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Pgim S&P 500 Buffer 12 ETF - (NOVP)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Kestra Advisory Services, LLC
DECREASED
Shares17,487 from 20,392
Change-2,905 (-14%)
Value$585.5K (-$78.1K)
Filed 2026-11-02
Maltin Wealth Management, Inc.
UNCHANGED
Shares16,724 from 16,724
Change0 (0%)
Value$560.0K (+$15.7K)
Filed 2026-10-13
Apollon Wealth Management, LLC
NEW
Shares14,584
Change+14,584
Value$488.3K
Filed 2026-10-23
Commonwealth Equity Services, LLC
DECREASED
Shares8,431 from 36,835
Change-28,404 (-77%)
Value$282.3K (-$916.5K)
Filed 2026-11-02
Parallel Advisors, LLC
UNCHANGED
Shares1,839 from 1,839
Change0 (0%)
Value$61.6K (+$1.7K)
Filed 2026-11-03
Dhjj Financial Advisors, Ltd.
UNCHANGED
Shares1,824 from 1,824
Change0 (0%)
Value$61.1K (+$1.7K)
Filed 2026-10-23
Spire Wealth Management
UNCHANGED
Shares1,395 from 1,395
Change0 (0%)
Value$46.7K (+$1.3K)
Filed 2026-10-30
PNC Financial Services Group, Inc.
UNCHANGED
Shares796 from 796
Change0 (0%)
Value$26.7K (+$747)
Filed 2026-11-06
Harbour Investments, Inc.
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$16.7K (+$470)
Filed 2026-11-09
UBS Group AG
UNCHANGED
Shares57 from 57
Change0 (0%)
Value$1.9K (+$54)
Filed 2026-11-10
Prudential Financial Inc
N/A
Shares— from 541,647
Change-541,647 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 180,445
Change-180,445 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 21,326
Change-21,326 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 15,199
Change-15,199 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 12,855
Change-12,855 (-100%)
Value—
Status
Kestra Advisory Services, LLC
DECREASED17,48720,392-2,905-14%$663.6K$585.5K-$78.1K2026-11-02
Maltin Wealth Management, Inc.
UNCHANGED16,72416,72400%$544.3K$560.0K+$15.7K2026-10-13
Apollon Wealth Management, LLC
NEW14,584—+14,584——$488.3K—2026-10-23
Commonwealth Equity Services, LLC
DECREASED8,43136,835-28,404-77%$1.2M$282.3K-$916.5K2026-11-02
Parallel Advisors, LLC
UNCHANGED1,8391,83900%$59.9K$61.6K+$1.7K2026-11-03
Dhjj Financial Advisors, Ltd.
UNCHANGED1,8241,82400%$59.4K$61.1K+$1.7K2026-10-23
Spire Wealth Management
UNCHANGED1,3951,39500%$45.4K$46.7K+$1.3K2026-10-30
PNC Financial Services Group, Inc.
UNCHANGED79679600%$25.9K$26.7K+$7472026-11-06
Harbour Investments, Inc.
UNCHANGED50050000%$16.3K$16.7K+$4702026-11-09
UBS Group AG
UNCHANGED575700%$1.9K$1.9K+$542026-11-10
Prudential Financial Inc
N/A—541,647-541,647-100%$17.6M———
Raymond James Financial Inc
N/A—180,445-180,445-100%$5.9M———
Old Mission Capital LLC
N/A—21,326-21,326-100%$694.0K———
Royal Bank of Canada
N/A—15,199-15,199-100%$495.0K———
Steward Partners Investment Advisory, LLC
N/A—12,855-12,855-100%$418.4K———
Showing 15 of 15 institutions