192,219
Change-4,223 (-2%)
Value$6.2M (+$18.8K)
Filed 2026-10-13
Kestra Private Wealth Services, LLC
INCREASED
Shares150,552 from 123,604
Change+26,948 (+22%)
Value$4.9M (+$987.1K)
Filed 2026-11-06
PNC Financial Services Group, Inc.
INCREASED
Shares135,840 from 106,231
Change+29,609 (+28%)
Value$4.5M (+$1.1M)
Filed 2026-11-06
Maltin Wealth Management, Inc.
DECREASED
Shares134,642 from 142,365
Change-7,723 (-5%)
Value$4.4M (-$137.1K)
Filed 2026-10-13
Victory Financial Group, LLC
DECREASED
Shares55,371 from 56,526
Change-1,155 (-2%)
Value$1.8M (+$8.4K)
Filed 2026-10-27
Horizon Wealth Management, LLC
INCREASED
Shares40,500 from 21,000
Change+19,500 (+93%)
Value$1.3M (+$658.2K)
Filed 2026-11-02
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares32,869 from 19,579
Change+13,290 (+68%)
Value$1.1K (-$626.9K)
Filed 2026-11-02
Dhjj Financial Advisors, Ltd.
INCREASED
Shares32,084 from 30,302
Change+1,782 (+6%)
Value$1.1M (+$83.4K)
Filed 2026-10-23
PKS Advisory Services, LLC
UNCHANGED
Shares22,875 from 22,875
Change0 (0%)
Value$733.2K ($0)
Filed 2026-10-26
Apella Capital, LLC
NEW
Shares19,244
Change+19,244
Value$639.5K
Filed 2026-10-08
Apollon Financial, LLC
INCREASED
Shares16,900 from 16,480
Change+420 (+3%)
Value$555.5K (+$27.3K)
Filed 2026-10-23
Prospera Financial Services Inc
NEW
Shares9,503
Change+9,503
Value$311.8K
Filed 2026-11-04
Merit Financial Group, LLC
NEW
Shares9,409
Change+9,409
Value$309.3K
Filed 2026-11-06
Foguth Wealth Management, Llc.
DECREASED
Shares8,548 from 235,517
Change-226,969 (-96%)
Value$281.7K (-$7.3M)
Filed 2026-10-19
Adamsbrown Wealth Consultants LLC
UNCHANGED
Shares6,379 from 6,379
Change0 (0%)
Value$209.7K (+$5.2K)
Filed 2026-10-20
Private Trust Co NA
INCREASED
Shares733 from 589
Change+144 (+24%)
Value$24.1K (+$5.2K)
Filed 2026-10-20
IFP Advisors, Inc
INCREASED
Shares125 from 25
Change+100 (+400%)
Value$4.1K (+$3.3K)
Filed 2026-10-16
Raymond James Financial Inc
N/A
Shares— from 1,556,602
Change-1,556,602 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 259,642
Change-259,642 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 160,085
Change-160,085 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 152,645
Change-152,645 (-100%)
Value—
AssuredPartners Investment Advisors, LLC
N/A
Shares— from 146,647
Change-146,647 (-100%)
Value—
Centaurus Financial, Inc.
N/A
Shares— from 108,289
Change-108,289 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 105,277
Change-105,277 (-100%)
Value—
OneDigital Investment Advisors LLC
N/A
Shares— from 73,943
Change-73,943 (-100%)
Value—
Kingsview Wealth Management, LLC
N/A
Shares— from 42,028
Change-42,028 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 35,476
Change-35,476 (-100%)
Value—
Western Wealth Management, LLC
N/A
Shares— from 34,471
Change-34,471 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 23,162
Change-23,162 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 12,491
Change-12,491 (-100%)
Value—
Cofg Advisors, LLC
N/A
Shares— from 10,380
Change-10,380 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 8,803
Change-8,803 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 6,972
Change-6,972 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 6,275
Change-6,275 (-100%)
Value—
Ankerstar Wealth, LLC
N/A
Shares— from 5,361
Change-5,361 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 4,121
Change-4,121 (-100%)
Value—
Berthel, Fisher & Company Financial Services, Inc.
N/A
Shares— from 4,121
Change-4,121 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 2,350
Change-2,350 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 350
Change-350 (-100%)
Value—
PlanVest Financial, Inc
N/A
Shares— from 205
Change-205 (-100%)
Value—
Status
LPL Financial LLC
INCREASED1,494,487695,610+798,877+115%$22.3M$49.1M+$26.8M2026-11-06
Commonwealth Equity Services, LLC
INCREASED594,773421,690+173,083+41%$13.5M$19.6M+$6.0M2026-11-02
Kestra Advisory Services, LLC
INCREASED452,604449,822+2,782+1%$14.4M$14.9M+$460.3K2026-11-02
AA Financial Advisors, LLC
DECREASED323,657325,348-1,691-1%$10.4M$10.6M+$211.2K2026-10-19
Fermata Advisors, LLC
DECREASED187,996192,219-4,223-2%$6.2M$6.2M+$18.8K2026-10-13
Kestra Private Wealth Services, LLC
INCREASED150,552123,604+26,948+22%$4.0M$4.9M+$987.1K2026-11-06
PNC Financial Services Group, Inc.
INCREASED135,840106,231+29,609+28%$3.4M$4.5M+$1.1M2026-11-06
Maltin Wealth Management, Inc.
DECREASED134,642142,365-7,723-5%$4.6M$4.4M-$137.1K2026-10-13
Victory Financial Group, LLC
DECREASED55,37156,526-1,155-2%$1.8M$1.8M+$8.4K2026-10-27
Horizon Wealth Management, LLC
INCREASED40,50021,000+19,500+93%$673.1K$1.3M+$658.2K2026-11-02
Cambridge Investment Research Advisors, Inc.
INCREASED32,86919,579+13,290+68%$628.0K$1.1K-$626.9K2026-11-02
Dhjj Financial Advisors, Ltd.
INCREASED32,08430,302+1,782+6%$971.2K$1.1M+$83.4K2026-10-23
PKS Advisory Services, LLC
UNCHANGED22,87522,87500%$733.2K$733.2K$02026-10-26
Apella Capital, LLC
NEW19,244—+19,244——$639.5K—2026-10-08
Apollon Financial, LLC
INCREASED16,90016,480+420+3%$528.2K$555.5K+$27.3K2026-10-23
Prospera Financial Services Inc
NEW9,503—+9,503——$311.8K—2026-11-04
Merit Financial Group, LLC
NEW9,409—+9,409——$309.3K—2026-11-06
Foguth Wealth Management, Llc.
DECREASED8,548235,517-226,969-96%$7.6M$281.7K-$7.3M2026-10-19
Adamsbrown Wealth Consultants LLC
UNCHANGED6,3796,37900%$204.4K$209.7K+$5.2K2026-10-20
Private Trust Co NA
INCREASED733589+144+24%$18.9K$24.1K+$5.2K2026-10-20
IFP Advisors, Inc
INCREASED12525+100+400%$801$4.1K+$3.3K2026-10-16
Raymond James Financial Inc
N/A—1,556,602-1,556,602-100%$49.9M———
IHT Wealth Management, LLC
N/A—259,642-259,642-100%$8.3M———
Cetera Investment Advisers
N/A—160,085-160,085-100%$5.1M———
Envestnet Asset Management Inc
N/A—152,645-152,645-100%$4.9M———
AssuredPartners Investment Advisors, LLC
N/A—146,647-146,647-100%$4.7M———
Centaurus Financial, Inc.
N/A—108,289-108,289-100%$3.5M———
NewEdge Advisors, LLC
N/A—105,277-105,277-100%$3.4M———
OneDigital Investment Advisors LLC
N/A—73,943-73,943-100%$2.4M———
Kingsview Wealth Management, LLC
N/A—42,028-42,028-100%$1.3M———
MML Investors Services, LLC
N/A—35,476-35,476-100%$1.1M———
Western Wealth Management, LLC
N/A—34,471-34,471-100%$1.1M———
Jane Street Group, LLC
N/A—23,162-23,162-100%$742.3K———
Old Mission Capital LLC
N/A—12,491-12,491-100%$400.3K———
Cofg Advisors, LLC
N/A—10,380-10,380-100%$332.7K———
Susquehanna International Group, LLP
N/A—8,803-8,803-100%$282.1K———
Royal Bank of Canada
N/A—6,972-6,972-100%$223.0K———
Goldman Sachs Group Inc
N/A—6,275-6,275-100%$201.1K———
Ankerstar Wealth, LLC
N/A—5,361-5,361-100%$171.8K———
BFC Planning, Inc.
N/A—4,121-4,121-100%$132.1K———
Berthel, Fisher & Company Financial Services, Inc.
N/A—4,121-4,121-100%$132.1K———
Osaic Holdings, Inc.
N/A—2,350-2,350-100%$75.3K———
Steward Partners Investment Advisory, LLC
N/A—350-350-100%$11.2K———
PlanVest Financial, Inc
N/A—205-205-100%$6.6K———
Showing 44 of 44 institutions