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Pgim S&P 500 Buffer 12 ETF - (AUGP)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Sugar Maple Asset Management, LLC
UNCHANGED
Shares13,500 from 13,500
Change0 (0%)
Value$459.0K (+$12.5K)
Filed 2026-10-13
Dhjj Financial Advisors, Ltd.
INCREASED
Shares9,853 from 7,248
Change+2,605 (+36%)
Value$335.0K (+$95.3K)
Filed 2026-10-23
Cambridge Investment Research Advisors, Inc.
NEW
Shares6,709
Change+6,709
Value$228
Filed 2026-11-02
PNC Financial Services Group, Inc.
UNCHANGED
Shares4,410 from 4,410
Change0 (0%)
Value$149.9K (+$4.1K)
Filed 2026-11-06
Harbour Investments, Inc.
DECREASED
Shares1,246 from 1,480
Change-234 (-16%)
Value$42.3K (-$6.6K)
Filed 2026-11-09
UBS Group AG
NEW
Shares50
Change+50
Value$1.7K
Filed 2026-11-10
Commonwealth Equity Services, LLC
CLOSED
Shares0 from 38,498
Change-38,498 (-100%)
Value$0 (-$1.3M)
Filed 2026-11-02
Prudential Financial Inc
N/A
Shares— from 532,442
Change-532,442 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 11,825
Change-11,825 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 9,077
Change-9,077 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 9,026
Change-9,026 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 7,110
Change-7,110 (-100%)
Value—
Status
Sugar Maple Asset Management, LLC
UNCHANGED13,50013,50000%$446.4K$459.0K+$12.5K2026-10-13
Dhjj Financial Advisors, Ltd.
INCREASED9,8537,248+2,605+36%$239.7K$335.0K+$95.3K2026-10-23
Cambridge Investment Research Advisors, Inc.
NEW6,709—+6,709——$228—2026-11-02
PNC Financial Services Group, Inc.
UNCHANGED4,4104,41000%$145.8K$149.9K+$4.1K2026-11-06
Harbour Investments, Inc.
DECREASED1,2461,480-234-16%$48.9K$42.3K-$6.6K2026-11-09
UBS Group AG
NEW50—+50——$1.7K—2026-11-10
Commonwealth Equity Services, LLC
CLOSED038,498-38,498-100%$1.3M$0-$1.3M2026-11-02
Prudential Financial Inc
N/A—532,442-532,442-100%$17.6M———
Royal Bank of Canada
N/A—11,825-11,825-100%$391.0K———
Raymond James Financial Inc
N/A—9,077-9,077-100%$300.2K———
Steward Partners Investment Advisory, LLC
N/A—9,026-9,026-100%$298.5K———
Old Mission Capital LLC
N/A—7,110-7,110-100%$235.1K———
Showing 12 of 12 institutions