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Pimco Corporate & Income STR (PCN)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
DECREASED
Shares698,163 from 734,767
Change-36,604 (-5%)
Value$7.4M (-$1.3M)
Filed 2026-11-06
Elevated Capital Advisors, LLC
INCREASED
Shares432,296 from 411,339
Change+20,957 (+5%)
Value$4.6M (-$302.9K)
Filed 2026-11-04
Noble Wealth Management PBC
DECREASED
Shares341,525 from 349,637
Change-8,112 (-2%)
Value$3.6M (-$534.1K)
Filed 2026-10-01
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares335,384 from 31,807
Change+303,577 (+954%)
Value$3.6K (-$376.4K)
Filed 2026-11-02
Venture Visionary Partners LLC
INCREASED
Shares263,222 from 173,373
Change+89,849 (+52%)
Value$2.8M (+$736.8K)
Filed 2026-10-07
Smith Asset Management Co., LLC
DECREASED
Shares237,763 from 242,388
Change-4,625 (-2%)
Value$2.5M (-$359.6K)
Filed 2026-10-16
AG Asset Advisory, LLC
INCREASED
Shares182,690 from 177,270
Change+5,420 (+3%)
Value$1.9M (-$169.1K)
Filed 2026-11-06
Commonwealth Equity Services, LLC
DECREASED
Shares149,394 from 160,192
Change-10,798 (-7%)
Value$1.6M (-$320.3K)
Filed 2026-11-02
Kestra Advisory Services, LLC
DECREASED
Shares105,142 from 114,029
Change-8,887 (-8%)
Value$1.1M (-$253.6K)
Filed 2026-11-02
Shaker Financial Services, LLC
INCREASED
Shares87,404 from 50,569
Change+36,835 (+73%)
Value$932.6K (+$322.6K)
Filed 2026-10-14
Aviance Capital Partners, LLC
INCREASED
Shares77,384 from 77,289
Change+95 (+0%)
Value$825.7K (-$97.9K)
Filed 2026-10-29
Westbourne Investment Advisors, Inc.
INCREASED
Shares73,200 from 70,500
Change+2,700 (+4%)
Value$781.0K (-$61.4K)
Filed 2026-10-20
Cyndeo Wealth Partners, LLC
UNCHANGED
Shares70,000 from 70,000
Change0 (0%)
Value$746.9K (-$89.6K)
Filed 2026-10-16
International Assets Investment Management, LLC
DECREASED
Shares67,452 from 70,797
Change-3,345 (-5%)
Value$722.4K (-$120.8K)
Filed 2026-11-02
Advisory Solutions Group, LLC
INCREASED
Shares44,470 from 35,606
Change+8,864 (+25%)
Value$474.5K (+$49.0K)
Filed 2026-10-14
Integrated Capital Management, Inc.
NEW
Shares41,568
Change+41,568
Value$443.5K
Filed 2026-10-09
Oppenheimer & Co Inc
DECREASED
Shares33,077 from 33,976
Change-899 (-3%)
Value$352.9K (-$53.1K)
Filed 2026-10-26
LongView Wealth Management
DECREASED
Shares30,832 from 34,759
Change-3,927 (-11%)
Value$329.0K (-$86.4K)
Filed 2026-10-19
Truist Financial Corp
UNCHANGED
Shares29,918 from 29,918
Change0 (0%)
Value$319.2K (-$38.3K)
Filed 2026-10-30
Apollon Wealth Management, LLC
INCREASED
Shares29,049 from 26,771
Change+2,278 (+9%)
Value$310.0K (-$10.0K)
Filed 2026-10-23
J.W. Cole Advisors, Inc.
INCREASED
Shares27,865 from 27,363
Change+502 (+2%)
Value$297.3K (-$29.7K)
Filed 2026-11-05
Williams & Novak Wealth Management, LLC
NEW
Shares25,790
Change+25,790
Value$275.2K
Filed 2026-10-09
Elm3 Financial Group, LLC
DECREASED
Shares25,736 from 32,586
Change-6,850 (-21%)
Value$274.6K (-$114.8K)
Filed 2026-10-07
Cdkv Holdings LLC
DECREASED
Shares24,481 from 24,555
Change-74 (0%)
Value$261.2K (-$32.2K)
Filed 2026-10-28
Sovran Advisors, LLC
DECREASED
Shares24,387 from 25,652
Change-1,265 (-5%)
Value$266.3K (-$32.3K)
Filed 2026-11-02
Paller Financial Services Inc
NEW
Shares23,930
Change+23,930
Value$255.3K
Filed 2026-10-13
Prospera Financial Services Inc
DECREASED
Shares23,381 from 205,916
Change-182,535 (-89%)
Value$252.8K (-$2.2M)
Filed 2026-11-04
StoneX Group Inc.
INCREASED
Shares20,950 from 14,248
Change+6,702 (+47%)
Value$231.8K (+$59.9K)
Filed 2026-11-03
Florida Financial Advisors, LLC
INCREASED
Shares20,927 from 11,978
Change+8,949 (+75%)
Value$223.3K (+$80.2K)
Filed 2026-11-09
Nwam LLC
DECREASED
Shares18,892 from 20,663
Change-1,771 (-9%)
Value$201.6K (-$45.3K)
Filed 2026-11-09
RMG Wealth Management LLC
DECREASED
Shares18,561 from 35,765
Change-17,204 (-48%)
Value$198.7K (-$226.2K)
Filed 2026-10-26
Allworth Financial LP
UNCHANGED
Shares17,404 from 17,404
Change0 (0%)
Value$208.0K ($0)
Filed 2026-11-06
Independent Financial Group, LLC
DECREASED
Shares15,754 from 18,705
Change-2,951 (-16%)
Value$168.1K (-$55.4K)
Filed 2026-10-13
First Heartland Consultants, Inc.
UNCHANGED
Shares14,755 from 14,755
Change0 (0%)
Value$157.4K (-$18.9K)
Filed 2026-10-08
Symphony Financial Services, Inc.
INCREASED
Shares13,662 from 13,586
Change+76 (+1%)
Value$145.8K (-$16.6K)
Filed 2026-11-09
PlanVest Financial, Inc
UNCHANGED
Shares13,452 from 13,452
Change0 (0%)
Value$143.5K (-$17.2K)
Filed 2026-11-09
Detalus Advisors, LLC
UNCHANGED
Shares12,990 from 12,990
Change0 (0%)
Value$138.6K (-$16.6K)
Filed 2026-10-15
CoreCap Advisors, LLC
INCREASED
Shares12,820 from 11,120
Change+1,700 (+15%)
Value$136.8K (+$3.9K)
Filed 2026-10-08
Wealthcare Advisory Partners LLC
INCREASED
Shares12,787 from 11,986
Change+801 (+7%)
Value$136.4K (-$6.8K)
Filed 2026-10-21
Collaborative Wealth Managment Inc.
INCREASED
Shares11,214 from 10,014
Change+1,200 (+12%)
Value$119.7K (-$13)
Filed 2026-11-06
Busey Bank
UNCHANGED
Shares10,021 from 10,021
Change0 (0%)
Value$106.9K (-$12.8K)
Filed 2026-10-26
Benchmark Financial, LLC
UNCHANGED
Shares10,000 from 10,000
Change0 (0%)
Value$106.7K (-$12.8K)
Filed 2026-10-16
Fifth Third Bancorp
DECREASED
Shares9,871 from 12,871
Change-3,000 (-23%)
Value$105.3K (-$48.5K)
Filed 2026-11-05
Lanark Financial, Inc.
UNCHANGED
Shares9,200 from 9,200
Change0 (0%)
Value$98.2K (-$11.8K)
Filed 2026-10-26
PNC Financial Services Group, Inc.
UNCHANGED
Shares8,284 from 8,284
Change0 (0%)
Value$88.4K (-$10.6K)
Filed 2026-11-06
Highland Investment Advisors LLC
UNCHANGED
Shares7,702 from 7,702
Change0 (0%)
Value$82.2K (-$9.9K)
Filed 2026-11-09
Farther Finance Advisors, LLC
INCREASED
Shares7,099 from 7,081
Change+18 (+0%)
Value$75.7K (-$8.4K)
Filed 2026-10-08
Signature Resources Capital Management, LLC
NEW
Shares3,000
Change+3,000
Value$32.0K
Filed 2026-10-16
PFS Partners, LLC
INCREASED
Shares2,500 from 1,500
Change+1,000 (+67%)
Value$26.7K (+$8.8K)
Filed 2026-10-21
Harbor Investment Advisory, LLC
UNCHANGED
Shares2,071 from 2,071
Change0 (0%)
Value$22.1K (-$2.7K)
Filed 2026-10-13
Clearstead Advisors, LLC
UNCHANGED
Shares1,155 from 1,155
Change0 (0%)
Value$12.3K (-$1.5K)
Filed 2026-11-06
Harbour Investments, Inc.
DECREASED
Shares1,072 from 1,804
Change-732 (-41%)
Value$11.4K (-$10.1K)
Filed 2026-11-09
Livelsberger Financial Advisory
NEW
Shares1,000
Change+1,000
Value$10.7K
Filed 2026-10-28
Provenance Wealth Advisors, LLC
NEW
Shares1,000
Change+1,000
Value$10.7K
Filed 2026-10-30
FNY Investment Advisers, LLC
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$10 (-$1)
Filed 2026-10-16
Tompkins Financial Corp
UNCHANGED
Shares729 from 729
Change0 (0%)
Value$7.8K (-$934)
Filed 2026-10-05
Highline Wealth Partners LLC
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$5.3K (-$640)
Filed 2026-10-19
Spire Wealth Management
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$5.3K (-$640)
Filed 2026-10-30
Triumph Capital Management
UNCHANGED
Shares400 from 400
Change0 (0%)
Value$4.3K (-$512)
Filed 2026-10-14
Kingdom Financial Group Llc.
UNCHANGED
Shares1 from 1
Change0 (0%)
Value$9 ($0)
Filed 2026-11-04
Lido Advisors, LLC
CLOSED
Shares0 from 44,123
Change-44,123 (-100%)
Value$0 (-$528.2K)
Filed 2026-11-04
ShoreHaven Wealth Partners, LLC
CLOSED
Shares0 from 20,000
Change-20,000 (-100%)
Value$0 (-$239.0K)
Filed 2026-10-16
Creative Planning
CLOSED
Shares0 from 17,625
Change-17,625 (-100%)
Value$0 (-$210.6K)
Filed 2026-11-02
Wilmington Savings Fund Society, FSB
CLOSED
Shares0 from 4,192
Change-4,192 (-100%)
Value$0 (-$50.1K)
Filed 2026-10-23
Axiom Investment Management LLC
CLOSED
Shares0 from 1,199
Change-1,199 (-100%)
Value$0 (-$14.3K)
Filed 2026-11-03
Salem Investment Counselors Inc
CLOSED
Shares0 from 700
Change-700 (-100%)
Value$0 (-$8.4K)
Filed 2026-10-13
JFS Wealth Advisors, LLC
CLOSED
Shares0 from 70
Change-70 (-100%)
Value$0 (-$845)
Filed 2026-11-03
Morgan Stanley
N/A
Shares— from 1,283,608
Change-1,283,608 (-100%)
Value—
Mission Hills Financial Advisory, LLC
N/A
Shares— from 1,210,014
Change-1,210,014 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 1,121,385
Change-1,121,385 (-100%)
Value—
GHE, LLC
N/A
Shares— from 678,497
Change-678,497 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 579,370
Change-579,370 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 516,606
Change-516,606 (-100%)
Value—
Principal Securities, Inc.
N/A
Shares— from 490,377
Change-490,377 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 428,965
Change-428,965 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 279,038
Change-279,038 (-100%)
Value—
Insigneo Advisory Services, LLC
N/A
Shares— from 256,359
Change-256,359 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 219,714
Change-219,714 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 173,021
Change-173,021 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 171,246
Change-171,246 (-100%)
Value—
NorthRock Partners, LLC
N/A
Shares— from 145,358
Change-145,358 (-100%)
Value—
Astoria Portfolio Advisors Llc.
N/A
Shares— from 129,436
Change-129,436 (-100%)
Value—
Vision Retirement, LLC
N/A
Shares— from 94,183
Change-94,183 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 88,244
Change-88,244 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 78,021
Change-78,021 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 68,421
Change-68,421 (-100%)
Value—
Logan Stone Capital, LLC
N/A
Shares— from 60,658
Change-60,658 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 59,457
Change-59,457 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 59,045
Change-59,045 (-100%)
Value—
UBS Group AG
N/A
Shares— from 58,714
Change-58,714 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 43,170
Change-43,170 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 41,325
Change-41,325 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 38,454
Change-38,454 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 33,755
Change-33,755 (-100%)
Value—
Focus Partners Wealth
N/A
Shares— from 33,670
Change-33,670 (-100%)
Value—
Kingsview Wealth Management, LLC
N/A
Shares— from 32,036
Change-32,036 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 30,942
Change-30,942 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 30,136
Change-30,136 (-100%)
Value—
Peapack Gladstone Financial Corp
N/A
Shares— from 30,013
Change-30,013 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 25,672
Change-25,672 (-100%)
Value—
Rathbones Group PLC
N/A
Shares— from 24,500
Change-24,500 (-100%)
Value—
Estate Planners Group, LLC
N/A
Shares— from 21,624
Change-21,624 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 21,301
Change-21,301 (-100%)
Value—
Clear Street Group Inc.
N/A
Shares— from 21,105
Change-21,105 (-100%)
Value—
Nomura Holdings Inc
N/A
Shares— from 20,000
Change-20,000 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 19,372
Change-19,372 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 18,441
Change-18,441 (-100%)
Value—
Captrust Financial Advisors
N/A
Shares— from 17,149
Change-17,149 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 17,050
Change-17,050 (-100%)
Value—
Mutual Advisors, LLC
N/A
Shares— from 16,188
Change-16,188 (-100%)
Value—
Regal Investment Advisors LLC
N/A
Shares— from 14,029
Change-14,029 (-100%)
Value—
Sound View Wealth Advisors Group, LLC
N/A
Shares— from 12,123
Change-12,123 (-100%)
Value—
Boothbay Fund Management, LLC
N/A
Shares— from 11,456
Change-11,456 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 11,253
Change-11,253 (-100%)
Value—
PFG Investments, LLC
N/A
Shares— from 10,064
Change-10,064 (-100%)
Value—
Maimon Wealth Management Ltd.
N/A
Shares— from 10,000
Change-10,000 (-100%)
Value—
Keystone Financial Group
N/A
Shares— from 10,000
Change-10,000 (-100%)
Value—
Ameritas Advisory Services, LLC
N/A
Shares— from 5,260
Change-5,260 (-100%)
Value—
Atlantic Union Bankshares Corp
N/A
Shares— from 4,300
Change-4,300 (-100%)
Value—
Mpwm Advisory Solutions, LLC
N/A
Shares— from 3,500
Change-3,500 (-100%)
Value—
BOK Financial Private Wealth, Inc.
N/A
Shares— from 3,412
Change-3,412 (-100%)
Value—
Hollencrest Capital Management
N/A
Shares— from 1,835
Change-1,835 (-100%)
Value—
Strategic Wealth Partners, Ltd.
N/A
Shares— from 800
Change-800 (-100%)
Value—
SHP Wealth Management
N/A
Shares— from 125
Change-125 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
LPL Financial LLC
DECREASED698,163734,767-36,604-5%$8.8M$7.4M-$1.3M2026-11-06
Elevated Capital Advisors, LLC
INCREASED432,296411,339+20,957+5%$4.9M$4.6M-$302.9K2026-11-04
Noble Wealth Management PBC
DECREASED341,525349,637-8,112-2%$4.2M$3.6M-$534.1K2026-10-01
Cambridge Investment Research Advisors, Inc.
INCREASED335,38431,807+303,577+954%$380.0K$3.6K-$376.4K2026-11-02
Venture Visionary Partners LLC
INCREASED263,222173,373+89,849+52%$2.1M$2.8M+$736.8K2026-10-07
Smith Asset Management Co., LLC
DECREASED237,763242,388-4,625-2%$2.9M$2.5M-$359.6K2026-10-16
AG Asset Advisory, LLC
INCREASED182,690177,270+5,420+3%$2.1M$1.9M-$169.1K2026-11-06
Commonwealth Equity Services, LLC
DECREASED149,394160,192-10,798-7%$1.9M$1.6M-$320.3K2026-11-02
Kestra Advisory Services, LLC
DECREASED105,142114,029-8,887-8%$1.4M$1.1M-$253.6K2026-11-02
Shaker Financial Services, LLC
INCREASED87,40450,569+36,835+73%$610.0K$932.6K+$322.6K2026-10-14
Aviance Capital Partners, LLC
INCREASED77,38477,289+95+0%$923.6K$825.7K-$97.9K2026-10-29
Westbourne Investment Advisors, Inc.
INCREASED73,20070,500+2,700+4%$842.5K$781.0K-$61.4K2026-10-20
Cyndeo Wealth Partners, LLC
UNCHANGED70,00070,00000%$836.5K$746.9K-$89.6K2026-10-16
International Assets Investment Management, LLC
DECREASED67,45270,797-3,345-5%$843.2K$722.4K-$120.8K2026-11-02
Advisory Solutions Group, LLC
INCREASED44,47035,606+8,864+25%$425.5K$474.5K+$49.0K2026-10-14
Integrated Capital Management, Inc.
NEW41,568—+41,568——$443.5K—2026-10-09
Oppenheimer & Co Inc
DECREASED33,07733,976-899-3%$406.0K$352.9K-$53.1K2026-10-26
LongView Wealth Management
DECREASED30,83234,759-3,927-11%$415.4K$329.0K-$86.4K2026-10-19
Truist Financial Corp
UNCHANGED29,91829,91800%$357.5K$319.2K-$38.3K2026-10-30
Apollon Wealth Management, LLC
INCREASED29,04926,771+2,278+9%$319.9K$310.0K-$10.0K2026-10-23
J.W. Cole Advisors, Inc.
INCREASED27,86527,363+502+2%$327.0K$297.3K-$29.7K2026-11-05
Williams & Novak Wealth Management, LLC
NEW25,790—+25,790——$275.2K—2026-10-09
Elm3 Financial Group, LLC
DECREASED25,73632,586-6,850-21%$389.4K$274.6K-$114.8K2026-10-07
Cdkv Holdings LLC
DECREASED24,48124,555-740%$293.4K$261.2K-$32.2K2026-10-28
Sovran Advisors, LLC
DECREASED24,38725,652-1,265-5%$298.6K$266.3K-$32.3K2026-11-02
Paller Financial Services Inc
NEW23,930—+23,930——$255.3K—2026-10-13
Prospera Financial Services Inc
DECREASED23,381205,916-182,535-89%$2.5M$252.8K-$2.2M2026-11-04
StoneX Group Inc.
INCREASED20,95014,248+6,702+47%$171.9K$231.8K+$59.9K2026-11-03
Florida Financial Advisors, LLC
INCREASED20,92711,978+8,949+75%$143.1K$223.3K+$80.2K2026-11-09
Nwam LLC
DECREASED18,89220,663-1,771-9%$246.9K$201.6K-$45.3K2026-11-09
RMG Wealth Management LLC
DECREASED18,56135,765-17,204-48%$424.9K$198.7K-$226.2K2026-10-26
Allworth Financial LP
UNCHANGED17,40417,40400%$208.0K$208.0K$02026-11-06
Independent Financial Group, LLC
DECREASED15,75418,705-2,951-16%$223.5K$168.1K-$55.4K2026-10-13
First Heartland Consultants, Inc.
UNCHANGED14,75514,75500%$176.3K$157.4K-$18.9K2026-10-08
Symphony Financial Services, Inc.
INCREASED13,66213,586+76+1%$162.3K$145.8K-$16.6K2026-11-09
PlanVest Financial, Inc
UNCHANGED13,45213,45200%$160.7K$143.5K-$17.2K2026-11-09
Detalus Advisors, LLC
UNCHANGED12,99012,99000%$155.2K$138.6K-$16.6K2026-10-15
CoreCap Advisors, LLC
INCREASED12,82011,120+1,700+15%$132.9K$136.8K+$3.9K2026-10-08
Wealthcare Advisory Partners LLC
INCREASED12,78711,986+801+7%$143.2K$136.4K-$6.8K2026-10-21
Collaborative Wealth Managment Inc.
INCREASED11,21410,014+1,200+12%$119.7K$119.7K-$132026-11-06
Busey Bank
UNCHANGED10,02110,02100%$119.8K$106.9K-$12.8K2026-10-26
Benchmark Financial, LLC
UNCHANGED10,00010,00000%$119.5K$106.7K-$12.8K2026-10-16
Fifth Third Bancorp
DECREASED9,87112,871-3,000-23%$153.8K$105.3K-$48.5K2026-11-05
Lanark Financial, Inc.
UNCHANGED9,2009,20000%$109.9K$98.2K-$11.8K2026-10-26
PNC Financial Services Group, Inc.
UNCHANGED8,2848,28400%$99.0K$88.4K-$10.6K2026-11-06
Highland Investment Advisors LLC
UNCHANGED7,7027,70200%$92.0K$82.2K-$9.9K2026-11-09
Farther Finance Advisors, LLC
INCREASED7,0997,081+18+0%$84.1K$75.7K-$8.4K2026-10-08
Signature Resources Capital Management, LLC
NEW3,000—+3,000——$32.0K—2026-10-16
PFS Partners, LLC
INCREASED2,5001,500+1,000+67%$17.9K$26.7K+$8.8K2026-10-21
Harbor Investment Advisory, LLC
UNCHANGED2,0712,07100%$24.7K$22.1K-$2.7K2026-10-13
Clearstead Advisors, LLC
UNCHANGED1,1551,15500%$13.8K$12.3K-$1.5K2026-11-06
Harbour Investments, Inc.
DECREASED1,0721,804-732-41%$21.6K$11.4K-$10.1K2026-11-09
Livelsberger Financial Advisory
NEW1,000—+1,000——$10.7K—2026-10-28
Provenance Wealth Advisors, LLC
NEW1,000—+1,000——$10.7K—2026-10-30
FNY Investment Advisers, LLC
UNCHANGED1,0001,00000%$11$10-$12026-10-16
Tompkins Financial Corp
UNCHANGED72972900%$8.7K$7.8K-$9342026-10-05
Highline Wealth Partners LLC
UNCHANGED50050000%$6.0K$5.3K-$6402026-10-19
Spire Wealth Management
UNCHANGED50050000%$6.0K$5.3K-$6402026-10-30
Triumph Capital Management
UNCHANGED40040000%$4.8K$4.3K-$5122026-10-14
Kingdom Financial Group Llc.
UNCHANGED1100%$9$9$02026-11-04
Lido Advisors, LLC
CLOSED044,123-44,123-100%$528.2K$0-$528.2K2026-11-04
ShoreHaven Wealth Partners, LLC
CLOSED020,000-20,000-100%$239.0K$0-$239.0K2026-10-16
Creative Planning
CLOSED017,625-17,625-100%$210.6K$0-$210.6K2026-11-02
Wilmington Savings Fund Society, FSB
CLOSED04,192-4,192-100%$50.1K$0-$50.1K2026-10-23
Axiom Investment Management LLC
CLOSED01,199-1,199-100%$14.3K$0-$14.3K2026-11-03
Salem Investment Counselors Inc
CLOSED0700-700-100%$8.4K$0-$8.4K2026-10-13
JFS Wealth Advisors, LLC
CLOSED070-70-100%$845$0-$8452026-11-03
Morgan Stanley
N/A—1,283,608-1,283,608-100%$15.3M———
Mission Hills Financial Advisory, LLC
N/A—1,210,014-1,210,014-100%$14.5M———
Guggenheim Capital LLC
N/A—1,121,385-1,121,385-100%$13.4M———
GHE, LLC
N/A—678,497-678,497-100%$8.1M———
Wells Fargo & Company
N/A—579,370-579,370-100%$6.9M———
Invesco Ltd.
N/A—516,606-516,606-100%$6.2M———
Principal Securities, Inc.
N/A—490,377-490,377-100%$5.9M———
Rivernorth Capital Management, LLC
N/A—428,965-428,965-100%$5.1M———
Bank of America Corp
N/A—279,038-279,038-100%$3.3M———
Insigneo Advisory Services, LLC
N/A—256,359-256,359-100%$3.1M———
Cetera Investment Advisers
N/A—219,714-219,714-100%$2.6M———
Envestnet Asset Management Inc
N/A—173,021-173,021-100%$2.1M———
Osaic Holdings, Inc.
N/A—171,246-171,246-100%$2.0M———
NorthRock Partners, LLC
N/A—145,358-145,358-100%$1.7M———
Astoria Portfolio Advisors Llc.
N/A—129,436-129,436-100%$1.5M———
Vision Retirement, LLC
N/A—94,183-94,183-100%$1.1M———
Royal Bank of Canada
N/A—88,244-88,244-100%$1.1M———
Raymond James Financial Inc
N/A—78,021-78,021-100%$932.4K———
Steward Partners Investment Advisory, LLC
N/A—68,421-68,421-100%$817.6K———
Logan Stone Capital, LLC
N/A—60,658-60,658-100%$724.9K———
Janney Montgomery Scott LLC
N/A—59,457-59,457-100%$711.0K———
Jane Street Group, LLC
N/A—59,045-59,045-100%$705.6K———
UBS Group AG
N/A—58,714-58,714-100%$701.6K———
NewEdge Advisors, LLC
N/A—43,170-43,170-100%$515.9K———
XTX Topco Ltd
N/A—41,325-41,325-100%$493.8K———
IHT Wealth Management, LLC
N/A—38,454-38,454-100%$459.5K———
Private Advisor Group, LLC
N/A—33,755-33,755-100%$403.4K———
Focus Partners Wealth
N/A—33,670-33,670-100%$402.4K———
Kingsview Wealth Management, LLC
N/A—32,036-32,036-100%$382.8K———
Susquehanna International Group, LLP
N/A—30,942-30,942-100%$369.8K———
Sanctuary Advisors, LLC
N/A—30,136-30,136-100%$360.1K———
Peapack Gladstone Financial Corp
N/A—30,013-30,013-100%$359.0K———
Northwestern Mutual Wealth Management Co
N/A—25,672-25,672-100%$306.8K———
Rathbones Group PLC
N/A—24,500-24,500-100%$292.8K———
Estate Planners Group, LLC
N/A—21,624-21,624-100%$258.4K———
Stifel Financial Corp
N/A—21,301-21,301-100%$254.5K———
Clear Street Group Inc.
N/A—21,105-21,105-100%$252.2K———
Nomura Holdings Inc
N/A—20,000-20,000-100%$239.0K———
Rockefeller Capital Management L.P.
N/A—19,372-19,372-100%$231.5K———
Advisors Asset Management, Inc.
N/A—18,441-18,441-100%$220.4K———
Captrust Financial Advisors
N/A—17,149-17,149-100%$204.9K———
Equitable Holdings, Inc.
N/A—17,050-17,050-100%$203.7K———
Mutual Advisors, LLC
N/A—16,188-16,188-100%$193.4K———
Regal Investment Advisors LLC
N/A—14,029-14,029-100%$167.6K———
Sound View Wealth Advisors Group, LLC
N/A—12,123-12,123-100%$144.9K———
Boothbay Fund Management, LLC
N/A—11,456-11,456-100%$136.9K———
BlackRock, Inc.
N/A—11,253-11,253-100%$134.5K———
PFG Investments, LLC
N/A—10,064-10,064-100%$120.3K———
Maimon Wealth Management Ltd.
N/A—10,000-10,000-100%$119.5K———
Keystone Financial Group
N/A—10,000-10,000-100%$119.5K———
Ameritas Advisory Services, LLC
N/A—5,260-5,260-100%$62.9K———
Atlantic Union Bankshares Corp
N/A—4,300-4,300-100%$51.4K———
Mpwm Advisory Solutions, LLC
N/A—3,500-3,500-100%$41.8K———
BOK Financial Private Wealth, Inc.
N/A—3,412-3,412-100%$41.2K———
Hollencrest Capital Management
N/A—1,835-1,835-100%$21.9K———
Strategic Wealth Partners, Ltd.
N/A—800-800-100%$9.6K———
SHP Wealth Management
N/A—125-125-100%$1.5K———
BFC Planning, Inc.
N/A—1-1-100%$11———
Showing 125 of 125 institutions