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Pgim S&P 500 Buffer 20 ETF - (PBAP)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
JIM Saulnier & Associates, LLC
UNCHANGED
Shares81,028 from 81,028
Change0 (0%)
Value$2.6M (+$52.9K)
Filed 2026-11-04
Blue Water Asset Management
DECREASED
Shares48,682 from 48,873
Change-191 (0%)
Value$1.5M (+$25.9K)
Filed 2026-11-04
Concurrent Investment Advisors, LLC
NEW
Shares32,408
Change+32,408
Value$1.0M
Filed 2026-10-16
Spire Wealth Management
INCREASED
Shares32,406 from 32,015
Change+391 (+1%)
Value$1.0M (+$33.5K)
Filed 2026-10-30
Commonwealth Equity Services, LLC
DECREASED
Shares24,871 from 26,858
Change-1,987 (-7%)
Value$787.6K (-$45.4K)
Filed 2026-11-02
Kestra Advisory Services, LLC
UNCHANGED
Shares20,662 from 20,662
Change0 (0%)
Value$654.3K (+$13.5K)
Filed 2026-11-02
Dhjj Financial Advisors, Ltd.
DECREASED
Shares8,727 from 9,018
Change-291 (-3%)
Value$276.4K (-$3.3K)
Filed 2026-10-23
Harbor Investment Advisory, LLC
UNCHANGED
Shares2,000 from 2,000
Change0 (0%)
Value$63.3K (+$1.3K)
Filed 2026-10-13
PNC Financial Services Group, Inc.
CLOSED
Shares0 from 588
Change-588 (-100%)
Value$0 (-$18.2K)
Filed 2026-11-06
Prudential Financial Inc
N/A
Shares— from 488,860
Change-488,860 (-100%)
Value—
Centaurus Financial, Inc.
N/A
Shares— from 104,342
Change-104,342 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 38,309
Change-38,309 (-100%)
Value—
Smith, Moore & Co.
N/A
Shares— from 33,333
Change-33,333 (-100%)
Value—
American Asset Management Inc.
N/A
Shares— from 17,051
Change-17,051 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 1,774
Change-1,774 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 1,700
Change-1,700 (-100%)
Value—
Status
JIM Saulnier & Associates, LLC
UNCHANGED81,02881,02800%$2.5M$2.6M+$52.9K2026-11-04
Blue Water Asset Management
DECREASED48,68248,873-1910%$1.5M$1.5M+$25.9K2026-11-04
Concurrent Investment Advisors, LLC
NEW32,408—+32,408——$1.0M—2026-10-16
Spire Wealth Management
INCREASED32,40632,015+391+1%$992.8K$1.0M+$33.5K2026-10-30
Commonwealth Equity Services, LLC
DECREASED24,87126,858-1,987-7%$833.0K$787.6K-$45.4K2026-11-02
Kestra Advisory Services, LLC
UNCHANGED20,66220,66200%$640.8K$654.3K+$13.5K2026-11-02
Dhjj Financial Advisors, Ltd.
DECREASED8,7279,018-291-3%$279.7K$276.4K-$3.3K2026-10-23
Harbor Investment Advisory, LLC
UNCHANGED2,0002,00000%$62.0K$63.3K+$1.3K2026-10-13
PNC Financial Services Group, Inc.
CLOSED0588-588-100%$18.2K$0-$18.2K2026-11-06
Prudential Financial Inc
N/A—488,860-488,860-100%$15.2M———
Centaurus Financial, Inc.
N/A—104,342-104,342-100%$3.2M———
Cetera Investment Advisers
N/A—38,309-38,309-100%$1.2M———
Smith, Moore & Co.
N/A—33,333-33,333-100%$1.0M———
American Asset Management Inc.
N/A—17,051-17,051-100%$528.8K———
Royal Bank of Canada
N/A—1,774-1,774-100%$55.0K———
Steward Partners Investment Advisory, LLC
N/A—1,700-1,700-100%$52.7K———
Showing 16 of 16 institutions