Pimco Income Strategy FD II (PFN)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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LPL Financial LLC

DECREASED

Shares1,055,314 from 1,163,151

Change-107,837 (-9%)

Value$6.6M (-$1.7M)

Filed 2026-11-06

Shaker Financial Services, LLC

DECREASED

Shares313,823 from 464,551

Change-150,728 (-32%)

Value$2.0M (-$1.4M)

Filed 2026-10-14

J.W. Cole Advisors, Inc.

INCREASED

Shares260,940 from 258,574

Change+2,366 (+1%)

Value$1.6M (-$215.4K)

Filed 2026-11-05

CoreCap Advisors, LLC

INCREASED

Shares255,770 from 245,845

Change+9,925 (+4%)

Value$1.6M (-$156.9K)

Filed 2026-10-08

Simplicity Wealth,LLC

INCREASED

Shares184,414 from 171,386

Change+13,028 (+8%)

Value$1.2M (-$71.2K)

Filed 2026-10-23

Commonwealth Equity Services, LLC

DECREASED

Shares178,659 from 182,349

Change-3,690 (-2%)

Value$1.1M (-$185.3K)

Filed 2026-11-02

Private Trust Co NA

INCREASED

Shares160,079 from 158,006

Change+2,073 (+1%)

Value$998.9K (-$127.7K)

Filed 2026-10-20

Concurrent Investment Advisors, LLC

DECREASED

Shares154,948 from 163,098

Change-8,150 (-5%)

Value$966.9K (-$196.0K)

Filed 2026-10-16

Thrivent Financial for Lutherans

UNCHANGED

Shares153,000 from 153,000

Change0 (0%)

Value$954 (-$1.1M)

Filed 2026-11-05

Keudell ison Wealth Management

INCREASED

Shares130,441 from 113,772

Change+16,669 (+15%)

Value$814.0K (+$2.8K)

Filed 2026-10-16

Advisory Solutions Group, LLC

INCREASED

Shares115,943 from 98,930

Change+17,013 (+17%)

Value$723.5K (+$18.1K)

Filed 2026-10-14

Kestra Advisory Services, LLC

INCREASED

Shares101,033 from 93,514

Change+7,519 (+8%)

Value$637.7K (-$29.1K)

Filed 2026-11-02

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares84,299 from 84,109

Change+190 (+0%)

Value$526 (-$599.5K)

Filed 2026-11-02

Independent Financial Group, LLC

INCREASED

Shares83,338 from 81,243

Change+2,095 (+3%)

Value$520.0K (-$59.2K)

Filed 2026-10-13

Compound Planning, Inc.

INCREASED

Shares81,937 from 81,700

Change+237 (+0%)

Value$511.3K (-$71.2K)

Filed 2026-11-05

Noble Wealth Management PBC

DECREASED

Shares65,544 from 68,662

Change-3,118 (-5%)

Value$409.0K (-$80.6K)

Filed 2026-10-01

Mallini Complete Financial Planning LLC

DECREASED

Shares56,183 from 56,195

Change-12 (0%)

Value$350.6K (-$50.1K)

Filed 2026-10-06

RS Crum Inc.

UNCHANGED

Shares55,750 from 55,750

Change0 (0%)

Value$347.9K (-$49.6K)

Filed 2026-10-19

Apollon Wealth Management, LLC

INCREASED

Shares52,517 from 52,223

Change+294 (+1%)

Value$327.7K (-$44.6K)

Filed 2026-10-23

Moors & Cabot, Inc.

DECREASED

Shares51,960 from 104,769

Change-52,809 (-50%)

Value$324.2K (-$422.8K)

Filed 2026-11-06

EverSource Wealth Advisors, LLC

DECREASED

Shares47,197 from 53,514

Change-6,317 (-12%)

Value$294.5K (-$87.0K)

Filed 2026-11-04

Cypress Capital Group

UNCHANGED

Shares47,157 from 47,157

Change0 (0%)

Value$294.3K (-$42.0K)

Filed 2026-11-03

Merit Financial Group, LLC

NEW

Shares46,773

Change+46,773

Value$291.9K

Filed 2026-11-06

HUB Investment Partners, LLC

INCREASED

Shares43,945 from 38,773

Change+5,172 (+13%)

Value$274.2K (-$2.2K)

Filed 2026-11-03

Walled Lake Planning & Wealth Management, LLC

UNCHANGED

Shares41,300 from 41,300

Change0 (0%)

Value$257.7K (-$36.8K)

Filed 2026-10-29

Pinnacle Associates LTD

INCREASED

Shares41,170 from 26,970

Change+14,200 (+53%)

Value$256.9K (+$64.6K)

Filed 2026-10-20

Burford Brothers, Inc.

UNCHANGED

Shares40,760 from 40,760

Change0 (0%)

Value$254.3K (-$36.3K)

Filed 2026-10-21

StoneX Group Inc.

NEW

Shares36,620

Change+36,620

Value$247.9K

Filed 2026-11-03

Davenport & Co LLC

NEW

Shares36,163

Change+36,163

Value$225.7K

Filed 2026-10-14

Vanguard Capital Wealth Advisors

UNCHANGED

Shares30,000 from 30,000

Change0 (0%)

Value$187.2K (-$26.7K)

Filed 2026-10-16

Elm3 Financial Group, LLC

DECREASED

Shares29,233 from 30,996

Change-1,763 (-6%)

Value$182.4K (-$38.6K)

Filed 2026-10-07

Smith Chas P & Associates PA Cpas

INCREASED

Shares28,104 from 26,254

Change+1,850 (+7%)

Value$175.1K (-$12.1K)

Filed 2026-10-22

SeaCrest Wealth Management, LLC

INCREASED

Shares24,284 from 23,864

Change+420 (+2%)

Value$151.5K (-$18.6K)

Filed 2026-10-21

B. Riley Wealth Advisors, Inc.

DECREASED

Shares21,129 from 21,629

Change-500 (-2%)

Value$131.8K (-$21.7K)

Filed 2026-10-13

Morey & Quinn Wealth Partners, LLC

UNCHANGED

Shares17,700 from 17,700

Change0 (0%)

Value$110.4K (-$15.8K)

Filed 2026-10-28

Wedbush Securities Inc

INCREASED

Shares15,873 from 13,773

Change+2,100 (+15%)

Value$99 (-$97.9K)

Filed 2026-10-22

PFG Advisors

NEW

Shares14,650

Change+14,650

Value$91.4K

Filed 2026-10-16

First Bank & Trust

NEW

Shares13,920

Change+13,920

Value$86.9K

Filed 2026-10-19

Wealth Enhancement Advisory Services, LLC

INCREASED

Shares13,238 from 12,661

Change+577 (+5%)

Value$83.4K (-$6.6K)

Filed 2026-10-13

Wealth Alliance Advisory Group, LLC

UNCHANGED

Shares12,000 from 12,000

Change0 (0%)

Value$74.9K (-$10.7K)

Filed 2026-10-14

Gridiron Partners, LLC

UNCHANGED

Shares11,907 from 11,907

Change0 (0%)

Value$74.3K (-$10.6K)

Filed 2026-10-08

Willner & Heller, LLC

UNCHANGED

Shares11,011 from 11,011

Change0 (0%)

Value$68.7K (-$9.8K)

Filed 2026-10-28

Amplius Wealth Advisors, LLC

UNCHANGED

Shares11,000 from 11,000

Change0 (0%)

Value$68.6K (-$9.8K)

Filed 2026-10-20

Fifth Third Bancorp

UNCHANGED

Shares7,736 from 7,736

Change0 (0%)

Value$48.3K (-$6.9K)

Filed 2026-11-05

Allworth Financial LP

UNCHANGED

Shares5,757 from 5,757

Change0 (0%)

Value$41.1K ($0)

Filed 2026-11-06

Pinnacle Wealth Planning Services, Inc.

INCREASED

Shares4,737 from 4,596

Change+141 (+3%)

Value$29.6K (-$3.2K)

Filed 2026-10-27

Highline Wealth Partners LLC

INCREASED

Shares3,906 from 3,835

Change+71 (+2%)

Value$24.4K (-$3.0K)

Filed 2026-10-19

US Bancorp \de\

UNCHANGED

Shares3,648 from 3,648

Change0 (0%)

Value$22.8K (-$3.2K)

Filed 2026-11-05

Ascentis Independent Advisors

NEW

Shares3,000

Change+3,000

Value$18.7K

Filed 2026-11-03

Jnba Financial Advisors

INCREASED

Shares2,971 from 2,882

Change+89 (+3%)

Value$18.5K (-$2.0K)

Filed 2026-11-03

Salomon & Ludwin, LLC

UNCHANGED

Shares1,450 from 1,450

Change0 (0%)

Value$9.0K (-$1.3K)

Filed 2026-10-29

FNY Investment Advisers, LLC

UNCHANGED

Shares1,200 from 1,200

Change0 (0%)

Value$7 (-$1)

Filed 2026-10-16

GS Investments, Inc.

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$6.2K (-$890)

Filed 2026-11-05

Creative Financial Designs Inc

UNCHANGED

Shares885 from 885

Change0 (0%)

Value$5.5K (-$788)

Filed 2026-11-04

PNC Financial Services Group, Inc.

UNCHANGED

Shares700 from 700

Change0 (0%)

Value$4.4K (-$624)

Filed 2026-11-06

Essential Investment Partners LLC

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$3.1K (-$445)

Filed 2026-10-27

Compass Financial Management LLC

UNCHANGED

Shares150 from 150

Change0 (0%)

Value$936 (-$124)

Filed 2026-10-30

Whipplewood Advisors, LLC

CLOSED

Shares0 from 134,055

Change-134,055 (-100%)

Value$0 (-$955.8K)

Filed 2026-10-20

Imc-Chicago, LLC

CLOSED

Shares0 from 84,734

Change-84,734 (-100%)

Value$0 (-$604.2K)

Filed 2026-11-05

Verity Asset Management, Inc.

CLOSED

Shares0 from 53,697

Change-53,697 (-100%)

Value$0 (-$382.9K)

Filed 2026-10-30

TrueMark Investments, LLC

CLOSED

Shares0 from 49,909

Change-49,909 (-100%)

Value$0 (-$355.9K)

Filed 2026-11-05

International Assets Investment Management, LLC

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$7.1K)

Filed 2026-11-02

JFS Wealth Advisors, LLC

CLOSED

Shares0 from 102

Change-102 (-100%)

Value$0 (-$735)

Filed 2026-11-03

Guggenheim Capital LLC

N/A

Shares— from 1,312,431

Change-1,312,431 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 1,138,750

Change-1,138,750 (-100%)

Value—

Rivernorth Capital Management, LLC

N/A

Shares— from 819,721

Change-819,721 (-100%)

Value—

Cohen & Steers, Inc.

N/A

Shares— from 806,234

Change-806,234 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 770,928

Change-770,928 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 741,884

Change-741,884 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 638,598

Change-638,598 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 354,148

Change-354,148 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 316,657

Change-316,657 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 313,942

Change-313,942 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 223,785

Change-223,785 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 212,512

Change-212,512 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 209,183

Change-209,183 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 197,168

Change-197,168 (-100%)

Value—

Horizon Kinetics Asset Management LLC

N/A

Shares— from 191,463

Change-191,463 (-100%)

Value—

UBS Group AG

N/A

Shares— from 175,291

Change-175,291 (-100%)

Value—

Stratos Wealth Partners, Ltd.

N/A

Shares— from 120,470

Change-120,470 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 86,774

Change-86,774 (-100%)

Value—

Centaurus Financial, Inc.

N/A

Shares— from 81,925

Change-81,925 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 75,212

Change-75,212 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 73,149

Change-73,149 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 71,627

Change-71,627 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 67,614

Change-67,614 (-100%)

Value—

Main Street Financial Solutions, LLC

N/A

Shares— from 58,678

Change-58,678 (-100%)

Value—

Sanctuary Advisors, LLC

N/A

Shares— from 49,133

Change-49,133 (-100%)

Value—

Pinnacle Financial Partners, Inc.

N/A

Shares— from 44,620

Change-44,620 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 42,228

Change-42,228 (-100%)

Value—

Ameritas Advisory Services, LLC

N/A

Shares— from 40,324

Change-40,324 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 35,795

Change-35,795 (-100%)

Value—

Addison Capital Co

N/A

Shares— from 35,314

Change-35,314 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 31,275

Change-31,275 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 29,024

Change-29,024 (-100%)

Value—

WJ Financial Advisors LLC

N/A

Shares— from 28,481

Change-28,481 (-100%)

Value—

Focus Partners Wealth

N/A

Shares— from 26,361

Change-26,361 (-100%)

Value—

Shufro Rose & Co LLC

N/A

Shares— from 26,200

Change-26,200 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 25,085

Change-25,085 (-100%)

Value—

&partners

N/A

Shares— from 24,395

Change-24,395 (-100%)

Value—

First Foundation Advisors

N/A

Shares— from 22,330

Change-22,330 (-100%)

Value—

Element Wealth, LLC

N/A

Shares— from 21,767

Change-21,767 (-100%)

Value—

Kovack Advisors, Inc.

N/A

Shares— from 20,289

Change-20,289 (-100%)

Value—

Nomura Holdings Inc

N/A

Shares— from 20,000

Change-20,000 (-100%)

Value—

Savvy Advisors, Inc.

N/A

Shares— from 19,347

Change-19,347 (-100%)

Value—

CreativeOne Wealth, LLC

N/A

Shares— from 19,200

Change-19,200 (-100%)

Value—

World Investment Advisors

N/A

Shares— from 18,938

Change-18,938 (-100%)

Value—

Two Sigma Securities, LLC

N/A

Shares— from 18,126

Change-18,126 (-100%)

Value—

Silver OAK Securities, Incorporated

N/A

Shares— from 15,917

Change-15,917 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 15,295

Change-15,295 (-100%)

Value—

Virtu Financial LLC

N/A

Shares— from 14,998

Change-14,998 (-100%)

Value—

Boothbay Fund Management, LLC

N/A

Shares— from 12,611

Change-12,611 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 12,585

Change-12,585 (-100%)

Value—

Geneos Wealth Management Inc.

N/A

Shares— from 11,300

Change-11,300 (-100%)

Value—

Advisory Services Network, LLC

N/A

Shares— from 10,785

Change-10,785 (-100%)

Value—

Johnson Investment Counsel Inc

N/A

Shares— from 10,500

Change-10,500 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 8,267

Change-8,267 (-100%)

Value—

Ameriflex Group, Inc.

N/A

Shares— from 7,602

Change-7,602 (-100%)

Value—

Hollencrest Capital Management

N/A

Shares— from 5,968

Change-5,968 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 3,749

Change-3,749 (-100%)

Value—

Bogart Wealth, LLC

N/A

Shares— from 3,000

Change-3,000 (-100%)

Value—

Colonial Trust Advisors

N/A

Shares— from 1,500

Change-1,500 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 1,465

Change-1,465 (-100%)

Value—

Luminist Capital LLC

N/A

Shares— from 751

Change-751 (-100%)

Value—

Atlantic Union Bankshares Corp

N/A

Shares— from 600

Change-600 (-100%)

Value—

FMR LLC

N/A

Shares— from 1

Change-1 (-100%)

Value—

	Status
LPL Financial LLC	DECREASED	1,055,314	1,163,151	-107,837	-9%	$8.3M	$6.6M	-$1.7M	2026-11-06
Shaker Financial Services, LLC	DECREASED	313,823	464,551	-150,728	-32%	$3.3M	$2.0M	-$1.4M	2026-10-14
J.W. Cole Advisors, Inc.	INCREASED	260,940	258,574	+2,366	+1%	$1.8M	$1.6M	-$215.4K	2026-11-05
CoreCap Advisors, LLC	INCREASED	255,770	245,845	+9,925	+4%	$1.8M	$1.6M	-$156.9K	2026-10-08
Simplicity Wealth,LLC	INCREASED	184,414	171,386	+13,028	+8%	$1.2M	$1.2M	-$71.2K	2026-10-23
Commonwealth Equity Services, LLC	DECREASED	178,659	182,349	-3,690	-2%	$1.3M	$1.1M	-$185.3K	2026-11-02
Private Trust Co NA	INCREASED	160,079	158,006	+2,073	+1%	$1.1M	$998.9K	-$127.7K	2026-10-20
Concurrent Investment Advisors, LLC	DECREASED	154,948	163,098	-8,150	-5%	$1.2M	$966.9K	-$196.0K	2026-10-16
Thrivent Financial for Lutherans	UNCHANGED	153,000	153,000	0	0%	$1.1M	$954	-$1.1M	2026-11-05
Keudell ison Wealth Management	INCREASED	130,441	113,772	+16,669	+15%	$811.2K	$814.0K	+$2.8K	2026-10-16
Advisory Solutions Group, LLC	INCREASED	115,943	98,930	+17,013	+17%	$705.4K	$723.5K	+$18.1K	2026-10-14
Kestra Advisory Services, LLC	INCREASED	101,033	93,514	+7,519	+8%	$666.8K	$637.7K	-$29.1K	2026-11-02
Cambridge Investment Research Advisors, Inc.	INCREASED	84,299	84,109	+190	+0%	$600.0K	$526	-$599.5K	2026-11-02
Independent Financial Group, LLC	INCREASED	83,338	81,243	+2,095	+3%	$579.3K	$520.0K	-$59.2K	2026-10-13
Compound Planning, Inc.	INCREASED	81,937	81,700	+237	+0%	$582.5K	$511.3K	-$71.2K	2026-11-05
Noble Wealth Management PBC	DECREASED	65,544	68,662	-3,118	-5%	$489.6K	$409.0K	-$80.6K	2026-10-01
Mallini Complete Financial Planning LLC	DECREASED	56,183	56,195	-12	0%	$400.7K	$350.6K	-$50.1K	2026-10-06
RS Crum Inc.	UNCHANGED	55,750	55,750	0	0%	$397.5K	$347.9K	-$49.6K	2026-10-19
Apollon Wealth Management, LLC	INCREASED	52,517	52,223	+294	+1%	$372.3K	$327.7K	-$44.6K	2026-10-23
Moors & Cabot, Inc.	DECREASED	51,960	104,769	-52,809	-50%	$747.0K	$324.2K	-$422.8K	2026-11-06
EverSource Wealth Advisors, LLC	DECREASED	47,197	53,514	-6,317	-12%	$381.6K	$294.5K	-$87.0K	2026-11-04
Cypress Capital Group	UNCHANGED	47,157	47,157	0	0%	$336.2K	$294.3K	-$42.0K	2026-11-03
Merit Financial Group, LLC	NEW	46,773	—	+46,773	—	—	$291.9K	—	2026-11-06
HUB Investment Partners, LLC	INCREASED	43,945	38,773	+5,172	+13%	$276.5K	$274.2K	-$2.2K	2026-11-03
Walled Lake Planning & Wealth Management, LLC	UNCHANGED	41,300	41,300	0	0%	$294.5K	$257.7K	-$36.8K	2026-10-29
Pinnacle Associates LTD	INCREASED	41,170	26,970	+14,200	+53%	$192.3K	$256.9K	+$64.6K	2026-10-20
Burford Brothers, Inc.	UNCHANGED	40,760	40,760	0	0%	$290.6K	$254.3K	-$36.3K	2026-10-21
StoneX Group Inc.	NEW	36,620	—	+36,620	—	—	$247.9K	—	2026-11-03
Davenport & Co LLC	NEW	36,163	—	+36,163	—	—	$225.7K	—	2026-10-14
Vanguard Capital Wealth Advisors	UNCHANGED	30,000	30,000	0	0%	$213.9K	$187.2K	-$26.7K	2026-10-16
Elm3 Financial Group, LLC	DECREASED	29,233	30,996	-1,763	-6%	$221.0K	$182.4K	-$38.6K	2026-10-07
Smith Chas P & Associates PA Cpas	INCREASED	28,104	26,254	+1,850	+7%	$187.2K	$175.1K	-$12.1K	2026-10-22
SeaCrest Wealth Management, LLC	INCREASED	24,284	23,864	+420	+2%	$170.2K	$151.5K	-$18.6K	2026-10-21
B. Riley Wealth Advisors, Inc.	DECREASED	21,129	21,629	-500	-2%	$153.6K	$131.8K	-$21.7K	2026-10-13
Morey & Quinn Wealth Partners, LLC	UNCHANGED	17,700	17,700	0	0%	$126.2K	$110.4K	-$15.8K	2026-10-28
Wedbush Securities Inc	INCREASED	15,873	13,773	+2,100	+15%	$98.0K	$99	-$97.9K	2026-10-22
PFG Advisors	NEW	14,650	—	+14,650	—	—	$91.4K	—	2026-10-16
First Bank & Trust	NEW	13,920	—	+13,920	—	—	$86.9K	—	2026-10-19
Wealth Enhancement Advisory Services, LLC	INCREASED	13,238	12,661	+577	+5%	$90.0K	$83.4K	-$6.6K	2026-10-13
Wealth Alliance Advisory Group, LLC	UNCHANGED	12,000	12,000	0	0%	$85.6K	$74.9K	-$10.7K	2026-10-14
Gridiron Partners, LLC	UNCHANGED	11,907	11,907	0	0%	$84.9K	$74.3K	-$10.6K	2026-10-08
Willner & Heller, LLC	UNCHANGED	11,011	11,011	0	0%	$78.5K	$68.7K	-$9.8K	2026-10-28
Amplius Wealth Advisors, LLC	UNCHANGED	11,000	11,000	0	0%	$78.4K	$68.6K	-$9.8K	2026-10-20
Fifth Third Bancorp	UNCHANGED	7,736	7,736	0	0%	$55.2K	$48.3K	-$6.9K	2026-11-05
Allworth Financial LP	UNCHANGED	5,757	5,757	0	0%	$41.1K	$41.1K	$0	2026-11-06
Pinnacle Wealth Planning Services, Inc.	INCREASED	4,737	4,596	+141	+3%	$32.8K	$29.6K	-$3.2K	2026-10-27
Highline Wealth Partners LLC	INCREASED	3,906	3,835	+71	+2%	$27.3K	$24.4K	-$3.0K	2026-10-19
US Bancorp \de\	UNCHANGED	3,648	3,648	0	0%	$26.0K	$22.8K	-$3.2K	2026-11-05
Ascentis Independent Advisors	NEW	3,000	—	+3,000	—	—	$18.7K	—	2026-11-03
Jnba Financial Advisors	INCREASED	2,971	2,882	+89	+3%	$20.6K	$18.5K	-$2.0K	2026-11-03
Salomon & Ludwin, LLC	UNCHANGED	1,450	1,450	0	0%	$10.4K	$9.0K	-$1.3K	2026-10-29
FNY Investment Advisers, LLC	UNCHANGED	1,200	1,200	0	0%	$8	$7	-$1	2026-10-16
GS Investments, Inc.	UNCHANGED	1,000	1,000	0	0%	$7.1K	$6.2K	-$890	2026-11-05
Creative Financial Designs Inc	UNCHANGED	885	885	0	0%	$6.3K	$5.5K	-$788	2026-11-04
PNC Financial Services Group, Inc.	UNCHANGED	700	700	0	0%	$5.0K	$4.4K	-$624	2026-11-06
Essential Investment Partners LLC	UNCHANGED	500	500	0	0%	$3.6K	$3.1K	-$445	2026-10-27
Compass Financial Management LLC	UNCHANGED	150	150	0	0%	$1.1K	$936	-$124	2026-10-30
Whipplewood Advisors, LLC	CLOSED	0	134,055	-134,055	-100%	$955.8K	$0	-$955.8K	2026-10-20
Imc-Chicago, LLC	CLOSED	0	84,734	-84,734	-100%	$604.2K	$0	-$604.2K	2026-11-05
Verity Asset Management, Inc.	CLOSED	0	53,697	-53,697	-100%	$382.9K	$0	-$382.9K	2026-10-30
TrueMark Investments, LLC	CLOSED	0	49,909	-49,909	-100%	$355.9K	$0	-$355.9K	2026-11-05
International Assets Investment Management, LLC	CLOSED	0	1,000	-1,000	-100%	$7.1K	$0	-$7.1K	2026-11-02
JFS Wealth Advisors, LLC	CLOSED	0	102	-102	-100%	$735	$0	-$735	2026-11-03
Guggenheim Capital LLC	N/A	—	1,312,431	-1,312,431	-100%	$9.4M	—	—	—
Ameriprise Financial Inc	N/A	—	1,138,750	-1,138,750	-100%	$8.1M	—	—	—
Rivernorth Capital Management, LLC	N/A	—	819,721	-819,721	-100%	$5.8M	—	—	—
Cohen & Steers, Inc.	N/A	—	806,234	-806,234	-100%	$5.7M	—	—	—
Morgan Stanley	N/A	—	770,928	-770,928	-100%	$5.5M	—	—	—
Invesco Ltd.	N/A	—	741,884	-741,884	-100%	$5.3M	—	—	—
Wells Fargo & Company	N/A	—	638,598	-638,598	-100%	$4.6M	—	—	—
Royal Bank of Canada	N/A	—	354,148	-354,148	-100%	$2.5M	—	—	—
Raymond James Financial Inc	N/A	—	316,657	-316,657	-100%	$2.3M	—	—	—
Bank of America Corp	N/A	—	313,942	-313,942	-100%	$2.2M	—	—	—
Susquehanna International Group, LLP	N/A	—	223,785	-223,785	-100%	$1.6M	—	—	—
Cetera Investment Advisers	N/A	—	212,512	-212,512	-100%	$1.5M	—	—	—
Osaic Holdings, Inc.	N/A	—	209,183	-209,183	-100%	$1.5M	—	—	—
Envestnet Asset Management Inc	N/A	—	197,168	-197,168	-100%	$1.4M	—	—	—
Horizon Kinetics Asset Management LLC	N/A	—	191,463	-191,463	-100%	$1.4M	—	—	—
UBS Group AG	N/A	—	175,291	-175,291	-100%	$1.2M	—	—	—
Stratos Wealth Partners, Ltd.	N/A	—	120,470	-120,470	-100%	$859.0K	—	—	—
Stifel Financial Corp	N/A	—	86,774	-86,774	-100%	$618.7K	—	—	—
Centaurus Financial, Inc.	N/A	—	81,925	-81,925	-100%	$584.0K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	75,212	-75,212	-100%	$536.3K	—	—	—
XTX Topco Ltd	N/A	—	73,149	-73,149	-100%	$521.6K	—	—	—
NewEdge Advisors, LLC	N/A	—	71,627	-71,627	-100%	$510.7K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	67,614	-67,614	-100%	$482.1K	—	—	—
Main Street Financial Solutions, LLC	N/A	—	58,678	-58,678	-100%	$418.4K	—	—	—
Sanctuary Advisors, LLC	N/A	—	49,133	-49,133	-100%	$350.3K	—	—	—
Pinnacle Financial Partners, Inc.	N/A	—	44,620	-44,620	-100%	$318.1K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	42,228	-42,228	-100%	$301.1K	—	—	—
Ameritas Advisory Services, LLC	N/A	—	40,324	-40,324	-100%	$287.5K	—	—	—
Citadel Advisors LLC	N/A	—	35,795	-35,795	-100%	$255.2K	—	—	—
Addison Capital Co	N/A	—	35,314	-35,314	-100%	$251.8K	—	—	—
Janney Montgomery Scott LLC	N/A	—	31,275	-31,275	-100%	$223.0K	—	—	—
HighTower Advisors, LLC	N/A	—	29,024	-29,024	-100%	$206.9K	—	—	—
WJ Financial Advisors LLC	N/A	—	28,481	-28,481	-100%	$203.1K	—	—	—
Focus Partners Wealth	N/A	—	26,361	-26,361	-100%	$188.0K	—	—	—
Shufro Rose & Co LLC	N/A	—	26,200	-26,200	-100%	$186.8K	—	—	—
Jane Street Group, LLC	N/A	—	25,085	-25,085	-100%	$178.9K	—	—	—
&partners	N/A	—	24,395	-24,395	-100%	$173.9K	—	—	—
First Foundation Advisors	N/A	—	22,330	-22,330	-100%	$159.2K	—	—	—
Element Wealth, LLC	N/A	—	21,767	-21,767	-100%	$155.2K	—	—	—
Kovack Advisors, Inc.	N/A	—	20,289	-20,289	-100%	$144.8K	—	—	—
Nomura Holdings Inc	N/A	—	20,000	-20,000	-100%	$142.6K	—	—	—
Savvy Advisors, Inc.	N/A	—	19,347	-19,347	-100%	$137.9K	—	—	—
CreativeOne Wealth, LLC	N/A	—	19,200	-19,200	-100%	$136.9K	—	—	—
World Investment Advisors	N/A	—	18,938	-18,938	-100%	$133.0K	—	—	—
Two Sigma Securities, LLC	N/A	—	18,126	-18,126	-100%	$129.2K	—	—	—
Silver OAK Securities, Incorporated	N/A	—	15,917	-15,917	-100%	$113.5K	—	—	—
Private Advisor Group, LLC	N/A	—	15,295	-15,295	-100%	$109.1K	—	—	—
Virtu Financial LLC	N/A	—	14,998	-14,998	-100%	$107.0K	—	—	—
Boothbay Fund Management, LLC	N/A	—	12,611	-12,611	-100%	$89.9K	—	—	—
BFC Planning, Inc.	N/A	—	12,585	-12,585	-100%	$89.7K	—	—	—
Geneos Wealth Management Inc.	N/A	—	11,300	-11,300	-100%	$80.6K	—	—	—
Advisory Services Network, LLC	N/A	—	10,785	-10,785	-100%	$76.9K	—	—	—
Johnson Investment Counsel Inc	N/A	—	10,500	-10,500	-100%	$74.9K	—	—	—
JPMorgan Chase & Co	N/A	—	8,267	-8,267	-100%	$58.7K	—	—	—
Ameriflex Group, Inc.	N/A	—	7,602	-7,602	-100%	$54.2K	—	—	—
Hollencrest Capital Management	N/A	—	5,968	-5,968	-100%	$42.6K	—	—	—
BNP Paribas Financial Markets	N/A	—	3,749	-3,749	-100%	$26.7K	—	—	—
Bogart Wealth, LLC	N/A	—	3,000	-3,000	-100%	$21.4K	—	—	—
Colonial Trust Advisors	N/A	—	1,500	-1,500	-100%	$10.7K	—	—	—
Harbour Investments, Inc.	N/A	—	1,465	-1,465	-100%	$10.4K	—	—	—
Luminist Capital LLC	N/A	—	751	-751	-100%	$5.4K	—	—	—
Atlantic Union Bankshares Corp	N/A	—	600	-600	-100%	$4.3K	—	—	—
FMR LLC	N/A	—	1	-1	-100%	$5	—	—	—

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