IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Pgim S&P 500 Buffer 12 ETF - (OCTP)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Castellan Group
UNCHANGED
Shares78,480 from 78,480
Change0 (0%)
Value$2.6M (+$94.4K)
Filed 2026-10-19
Blue Water Asset Management
DECREASED
Shares21,126 from 24,433
Change-3,307 (-14%)
Value$708.2K (-$81.5K)
Filed 2026-11-04
Commonwealth Equity Services, LLC
DECREASED
Shares15,334 from 37,970
Change-22,636 (-60%)
Value$514.1K (-$713.2K)
Filed 2026-11-02
Cypress Financial Planning LLC
NEW
Shares8,696
Change+8,696
Value$291.5K
Filed 2026-10-09
Concurrent Investment Advisors, LLC
NEW
Shares8,285
Change+8,285
Value$277.8K
Filed 2026-10-16
Spire Wealth Management
DECREASED
Shares8,024 from 8,026
Change-2 (0%)
Value$269.0K (+$9.7K)
Filed 2026-10-30
Kestra Advisory Services, LLC
UNCHANGED
Shares6,720 from 6,720
Change0 (0%)
Value$225.3K (+$8.1K)
Filed 2026-11-02
PNC Financial Services Group, Inc.
UNCHANGED
Shares5,379 from 5,379
Change0 (0%)
Value$180.3K (+$6.5K)
Filed 2026-11-06
Dhjj Financial Advisors, Ltd.
UNCHANGED
Shares3,376 from 3,376
Change0 (0%)
Value$113.2K (+$4.1K)
Filed 2026-10-23
Parallel Advisors, LLC
UNCHANGED
Shares1,904 from 1,904
Change0 (0%)
Value$63.8K (+$2.3K)
Filed 2026-11-03
Harbour Investments, Inc.
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$16.8K (+$602)
Filed 2026-11-09
Prudential Financial Inc
N/A
Shares— from 545,220
Change-545,220 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 25,020
Change-25,020 (-100%)
Value—
Kintra Wealth, LLC
N/A
Shares— from 9,297
Change-9,297 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 8,324
Change-8,324 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 7,547
Change-7,547 (-100%)
Value—
Ameritas Advisory Services, LLC
N/A
Shares— from 1,278
Change-1,278 (-100%)
Value—
UBS Group AG
N/A
Shares— from 1,157
Change-1,157 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 671
Change-671 (-100%)
Value—
Status
Castellan Group
UNCHANGED78,48078,48000%$2.5M$2.6M+$94.4K2026-10-19
Blue Water Asset Management
DECREASED21,12624,433-3,307-14%$789.7K$708.2K-$81.5K2026-11-04
Commonwealth Equity Services, LLC
DECREASED15,33437,970-22,636-60%$1.2M$514.1K-$713.2K2026-11-02
Cypress Financial Planning LLC
NEW8,696—+8,696——$291.5K—2026-10-09
Concurrent Investment Advisors, LLC
NEW8,285—+8,285——$277.8K—2026-10-16
Spire Wealth Management
DECREASED8,0248,026-20%$259.4K$269.0K+$9.7K2026-10-30
Kestra Advisory Services, LLC
UNCHANGED6,7206,72000%$217.2K$225.3K+$8.1K2026-11-02
PNC Financial Services Group, Inc.
UNCHANGED5,3795,37900%$173.9K$180.3K+$6.5K2026-11-06
Dhjj Financial Advisors, Ltd.
UNCHANGED3,3763,37600%$109.1K$113.2K+$4.1K2026-10-23
Parallel Advisors, LLC
UNCHANGED1,9041,90400%$61.5K$63.8K+$2.3K2026-11-03
Harbour Investments, Inc.
UNCHANGED50050000%$16.2K$16.8K+$6022026-11-09
Prudential Financial Inc
N/A—545,220-545,220-100%$17.6M———
NewEdge Advisors, LLC
N/A—25,020-25,020-100%$808.7K———
Kintra Wealth, LLC
N/A—9,297-9,297-100%$307.4K———
Royal Bank of Canada
N/A—8,324-8,324-100%$269.0K———
Raymond James Financial Inc
N/A—7,547-7,547-100%$243.9K———
Ameritas Advisory Services, LLC
N/A—1,278-1,278-100%$41.3K———
UBS Group AG
N/A—1,157-1,157-100%$37.4K———
Steward Partners Investment Advisory, LLC
N/A—671-671-100%$21.7K———
Showing 19 of 19 institutions