Pimco Pref and Cap SEC ACT (PRFD)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Gradient Investments LLC

INCREASED

Shares1,233,966 from 1,211,734

Change+22,232 (+2%)

Value$60.4M (-$1.8M)

Filed 2026-10-08

RFG Advisory, LLC

INCREASED

Shares230,941 from 94,044

Change+136,897 (+146%)

Value$11.3M (+$6.5M)

Filed 2026-11-03

Brighton Jones LLC

INCREASED

Shares66,042 from 63,429

Change+2,613 (+4%)

Value$3.2M (-$22.1K)

Filed 2026-11-03

Trek Financial, LLC

INCREASED

Shares33,468 from 13,788

Change+19,680 (+143%)

Value$1.6M (+$931.3K)

Filed 2026-10-29

Financial Synergies Wealth Advisors, Inc.

INCREASED

Shares23,177 from 20,060

Change+3,117 (+16%)

Value$1.1M (+$105.2K)

Filed 2026-10-16

Paladin Wealth, LLC

DECREASED

Shares22,633 from 23,119

Change-486 (-2%)

Value$1.1M (-$78.5K)

Filed 2026-10-23

Williams & Novak Wealth Management, LLC

INCREASED

Shares22,334 from 6,760

Change+15,574 (+230%)

Value$1.1M (+$746.8K)

Filed 2026-10-09

Vise Technologies, Inc.

INCREASED

Shares14,281 from 13,457

Change+824 (+6%)

Value$699.5K (+$8.5K)

Filed 2026-10-29

MinichMacGregor Wealth Management, LLC

INCREASED

Shares10,974 from 9,232

Change+1,742 (+19%)

Value$537.5K (+$63.5K)

Filed 2026-10-14

Kelleher Financial Advisors

INCREASED

Shares4,021 from 3,971

Change+50 (+1%)

Value$196.9K (-$7.0K)

Filed 2026-10-30

Birchwood Financial Partners, Inc.

INCREASED

Shares3,536 from 3,521

Change+15 (+0%)

Value$173.2K (-$7.6K)

Filed 2026-11-02

Lloyd Advisory Services, Llc.

INCREASED

Shares1,733 from 1,640

Change+93 (+6%)

Value$84.9K (+$667)

Filed 2026-11-02

Private Trust Co NA

UNCHANGED

Shares520 from 520

Change0 (0%)

Value$25.5K (-$1.2K)

Filed 2026-10-20

Cape Investment Advisory, Inc.

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$9.8K (-$473)

Filed 2026-10-13

Networth Advisors, LLC

UNCHANGED

Shares107 from 107

Change0 (0%)

Value$5.2K (-$245)

Filed 2026-11-03

Tounjian Advisory Partners, LLC

DECREASED

Shares101 from 147

Change-46 (-31%)

Value$5.0K (-$2.6K)

Filed 2026-11-04

SYM Financial Corp

NEW

Shares75

Change+75

Value$3.7K

Filed 2026-10-26

Elevated Capital Advisors, LLC

DECREASED

Shares35 from 47

Change-12 (-26%)

Value$1.7K (-$702)

Filed 2026-11-04

Triumph Capital Management

UNCHANGED

Shares23 from 23

Change0 (0%)

Value$1.1K (-$54)

Filed 2026-10-14

Montgomery Financial Services LLC

UNCHANGED

Shares14 from 14

Change0 (0%)

Value$686 (-$33)

Filed 2026-11-03

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 10,718

Change-10,718 (-100%)

Value$0 (-$550.0K)

Filed 2026-11-02

Evolution Wealth Management Inc.

CLOSED

Shares0 from 198

Change-198 (-100%)

Value$0 (-$10.2K)

Filed 2026-10-28

Allianz Asset Management GmbH

N/A

Shares— from 1,273,711

Change-1,273,711 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 341,551

Change-341,551 (-100%)

Value—

OneDigital Investment Advisors LLC

N/A

Shares— from 230,113

Change-230,113 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 127,325

Change-127,325 (-100%)

Value—

Great Valley Advisor Group, Inc.

N/A

Shares— from 121,560

Change-121,560 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 61,481

Change-61,481 (-100%)

Value—

Summit Financial, LLC

N/A

Shares— from 53,634

Change-53,634 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 45,695

Change-45,695 (-100%)

Value—

Integrated Wealth Concepts LLC

N/A

Shares— from 39,354

Change-39,354 (-100%)

Value—

Brown Financial Advisors

N/A

Shares— from 33,171

Change-33,171 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 32,375

Change-32,375 (-100%)

Value—

Mattson Financial Services, LLC

N/A

Shares— from 17,436

Change-17,436 (-100%)

Value—

AE Wealth Management LLC

N/A

Shares— from 10,447

Change-10,447 (-100%)

Value—

CreativeOne Wealth, LLC

N/A

Shares— from 9,247

Change-9,247 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 7,974

Change-7,974 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 6,785

Change-6,785 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 6,053

Change-6,053 (-100%)

Value—

Vickerman Investment Advisors, Inc.

N/A

Shares— from 4,520

Change-4,520 (-100%)

Value—

Forum Finance Group S.A.

N/A

Shares— from 4,241

Change-4,241 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 2,288

Change-2,288 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 1,787

Change-1,787 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 1,390

Change-1,390 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 662

Change-662 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 642

Change-642 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 260

Change-260 (-100%)

Value—

Whittier Trust Co of Nevada Inc

N/A

Shares— from 253

Change-253 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 232

Change-232 (-100%)

Value—

Strategic Wealth Partners, Ltd.

N/A

Shares— from 213

Change-213 (-100%)

Value—

Allworth Financial LP

N/A

Shares— from 194

Change-194 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 179

Change-179 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 74

Change-74 (-100%)

Value—

Luminist Capital LLC

N/A

Shares— from 0

Change0

Value—

	Status
Gradient Investments LLC	INCREASED	1,233,966	1,211,734	+22,232	+2%	$62.2M	$60.4M	-$1.8M	2026-10-08
RFG Advisory, LLC	INCREASED	230,941	94,044	+136,897	+146%	$4.8M	$11.3M	+$6.5M	2026-11-03
Brighton Jones LLC	INCREASED	66,042	63,429	+2,613	+4%	$3.3M	$3.2M	-$22.1K	2026-11-03
Trek Financial, LLC	INCREASED	33,468	13,788	+19,680	+143%	$708.0K	$1.6M	+$931.3K	2026-10-29
Financial Synergies Wealth Advisors, Inc.	INCREASED	23,177	20,060	+3,117	+16%	$1.0M	$1.1M	+$105.2K	2026-10-16
Paladin Wealth, LLC	DECREASED	22,633	23,119	-486	-2%	$1.2M	$1.1M	-$78.5K	2026-10-23
Williams & Novak Wealth Management, LLC	INCREASED	22,334	6,760	+15,574	+230%	$347.1K	$1.1M	+$746.8K	2026-10-09
Vise Technologies, Inc.	INCREASED	14,281	13,457	+824	+6%	$691.0K	$699.5K	+$8.5K	2026-10-29
MinichMacGregor Wealth Management, LLC	INCREASED	10,974	9,232	+1,742	+19%	$474.0K	$537.5K	+$63.5K	2026-10-14
Kelleher Financial Advisors	INCREASED	4,021	3,971	+50	+1%	$203.9K	$196.9K	-$7.0K	2026-10-30
Birchwood Financial Partners, Inc.	INCREASED	3,536	3,521	+15	+0%	$180.8K	$173.2K	-$7.6K	2026-11-02
Lloyd Advisory Services, Llc.	INCREASED	1,733	1,640	+93	+6%	$84.2K	$84.9K	+$667	2026-11-02
Private Trust Co NA	UNCHANGED	520	520	0	0%	$26.7K	$25.5K	-$1.2K	2026-10-20
Cape Investment Advisory, Inc.	UNCHANGED	200	200	0	0%	$10.3K	$9.8K	-$473	2026-10-13
Networth Advisors, LLC	UNCHANGED	107	107	0	0%	$5.5K	$5.2K	-$245	2026-11-03
Tounjian Advisory Partners, LLC	DECREASED	101	147	-46	-31%	$7.5K	$5.0K	-$2.6K	2026-11-04
SYM Financial Corp	NEW	75	—	+75	—	—	$3.7K	—	2026-10-26
Elevated Capital Advisors, LLC	DECREASED	35	47	-12	-26%	$2.4K	$1.7K	-$702	2026-11-04
Triumph Capital Management	UNCHANGED	23	23	0	0%	$1.2K	$1.1K	-$54	2026-10-14
Montgomery Financial Services LLC	UNCHANGED	14	14	0	0%	$719	$686	-$33	2026-11-03
Cambridge Investment Research Advisors, Inc.	CLOSED	0	10,718	-10,718	-100%	$550.0K	$0	-$550.0K	2026-11-02
Evolution Wealth Management Inc.	CLOSED	0	198	-198	-100%	$10.2K	$0	-$10.2K	2026-10-28
Allianz Asset Management GmbH	N/A	—	1,273,711	-1,273,711	-100%	$65.4M	—	—	—
LPL Financial LLC	N/A	—	341,551	-341,551	-100%	$17.5M	—	—	—
OneDigital Investment Advisors LLC	N/A	—	230,113	-230,113	-100%	$11.8M	—	—	—
NewEdge Advisors, LLC	N/A	—	127,325	-127,325	-100%	$6.5M	—	—	—
Great Valley Advisor Group, Inc.	N/A	—	121,560	-121,560	-100%	$6.2M	—	—	—
Mariner, LLC	N/A	—	61,481	-61,481	-100%	$3.2M	—	—	—
Summit Financial, LLC	N/A	—	53,634	-53,634	-100%	$2.8M	—	—	—
Cerity Partners LLC	N/A	—	45,695	-45,695	-100%	$2.3M	—	—	—
Integrated Wealth Concepts LLC	N/A	—	39,354	-39,354	-100%	$2.0M	—	—	—
Brown Financial Advisors	N/A	—	33,171	-33,171	-100%	$1.7M	—	—	—
HighTower Advisors, LLC	N/A	—	32,375	-32,375	-100%	$1.7M	—	—	—
Mattson Financial Services, LLC	N/A	—	17,436	-17,436	-100%	$888.7K	—	—	—
AE Wealth Management LLC	N/A	—	10,447	-10,447	-100%	$536.4K	—	—	—
CreativeOne Wealth, LLC	N/A	—	9,247	-9,247	-100%	$474.8K	—	—	—
Jane Street Group, LLC	N/A	—	7,974	-7,974	-100%	$409.4K	—	—	—
Raymond James Financial Inc	N/A	—	6,785	-6,785	-100%	$348.4K	—	—	—
Envestnet Asset Management Inc	N/A	—	6,053	-6,053	-100%	$310.8K	—	—	—
Vickerman Investment Advisors, Inc.	N/A	—	4,520	-4,520	-100%	$232.1K	—	—	—
Forum Finance Group S.A.	N/A	—	4,241	-4,241	-100%	$176	—	—	—
Osaic Holdings, Inc.	N/A	—	2,288	-2,288	-100%	$117.5K	—	—	—
Royal Bank of Canada	N/A	—	1,787	-1,787	-100%	$92.0K	—	—	—
BFC Planning, Inc.	N/A	—	1,390	-1,390	-100%	$71.4K	—	—	—
Global Retirement Partners, LLC	N/A	—	662	-662	-100%	$34.0K	—	—	—
Wells Fargo & Company	N/A	—	642	-642	-100%	$33.0K	—	—	—
Harbour Investments, Inc.	N/A	—	260	-260	-100%	$13.4K	—	—	—
Whittier Trust Co of Nevada Inc	N/A	—	253	-253	-100%	$12.9K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	232	-232	-100%	$11.9K	—	—	—
Strategic Wealth Partners, Ltd.	N/A	—	213	-213	-100%	$10.9K	—	—	—
Allworth Financial LP	N/A	—	194	-194	-100%	$10.0K	—	—	—
JPMorgan Chase & Co	N/A	—	179	-179	-100%	$9.2K	—	—	—
IFG Advisory, LLC	N/A	—	74	-74	-100%	$3.8K	—	—	—
Luminist Capital LLC	N/A	—	0	0	—	$1.1K	—	—	—

Showing 54 of 54 institutions