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Pennantpark Investment Corp (PNNT)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LSV Asset Management
DECREASED
Shares1,185,360 from 1,341,344
Change-155,984 (-12%)
Value$3.9K (-$4.7M)
Filed 2026-11-06
AlphaCentric Advisors LLC
INCREASED
Shares270,000 from 250,000
Change+20,000 (+8%)
Value$891.0K (+$23.5K)
Filed 2026-11-03
Thrivent Financial for Lutherans
INCREASED
Shares152,403 from 147,439
Change+4,964 (+3%)
Value$503 (-$511.5K)
Filed 2026-11-05
Integrity Advisory Solutions, LLC
INCREASED
Shares75,648 from 53,615
Change+22,033 (+41%)
Value$249.6K (+$63.6K)
Filed 2026-10-29
Gallagher Capital Advisors, LLC
UNCHANGED
Shares70,826 from 70,826
Change0 (0%)
Value$233.7K (-$12.0K)
Filed 2026-10-09
US Bancorp \de\
UNCHANGED
Shares26,500 from 26,500
Change0 (0%)
Value$87.5K (-$4.5K)
Filed 2026-11-05
Signaturefd, LLC
INCREASED
Shares25,541 from 25,026
Change+515 (+2%)
Value$84.3K (-$2.6K)
Filed 2026-10-23
First Affirmative Financial Network
NEW
Shares25,222
Change+25,222
Value$83.2K
Filed 2026-10-21
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares24,702 from 24,349
Change+353 (+1%)
Value$82 (-$83.9K)
Filed 2026-11-02
Garner Asset Management Corp
DECREASED
Shares23,780 from 33,430
Change-9,650 (-29%)
Value$67.5K (-$48.5K)
Filed 2026-10-30
Creative Planning
NEW
Shares23,758
Change+23,758
Value$78.4K
Filed 2026-11-02
Brian LOW Financial Group, LLC
INCREASED
Shares20,880 from 14,000
Change+6,880 (+49%)
Value$68.9K (+$20.3K)
Filed 2026-10-28
Regions Financial Corp
UNCHANGED
Shares20,000 from 20,000
Change0 (0%)
Value$66.0K (-$3.4K)
Filed 2026-11-05
International Assets Investment Management, LLC
DECREASED
Shares19,300 from 28,450
Change-9,150 (-32%)
Value$64.1K (-$35.5K)
Filed 2026-11-02
Miller Financial Services LLC
INCREASED
Shares17,315 from 17,132
Change+183 (+1%)
Value$57.1K (-$2.3K)
Filed 2026-10-20
Creative Financial Designs Inc
UNCHANGED
Shares15,000 from 15,000
Change0 (0%)
Value$49.5K (-$2.6K)
Filed 2026-11-04
Meridian Investment Counsel Inc.
UNCHANGED
Shares14,200 from 14,200
Change0 (0%)
Value$46.9K (-$2.4K)
Filed 2026-10-14
Etesian Wealth Advisors, Inc.
NEW
Shares13,000
Change+13,000
Value$42.9K
Filed 2026-10-27
Sound Income Strategies, LLC
UNCHANGED
Shares12,074 from 12,074
Change0 (0%)
Value$38.8K (-$3.1K)
Filed 2026-10-09
Wedbush Securities Inc
UNCHANGED
Shares11,325 from 11,325
Change0 (0%)
Value$37 (-$39.0K)
Filed 2026-10-22
Commonwealth Equity Services, LLC
DECREASED
Shares10,267 from 10,863
Change-596 (-5%)
Value$33.9K (-$3.8K)
Filed 2026-11-02
HB Wealth Management, LLC
NEW
Shares10,043
Change+10,043
Value$33.1K
Filed 2026-10-23
BI Asset Management Fondsmaeglerselskab A/S
INCREASED
Shares5,727 from 5,361
Change+366 (+7%)
Value$19 ($0)
Filed 2026-10-22
Allworth Financial LP
UNCHANGED
Shares2,113 from 2,113
Change0 (0%)
Value$7.3K ($0)
Filed 2026-11-06
Caitong International Asset Management Co., Ltd
INCREASED
Shares2,013 from 196
Change+1,817 (+927%)
Value$6.6K (+$6.0K)
Filed 2026-10-29
Simplex Trading, LLC
DECREASED
Shares1,093 from 6,607
Change-5,514 (-83%)
Value$3.6K (-$19.3K)
Filed 2026-11-04
NorthAvenue LLC
UNCHANGED
Shares744 from 744
Change0 (0%)
Value$2.5K (-$126)
Filed 2026-10-29
Larson Financial Group LLC
UNCHANGED
Shares645 from 645
Change0 (0%)
Value$2.1K (-$109)
Filed 2026-11-05
EverSource Wealth Advisors, LLC
UNCHANGED
Shares638 from 638
Change0 (0%)
Value$2.1K (-$109)
Filed 2026-11-04
West Financial Advisors, LLC
INCREASED
Shares417 from 404
Change+13 (+3%)
Value$1.4K (-$23)
Filed 2026-10-22
Farther Finance Advisors, LLC
INCREASED
Shares387 from 374
Change+13 (+3%)
Value$1.3K (-$21)
Filed 2026-10-08
Key FInancial Inc
UNCHANGED
Shares375 from 375
Change0 (0%)
Value$1.2K (-$63)
Filed 2026-11-02
Parallel Advisors, LLC
UNCHANGED
Shares246 from 246
Change0 (0%)
Value$812 (-$42)
Filed 2026-11-03
Beaumont Financial Advisors, LLC
CLOSED
Shares0 from 29,991
Change-29,991 (-100%)
Value$0 (-$104.1K)
Filed 2026-10-22
Fisher Asset Management, LLC
CLOSED
Shares0 from 13,382
Change-13,382 (-100%)
Value$0 (-$46.4K)
Filed 2026-11-06
Prosperity Financial Group, Inc.
CLOSED
Shares0 from 13,222
Change-13,222 (-100%)
Value$0 (-$45.9K)
Filed 2026-10-29
State of Alaska, Department of Revenue
CLOSED
Shares0 from 2,695
Change-2,695 (-100%)
Value$0 (-$9)
Filed 2026-10-15
JFS Wealth Advisors, LLC
CLOSED
Shares0 from 91
Change-91 (-100%)
Value$0 (-$324)
Filed 2026-11-03
Invesco Ltd.
N/A
Shares— from 1,836,639
Change-1,836,639 (-100%)
Value—
Two Sigma Investments, LP
N/A
Shares— from 1,003,527
Change-1,003,527 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 766,499
Change-766,499 (-100%)
Value—
Millennium Management LLC
N/A
Shares— from 628,605
Change-628,605 (-100%)
Value—
Legal & General Group Plc
N/A
Shares— from 536,493
Change-536,493 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 405,260
Change-405,260 (-100%)
Value—
Marshall Wace, LLP
N/A
Shares— from 391,726
Change-391,726 (-100%)
Value—
Universal- Beteiligungs- und Servicegesellschaft mbH
N/A
Shares— from 348,800
Change-348,800 (-100%)
Value—
NewEdge Wealth, LLC
N/A
Shares— from 307,794
Change-307,794 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 306,780
Change-306,780 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 261,854
Change-261,854 (-100%)
Value—
Crossingbridge Advisors, LLC
N/A
Shares— from 250,000
Change-250,000 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 246,746
Change-246,746 (-100%)
Value—
Callodine Capital Management, LP
N/A
Shares— from 224,000
Change-224,000 (-100%)
Value—
Virtus Investment Advisers, LLC
N/A
Shares— from 216,246
Change-216,246 (-100%)
Value—
Qube Research & Technologies Ltd
N/A
Shares— from 207,521
Change-207,521 (-100%)
Value—
GatePass Capital, LLC
N/A
Shares— from 203,450
Change-203,450 (-100%)
Value—
Truvestments Capital LLC
N/A
Shares— from 201,671
Change-201,671 (-100%)
Value—
Mangrove Partners IM, LLC
N/A
Shares— from 191,563
Change-191,563 (-100%)
Value—
Tudor Investment Corp ET AL
N/A
Shares— from 188,423
Change-188,423 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 169,160
Change-169,160 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 130,207
Change-130,207 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 113,359
Change-113,359 (-100%)
Value—
Kovack Advisors, Inc.
N/A
Shares— from 108,393
Change-108,393 (-100%)
Value—
UBS Group AG
N/A
Shares— from 95,967
Change-95,967 (-100%)
Value—
Sterneck Capital Management, LLC
N/A
Shares— from 91,647
Change-91,647 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 87,870
Change-87,870 (-100%)
Value—
Canada Life Assurance Co
N/A
Shares— from 78,354
Change-78,354 (-100%)
Value—
Founders Financial Alliance, LLC
N/A
Shares— from 71,351
Change-71,351 (-100%)
Value—
Abbot Financial Management, Inc.
N/A
Shares— from 70,337
Change-70,337 (-100%)
Value—
Denali Advisors LLC
N/A
Shares— from 68,670
Change-68,670 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 64,951
Change-64,951 (-100%)
Value—
Dynamic Technology Lab Private Ltd
N/A
Shares— from 60,723
Change-60,723 (-100%)
Value—
Freestone Capital Holdings, LLC
N/A
Shares— from 53,000
Change-53,000 (-100%)
Value—
Stonebridge Financial Group, LLC
N/A
Shares— from 52,030
Change-52,030 (-100%)
Value—
Squarepoint Ops LLC
N/A
Shares— from 49,540
Change-49,540 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 47,411
Change-47,411 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 34,017
Change-34,017 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 33,802
Change-33,802 (-100%)
Value—
Arkadios Wealth Advisors
N/A
Shares— from 30,061
Change-30,061 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 29,558
Change-29,558 (-100%)
Value—
&partners
N/A
Shares— from 29,042
Change-29,042 (-100%)
Value—
Ethos Financial Group, LLC
N/A
Shares— from 27,719
Change-27,719 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 26,913
Change-26,913 (-100%)
Value—
Essex Financial Services, Inc.
N/A
Shares— from 26,096
Change-26,096 (-100%)
Value—
Two Sigma Securities, LLC
N/A
Shares— from 25,499
Change-25,499 (-100%)
Value—
Foundations Investment Advisors, LLC
N/A
Shares— from 24,641
Change-24,641 (-100%)
Value—
Oxford Asset Management LLP
N/A
Shares— from 23,656
Change-23,656 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 23,530
Change-23,530 (-100%)
Value—
Group One Trading LLC
N/A
Shares— from 22,522
Change-22,522 (-100%)
Value—
Cresset Asset Management, LLC
N/A
Shares— from 20,577
Change-20,577 (-100%)
Value—
Disciplined Investments, LLC
N/A
Shares— from 17,000
Change-17,000 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 15,460
Change-15,460 (-100%)
Value—
Strategic Wealth Partners, Ltd.
N/A
Shares— from 14,000
Change-14,000 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 13,725
Change-13,725 (-100%)
Value—
Mariner, LLC
N/A
Shares— from 12,374
Change-12,374 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 12,369
Change-12,369 (-100%)
Value—
NorthRock Partners, LLC
N/A
Shares— from 11,876
Change-11,876 (-100%)
Value—
Eight 31 Financial, LLC
N/A
Shares— from 10,327
Change-10,327 (-100%)
Value—
Nomura Holdings Inc
N/A
Shares— from 10,000
Change-10,000 (-100%)
Value—
Tower Research Capital LLC (TRC)
N/A
Shares— from 8,975
Change-8,975 (-100%)
Value—
Quantum Portfolio Management LLC
N/A
Shares— from 4,691
Change-4,691 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 3,872
Change-3,872 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 3,525
Change-3,525 (-100%)
Value—
Nomura Asset Management Co LTD
N/A
Shares— from 2,018
Change-2,018 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 2,000
Change-2,000 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 160
Change-160 (-100%)
Value—
Huntington National Bank
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
LSV Asset Management
DECREASED1,185,3601,341,344-155,984-12%$4.7M$3.9K-$4.7M2026-11-06
AlphaCentric Advisors LLC
INCREASED270,000250,000+20,000+8%$867.5K$891.0K+$23.5K2026-11-03
Thrivent Financial for Lutherans
INCREASED152,403147,439+4,964+3%$512.0K$503-$511.5K2026-11-05
Integrity Advisory Solutions, LLC
INCREASED75,64853,615+22,033+41%$186.0K$249.6K+$63.6K2026-10-29
Gallagher Capital Advisors, LLC
UNCHANGED70,82670,82600%$245.8K$233.7K-$12.0K2026-10-09
US Bancorp \de\
UNCHANGED26,50026,50000%$92.0K$87.5K-$4.5K2026-11-05
Signaturefd, LLC
INCREASED25,54125,026+515+2%$86.8K$84.3K-$2.6K2026-10-23
First Affirmative Financial Network
NEW25,222—+25,222——$83.2K—2026-10-21
Cambridge Investment Research Advisors, Inc.
INCREASED24,70224,349+353+1%$84.0K$82-$83.9K2026-11-02
Garner Asset Management Corp
DECREASED23,78033,430-9,650-29%$116.0K$67.5K-$48.5K2026-10-30
Creative Planning
NEW23,758—+23,758——$78.4K—2026-11-02
Brian LOW Financial Group, LLC
INCREASED20,88014,000+6,880+49%$48.6K$68.9K+$20.3K2026-10-28
Regions Financial Corp
UNCHANGED20,00020,00000%$69.4K$66.0K-$3.4K2026-11-05
International Assets Investment Management, LLC
DECREASED19,30028,450-9,150-32%$99.6K$64.1K-$35.5K2026-11-02
Miller Financial Services LLC
INCREASED17,31517,132+183+1%$59.4K$57.1K-$2.3K2026-10-20
Creative Financial Designs Inc
UNCHANGED15,00015,00000%$52.1K$49.5K-$2.6K2026-11-04
Meridian Investment Counsel Inc.
UNCHANGED14,20014,20000%$49.3K$46.9K-$2.4K2026-10-14
Etesian Wealth Advisors, Inc.
NEW13,000—+13,000——$42.9K—2026-10-27
Sound Income Strategies, LLC
UNCHANGED12,07412,07400%$41.9K$38.8K-$3.1K2026-10-09
Wedbush Securities Inc
UNCHANGED11,32511,32500%$39.0K$37-$39.0K2026-10-22
Commonwealth Equity Services, LLC
DECREASED10,26710,863-596-5%$37.7K$33.9K-$3.8K2026-11-02
HB Wealth Management, LLC
NEW10,043—+10,043——$33.1K—2026-10-23
BI Asset Management Fondsmaeglerselskab A/S
INCREASED5,7275,361+366+7%$19$19$02026-10-22
Allworth Financial LP
UNCHANGED2,1132,11300%$7.3K$7.3K$02026-11-06
Caitong International Asset Management Co., Ltd
INCREASED2,013196+1,817+927%$680$6.6K+$6.0K2026-10-29
Simplex Trading, LLC
DECREASED1,0936,607-5,514-83%$22.9K$3.6K-$19.3K2026-11-04
NorthAvenue LLC
UNCHANGED74474400%$2.6K$2.5K-$1262026-10-29
Larson Financial Group LLC
UNCHANGED64564500%$2.2K$2.1K-$1092026-11-05
EverSource Wealth Advisors, LLC
UNCHANGED63863800%$2.2K$2.1K-$1092026-11-04
West Financial Advisors, LLC
INCREASED417404+13+3%$1.4K$1.4K-$232026-10-22
Farther Finance Advisors, LLC
INCREASED387374+13+3%$1.3K$1.3K-$212026-10-08
Key FInancial Inc
UNCHANGED37537500%$1.3K$1.2K-$632026-11-02
Parallel Advisors, LLC
UNCHANGED24624600%$854$812-$422026-11-03
Beaumont Financial Advisors, LLC
CLOSED029,991-29,991-100%$104.1K$0-$104.1K2026-10-22
Fisher Asset Management, LLC
CLOSED013,382-13,382-100%$46.4K$0-$46.4K2026-11-06
Prosperity Financial Group, Inc.
CLOSED013,222-13,222-100%$45.9K$0-$45.9K2026-10-29
State of Alaska, Department of Revenue
CLOSED02,695-2,695-100%$9$0-$92026-10-15
JFS Wealth Advisors, LLC
CLOSED091-91-100%$324$0-$3242026-11-03
Invesco Ltd.
N/A—1,836,639-1,836,639-100%$6.4M———
Two Sigma Investments, LP
N/A—1,003,527-1,003,527-100%$3.5M———
Morgan Stanley
N/A—766,499-766,499-100%$2.7M———
Millennium Management LLC
N/A—628,605-628,605-100%$2.2M———
Legal & General Group Plc
N/A—536,493-536,493-100%$1.9M———
Advisors Asset Management, Inc.
N/A—405,260-405,260-100%$1.4M———
Marshall Wace, LLP
N/A—391,726-391,726-100%$1.4M———
Universal- Beteiligungs- und Servicegesellschaft mbH
N/A—348,800-348,800-100%$1.2M———
NewEdge Wealth, LLC
N/A—307,794-307,794-100%$1.1M———
Bank of America Corp
N/A—306,780-306,780-100%$1.1M———
BlackRock, Inc.
N/A—261,854-261,854-100%$908.6K———
Crossingbridge Advisors, LLC
N/A—250,000-250,000-100%$867.5K———
Citadel Advisors LLC
N/A—246,746-246,746-100%$856.2K———
Callodine Capital Management, LP
N/A—224,000-224,000-100%$777.3K———
Virtus Investment Advisers, LLC
N/A—216,246-216,246-100%$750.4K———
Qube Research & Technologies Ltd
N/A—207,521-207,521-100%$720.1K———
GatePass Capital, LLC
N/A—203,450-203,450-100%$706.0K———
Truvestments Capital LLC
N/A—201,671-201,671-100%$699.8K———
Mangrove Partners IM, LLC
N/A—191,563-191,563-100%$664.7K———
Tudor Investment Corp ET AL
N/A—188,423-188,423-100%$653.8K———
XTX Topco Ltd
N/A—169,160-169,160-100%$587.0K———
HRT Financial LP
N/A—130,207-130,207-100%$451.0K———
Janney Montgomery Scott LLC
N/A—113,359-113,359-100%$393.0K———
Kovack Advisors, Inc.
N/A—108,393-108,393-100%$379.3K———
UBS Group AG
N/A—95,967-95,967-100%$333.0K———
Sterneck Capital Management, LLC
N/A—91,647-91,647-100%$318.0K———
Arax Advisory Partners
N/A—87,870-87,870-100%$304.9K———
Canada Life Assurance Co
N/A—78,354-78,354-100%$271.0K———
Founders Financial Alliance, LLC
N/A—71,351-71,351-100%$247.6K———
Abbot Financial Management, Inc.
N/A—70,337-70,337-100%$244.1K———
Denali Advisors LLC
N/A—68,670-68,670-100%$238.3K———
Raymond James Financial Inc
N/A—64,951-64,951-100%$225.4K———
Dynamic Technology Lab Private Ltd
N/A—60,723-60,723-100%$211.0K———
Freestone Capital Holdings, LLC
N/A—53,000-53,000-100%$183.9K———
Stonebridge Financial Group, LLC
N/A—52,030-52,030-100%$184———
Squarepoint Ops LLC
N/A—49,540-49,540-100%$171.9K———
Susquehanna International Group, LLP
N/A—47,411-47,411-100%$164.5K———
Osaic Holdings, Inc.
N/A—34,017-34,017-100%$118.0K———
Wells Fargo & Company
N/A—33,802-33,802-100%$117.3K———
Arkadios Wealth Advisors
N/A—30,061-30,061-100%$104.3K———
Envestnet Asset Management Inc
N/A—29,558-29,558-100%$102.6K———
&partners
N/A—29,042-29,042-100%$100.8K———
Ethos Financial Group, LLC
N/A—27,719-27,719-100%$96.2K———
Jane Street Group, LLC
N/A—26,913-26,913-100%$93.4K———
Essex Financial Services, Inc.
N/A—26,096-26,096-100%$90.6K———
Two Sigma Securities, LLC
N/A—25,499-25,499-100%$88.5K———
Foundations Investment Advisors, LLC
N/A—24,641-24,641-100%$85.5K———
Oxford Asset Management LLP
N/A—23,656-23,656-100%$82.1K———
HighTower Advisors, LLC
N/A—23,530-23,530-100%$81.6K———
Group One Trading LLC
N/A—22,522-22,522-100%$78.2K———
Cresset Asset Management, LLC
N/A—20,577-20,577-100%$73.0K———
Disciplined Investments, LLC
N/A—17,000-17,000-100%$59.0K———
Cetera Investment Advisers
N/A—15,460-15,460-100%$53.6K———
Strategic Wealth Partners, Ltd.
N/A—14,000-14,000-100%$48.6K———
Baird Financial Group, Inc.
N/A—13,725-13,725-100%$47.6K———
Mariner, LLC
N/A—12,374-12,374-100%$42.9K———
Royal Bank of Canada
N/A—12,369-12,369-100%$43.0K———
NorthRock Partners, LLC
N/A—11,876-11,876-100%$41.2K———
Eight 31 Financial, LLC
N/A—10,327-10,327-100%$35.8K———
Nomura Holdings Inc
N/A—10,000-10,000-100%$34.7K———
Tower Research Capital LLC (TRC)
N/A—8,975-8,975-100%$31.1K———
Quantum Portfolio Management LLC
N/A—4,691-4,691-100%$16.3K———
Global Retirement Partners, LLC
N/A—3,872-3,872-100%$13.4K———
JPMorgan Chase & Co
N/A—3,525-3,525-100%$12.1K———
Nomura Asset Management Co LTD
N/A—2,018-2,018-100%$7.0K———
Jones Financial Companies Lllp
N/A—2,000-2,000-100%$6.7K———
Harbour Investments, Inc.
N/A—160-160-100%$555———
Huntington National Bank
N/A—1-1-100%$3———
Showing 106 of 106 institutions