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Pgim S&P 500 Buffer 12 ETF - (SEPP)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Commonwealth Equity Services, LLC
DECREASED
Shares12,023 from 25,246
Change-13,223 (-52%)
Value$399.1K (-$421.6K)
Filed 2026-11-02
Cypress Financial Planning LLC
NEW
Shares11,614
Change+11,614
Value$385.5K
Filed 2026-10-09
Dhjj Financial Advisors, Ltd.
INCREASED
Shares5,892 from 2,457
Change+3,435 (+140%)
Value$195.6K (+$115.7K)
Filed 2026-10-23
PNC Financial Services Group, Inc.
INCREASED
Shares3,495 from 3,461
Change+34 (+1%)
Value$116.0K (+$3.5K)
Filed 2026-11-06
Woodard & Co Asset Management Group Inc
NEW
Shares2,500
Change+2,500
Value$83.0K
Filed 2026-11-03
Harbour Investments, Inc.
NEW
Shares1,700
Change+1,700
Value$56.4K
Filed 2026-11-09
UBS Group AG
CLOSED
Shares0 from 20
Change-20 (-100%)
Value$0 (-$650)
Filed 2026-11-10
Prudential Financial Inc
N/A
Shares— from 541,661
Change-541,661 (-100%)
Value—
Ameritas Advisory Services, LLC
N/A
Shares— from 72,878
Change-72,878 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 11,091
Change-11,091 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 7,142
Change-7,142 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 4,897
Change-4,897 (-100%)
Value—
Status
Commonwealth Equity Services, LLC
DECREASED12,02325,246-13,223-52%$820.7K$399.1K-$421.6K2026-11-02
Cypress Financial Planning LLC
NEW11,614—+11,614——$385.5K—2026-10-09
Dhjj Financial Advisors, Ltd.
INCREASED5,8922,457+3,435+140%$79.9K$195.6K+$115.7K2026-10-23
PNC Financial Services Group, Inc.
INCREASED3,4953,461+34+1%$112.5K$116.0K+$3.5K2026-11-06
Woodard & Co Asset Management Group Inc
NEW2,500—+2,500——$83.0K—2026-11-03
Harbour Investments, Inc.
NEW1,700—+1,700——$56.4K—2026-11-09
UBS Group AG
CLOSED020-20-100%$650$0-$6502026-11-10
Prudential Financial Inc
N/A—541,661-541,661-100%$17.6M———
Ameritas Advisory Services, LLC
N/A—72,878-72,878-100%$2.4M———
Royal Bank of Canada
N/A—11,091-11,091-100%$361.0K———
Sanctuary Advisors, LLC
N/A—7,142-7,142-100%$232.2K———
Steward Partners Investment Advisory, LLC
N/A—4,897-4,897-100%$159.2K———
Showing 12 of 12 institutions