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Pgim S&P 500 Buff 20 ETF AUG (PBAU)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
JIM Saulnier & Associates, LLC
INCREASED
Shares111,056 from 96,541
Change+14,515 (+15%)
Value$3.6M (+$530.9K)
Filed 2026-11-04
Spire Wealth Management
INCREASED
Shares51,508 from 46,407
Change+5,101 (+11%)
Value$1.7M (+$194.8K)
Filed 2026-10-30
Concurrent Investment Advisors, LLC
NEW
Shares51,502
Change+51,502
Value$1.7M
Filed 2026-10-16
Kestra Advisory Services, LLC
INCREASED
Shares35,279 from 35,009
Change+270 (+1%)
Value$1.1M (+$32.3K)
Filed 2026-11-02
Commonwealth Equity Services, LLC
DECREASED
Shares14,845 from 14,953
Change-108 (-1%)
Value$476.4K (+$6.6K)
Filed 2026-11-02
Kestra Private Wealth Services, LLC
UNCHANGED
Shares14,020 from 14,020
Change0 (0%)
Value$450.0K (+$9.4K)
Filed 2026-11-06
Blue Water Asset Management
UNCHANGED
Shares10,483 from 10,483
Change0 (0%)
Value$336.4K (+$7.1K)
Filed 2026-11-04
Dhjj Financial Advisors, Ltd.
INCREASED
Shares7,405 from 3,238
Change+4,167 (+129%)
Value$237.7K (+$135.9K)
Filed 2026-10-23
Harbour Investments, Inc.
UNCHANGED
Shares5,559 from 5,559
Change0 (0%)
Value$178.4K (+$3.7K)
Filed 2026-11-09
PNC Financial Services Group, Inc.
INCREASED
Shares1,484 from 1,285
Change+199 (+15%)
Value$47.6K (+$7.3K)
Filed 2026-11-06
Sunrise Financial Services, LLC
UNCHANGED
Shares520 from 520
Change0 (0%)
Value$16.7K (+$351)
Filed 2026-10-21
Prudential Financial Inc
N/A
Shares— from 482,514
Change-482,514 (-100%)
Value—
Kintra Wealth, LLC
N/A
Shares— from 47,574
Change-47,574 (-100%)
Value—
American Asset Management Inc.
N/A
Shares— from 27,719
Change-27,719 (-100%)
Value—
Pathstone Holdings, LLC
N/A
Shares— from 17,550
Change-17,550 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 11,094
Change-11,094 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 8,053
Change-8,053 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 4,343
Change-4,343 (-100%)
Value—
UBS Group AG
N/A
Shares— from 2,786
Change-2,786 (-100%)
Value—
Status
JIM Saulnier & Associates, LLC
INCREASED111,05696,541+14,515+15%$3.0M$3.6M+$530.9K2026-11-04
Spire Wealth Management
INCREASED51,50846,407+5,101+11%$1.5M$1.7M+$194.8K2026-10-30
Concurrent Investment Advisors, LLC
NEW51,502—+51,502——$1.7M—2026-10-16
Kestra Advisory Services, LLC
INCREASED35,27935,009+270+1%$1.1M$1.1M+$32.3K2026-11-02
Commonwealth Equity Services, LLC
DECREASED14,84514,953-108-1%$469.8K$476.4K+$6.6K2026-11-02
Kestra Private Wealth Services, LLC
UNCHANGED14,02014,02000%$440.5K$450.0K+$9.4K2026-11-06
Blue Water Asset Management
UNCHANGED10,48310,48300%$329.4K$336.4K+$7.1K2026-11-04
Dhjj Financial Advisors, Ltd.
INCREASED7,4053,238+4,167+129%$101.7K$237.7K+$135.9K2026-10-23
Harbour Investments, Inc.
UNCHANGED5,5595,55900%$174.7K$178.4K+$3.7K2026-11-09
PNC Financial Services Group, Inc.
INCREASED1,4841,285+199+15%$40.4K$47.6K+$7.3K2026-11-06
Sunrise Financial Services, LLC
UNCHANGED52052000%$16.3K$16.7K+$3512026-10-21
Prudential Financial Inc
N/A—482,514-482,514-100%$15.2M———
Kintra Wealth, LLC
N/A—47,574-47,574-100%$1.5M———
American Asset Management Inc.
N/A—27,719-27,719-100%$870.9K———
Pathstone Holdings, LLC
N/A—17,550-17,550-100%$551.4K———
Old Mission Capital LLC
N/A—11,094-11,094-100%$348.6K———
Steward Partners Investment Advisory, LLC
N/A—8,053-8,053-100%$253.0K———
Royal Bank of Canada
N/A—4,343-4,343-100%$136.0K———
UBS Group AG
N/A—2,786-2,786-100%$87.5K———
Showing 19 of 19 institutions